Application

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

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Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

Trademark/Service Mark Application, Principal Register

Serial Number: 88883891

Filing Date: 04/23/020

To the Commissioner for Trademarks:

MARK: (Stylized and/or Design, see mark) The applicant is not claiming color as a feature of the mark. The mark consists of an antelope with a bird on its shoulder inside of a circle.
The applicant, YieldStreet Inc., a corporation of Delaware, having an address of
      300 Park Avenue, 15th Floor
      New York, New York 10022
      United States
      XXXX

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

International Class 036:  investment services, namely, investment of funds; investment services, namely, investment management; crowdfunding services in the nature of providing financing from money collected from individuals; financial services, namely, financing of various non-traditional assets; financial services, namely, money lending services with art used as collateral; financial services, namely, money lending services with marine vessels used as collateral

In International Class 036, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 03/02/2020, and first used in commerce at least as early as 03/02/2020, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) website screenshot showing the mark used in connection with promoting the services.

Original PDF file:
SPE0-3810821634-20200323110608231420_._YIELDSTREET_Specimen_of_Use__F3452564x96B9E_.pdf
Converted PDF file(s) (3 pages)
Specimen File1
Specimen File2
Specimen File3



Use of the mark in another form
The mark was first used anywhere in a different form other than that sought to be registered at least as early as 00/00/2015, and in commerce at least as early as 00/00/2015.


The owner's/holder's proposed attorney information: Allison Strickland Ricketts. Other appointed attorneys are Lawrence E. Apolzon, Andrew N. Fredbeck, Nancy Sabarra, Karen Lim, Charles T.J. Weigell, Ashford Tucker, Tamar Niv Bessinger. Allison Strickland Ricketts of FROSS ZELNICK LEHRMAN & ZISSU, P.C., is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, and the attorney(s) is located at
      151 West 42nd St., 17th Fl
      New York, New York 10036
      United States
      212-813-5967(phone)
      ricketts-docket@fzlz.com
The docket/reference number is YLDS 2003145.
Allison Strickland Ricketts submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S. Commonwealth or territory.

The applicant's current Correspondence Information:

Allison Strickland Ricketts

PRIMARY EMAIL FOR CORRESPONDENCE: ricketts-docket@fzlz.com       SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): NOT PROVIDED Requirement for Email and Electronic Filing: I understand that a valid email address must be maintained by the applicant owner/holder and the applicant owner's/holder's attorney, if appointed, and that all official trademark correspondence must be submitted via the Trademark Electronic Application System (TEAS).

A fee payment in the amount of $275 has been submitted with the application, representing payment for 1 class(es).

Declaration

	Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a): The signatory believes that the applicant is the owner of the trademark/service mark sought to be registered; The mark is in use in commerce and was in use in commerce as of the filing date of the application on or in connection with the goods/services in the application; The specimen(s) shows the mark as used on or in connection with the goods/services in the application and was used on or in connection with the goods/services in the application as of the application filing date; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate. And/Or If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e): The signatory believes that the applicant is entitled to use the mark in commerce; The applicant has a bona fide intention to use the mark in commerce and had a bona fide intention to use the mark in commerce as of the application filing date on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.
	To the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive.
	To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
	The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Declaration Signature

Signature: /Ivor Wolk/   Date: 04/22/2020
Signatory's Name: Wolk, Ivor C.
Signatory's Position: General Counsel
Payment Sale Number: 88883891
Payment Accounting Date: 04/23/2020

Serial Number: 88883891
Internet Transmission Date: Thu Apr 23 09:38:16 ET 2020
TEAS Stamp: USPTO/BAS-XX.XXX.XXX.XX-2020042309381653
0979-88883891-7101086fcc54b1d8416923e1f2
8884fe342c6590923534533b07891a77512-DA-3
8165413-20200421110432121810