Trademark/Service Mark Application, Principal Register
Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1478 (Rev 09/2006)
OMB No. 0651-0009 (Exp 02/28/2021)
Trademark/Service Mark Application, Principal Register
The mark consists of standard characters, without claim to any particular font style, size, or color.
REGISTER
Principal
APPLICANT INFORMATION
*OWNER OF MARK
Putnam Retail Management, LP
*MAILING ADDRESS
100 Federal St
*CITY
Boston
*STATE
(Required for U.S. applicants)
Massachusetts
*COUNTRY/REGION/JURISDICTION/U.S. TERRITORY
United States
*ZIP/POSTAL CODE
(Required for U.S. and certain international addresses)
02110
*EMAIL ADDRESS
XXXX
LEGAL ENTITY INFORMATION
TYPE
limited partnership
STATE/COUNTRY/REGION/JURISDICTION/U.S. TERRITORY WHERE LEGALLY ORGANIZED
Massachusetts
NAME(S) OF GENERAL PARTNER(S) & CITIZENSHIP/INCORPORATION
Putnam Retail Management GP, a Massachusetts general partnership and Putnam Investments, LLC, a Delaware limited liability company
GOODS AND/OR SERVICES AND BASIS INFORMATION
INTERNATIONAL CLASS
036
*IDENTIFICATION
Providing processes or rules to be followed in calculations or other problem-solving operations in the field of finance; Providing and
updating a financial index
FILING BASIS
SECTION 1(b)
ADDITIONAL STATEMENTS SECTION
MISCELLANEOUS STATEMENT
Applicant is also the owner of Serial No. 88844703.
ATTORNEY INFORMATION
NAME
Matthew Connors
ATTORNEY DOCKET NUMBER
10785
ATTORNEY BAR MEMBERSHIP NUMBER
XXX
YEAR OF ADMISSION
XXXX
U.S. STATE/ COMMONWEALTH/ TERRITORY
XX
FIRM NAME
Gesmer Updegrove LLP
STREET
40 Broad St
CITY
Boston
STATE
Massachusetts
COUNTRY/REGION/JURISDICTION/U.S. TERRITORY
United States
ZIP/POSTAL CODE
02109
PHONE
617-350-6800
EMAIL ADDRESS
trademarks@gesmer.com
OTHER APPOINTED ATTORNEY
Shannon M. Nolley, William Hilton
CORRESPONDENCE INFORMATION
NAME
Matthew Connors
PRIMARY EMAIL ADDRESS FOR CORRESPONDENCE
trademarks@gesmer.com
SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES)
NOT PROVIDED
FEE INFORMATION
APPLICATION FILING OPTION
TEAS Standard
NUMBER OF CLASSES
1
APPLICATION FOR REGISTRATION PER CLASS
275
*TOTAL FEES DUE
275
*TOTAL FEES PAID
275
SIGNATURE INFORMATION
SIGNATURE
/Shannon M. Nolley/
SIGNATORY'S NAME
Shannon M. Nolley
SIGNATORY'S POSITION
Attorney of record, Massachusetts bar member
SIGNATORY'S PHONE NUMBER
617-350-6800
DATE SIGNED
04/23/2020
Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1478 (Rev 09/2006)
OMB No. 0651-0009 (Exp 02/28/2021)
Trademark/Service Mark Application, Principal Register
Serial Number:88884496
Filing Date:04/23/020
To the Commissioner for Trademarks:
MARK: PUTNAM DYNAMIC LOW VOLATILITY EXCESS RETURN INDEX (Standard Characters, see mark)
The literal element of the mark consists of PUTNAM DYNAMIC LOW VOLATILITY EXCESS RETURN INDEX. The mark consists of standard characters, without claim to any particular font style, size, or
color.
The applicant, Putnam Retail Management, LP, a limited partnership legally organized under the laws of Massachusetts, comprising of Putnam Retail Management GP, a Massachusetts general partnership
and Putnam Investments, LLC, a Delaware limited liability company, having an address of
100 Federal St
Boston, Massachusetts 02110
United States
XXXX
requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C.
Section 1051 et seq.), as amended, for the following:
International Class 036: Providing processes or rules to be followed in calculations or other problem-solving operations in the field of finance; Providing and updating a financial index
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.
Miscellaneous Statement
Applicant is also the owner of Serial No. 88844703.
The owner's/holder's proposed attorney information: Matthew Connors. Other appointed attorneys are Shannon M. Nolley, William Hilton. Matthew Connors of Gesmer Updegrove LLP, is a member of the
XX bar, admitted to the bar in XXXX, bar membership no. XXX, and the attorney(s) is located at
40 Broad St
Boston, Massachusetts 02109
United States
617-350-6800(phone)
trademarks@gesmer.com
The docket/reference number is 10785.
Matthew Connors submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S.
Commonwealth or territory.
The applicant's current Correspondence Information:
Matthew Connors
PRIMARY EMAIL FOR CORRESPONDENCE: trademarks@gesmer.com SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): NOT PROVIDED
Requirement for Email and Electronic Filing: I understand that a valid email address must be maintained by the applicant owner/holder and the applicant owner's/holder's attorney, if appointed,
and that all official trademark correspondence must be submitted via the Trademark Electronic Application System (TEAS).
A fee payment in the amount of $275 has been submitted with the application, representing payment for 1 class(es).
Declaration
Declaration Signature
Signature: /Shannon M. Nolley/ Date: 04/23/2020
Signatory's Name: Shannon M. Nolley
Signatory's Position: Attorney of record, Massachusetts bar member
Payment Sale Number: 88884496
Payment Accounting Date: 04/23/2020
Serial Number: 88884496
Internet Transmission Date: Thu Apr 23 14:30:53 ET 2020
TEAS Stamp: USPTO/BAS-XX.XX.XX.XXX-20200423143053212
202-88884496-71072bd9eea9f77262b33176576
8e62554a3350895c4d2d62bfb7e37af7135171d-
CC-30513129-20200423141817002865