Application

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

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Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

Trademark/Service Mark Application, Principal Register

Serial Number: 88804241

Filing Date: 02/20/020

To the Commissioner for Trademarks:

MARK: iCapital (Standard Characters, see mark)
The literal element of the mark consists of iCapital. The mark consists of standard characters, without claim to any particular font style, size, or color.
The applicant, Institutional Capital Network, Inc., a corporation of Delaware, having an address of
      60 East 42nd St., 26th floor
      New York, New York 10165
      United States
      sjacbos@icapitalnetwork.com

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

International Class 035:  Marketing consultation in the field of alternative investments; Providing marketing services to businesses in the field of alternative investments; Business management and consulting services for businesses the field of alternative investments

In International Class 035, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 11/30/2015, and first used in commerce at least as early as 11/30/2015, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) website printout.

Original PDF file:
SPE0-9667158177-20200220140223663101_._Turnkey_Alternatives_Solution___iCapital_Network.pdf
Converted PDF file(s) (12 pages)
Specimen File1
Specimen File2
Specimen File3
Specimen File4
Specimen File5
Specimen File6
Specimen File7
Specimen File8
Specimen File9
Specimen File10
Specimen File11
Specimen File12

International Class 036:  Financial asset management services in the field of alternative investments; Financial asset administration services in the field of alternative investments; Investment management services in the field of alternative investments; Financial asset evaluation services in the field of alternative investments; Providing research, consultation, analytics, and advice in the field of alternative investments; Providing information and advisory services in the field of alternative investments

In International Class 036, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 11/30/2015, and first used in commerce at least as early as 11/30/2015, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) website prinout.

Original PDF file:
SPE0-9667158177-20200220140223663101_._Research__Due_Diligence___iCapital_Network.pdf
Converted PDF file(s) (12 pages)
Specimen File1
Specimen File2
Specimen File3
Specimen File4
Specimen File5
Specimen File6
Specimen File7
Specimen File8
Specimen File9
Specimen File10
Specimen File11
Specimen File12

International Class 041:  Providing on-line non-downloadable publications in the nature of articles, newsletters, reports and white papers in the field of alternative investments; Providing a website that provides educational information, news and commentary in the field alternative investments; Providing blogs in the field of alternative investments; Educational services in the nature of conferences, seminars, classes and workshops in the field of alternative investments

In International Class 041, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 11/30/2015, and first used in commerce at least as early as 11/30/2015, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) website prinout.

Original PDF file:
SPE0-9667158177-20200220140223663101_._EDUCATION___iCapital_Network.pdf
Converted PDF file(s) (10 pages)
Specimen File1
Specimen File2
Specimen File3
Specimen File4
Specimen File5
Specimen File6
Specimen File7
Specimen File8
Specimen File9
Specimen File10

International Class 042:  Platform as a Service (PaaS) featuring computer software platforms that allow users to research, analyze, and invest in alternative investments; Platform as a Service (PaaS) featuring computer software platforms that allow users to manage and administer alternative investments; Providing on-line non-downloadable software in the nature of a financial technology software platform for providing information, analysis, management and administration services in the field of alternative investments

In International Class 042, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 11/30/2015, and first used in commerce at least as early as 11/30/2015, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) website printout.

Original PDF file:
SPE0-9667158177-20200220140223663101_._Custom_Platform_Solution___iCapital_Network.pdf
Converted PDF file(s) (14 pages)
Specimen File1
Specimen File2
Specimen File3
Specimen File4
Specimen File5
Specimen File6
Specimen File7
Specimen File8
Specimen File9
Specimen File10
Specimen File11
Specimen File12
Specimen File13
Specimen File14


Claim of Active Prior Registration(s)
The applicant claims ownership of active prior U.S. Registration Number(s) 5269499 and 5269497.


The owner's/holder's proposed attorney information: Jordan A LaVine. Jordan A LaVine of Flaster Greenberg PC, is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, is located at
      One Tower Bridge
      100 Front Street, Suite 100
      Conshohocken, Pennsylvania 19428
      United States
      215-279-9389(phone)
      jordan.lavine@flastergreenberg.com

Jordan A LaVine submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S. Commonwealth or territory.

The applicant's current Correspondence Information:

Jordan A LaVine

PRIMARY EMAIL FOR CORRESPONDENCE: jordan.lavine@flastergreenberg.com        SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): tmdock@flastergreenberg.com Requirement for Email and Electronic Filing: I understand that a valid email address must be maintained by the applicant owner/holder and the applicant owner's/holder's attorney, if appointed, and that all official trademark correspondence must be submitted via the Trademark Electronic Application System (TEAS).

A fee payment in the amount of $1100 has been submitted with the application, representing payment for 4 class(es).

Declaration

	Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a): The signatory believes that the applicant is the owner of the trademark/service mark sought to be registered; The mark is in use in commerce on or in connection with the goods/services in the application; The specimen(s) shows the mark as used on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate. And/Or If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e): The signatory believes that the applicant is entitled to use the mark in commerce; The applicant has a bona fide intention to use the mark in commerce on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.
	To the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive.
	To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
	The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Declaration Signature

Signature: /jordan lavine/   Date: 02/20/2020
Signatory's Name: Jordan LaVine
Signatory's Position: Attorney of record, PA/NJ/NY bar member
Payment Sale Number: 88804241
Payment Accounting Date: 02/20/2020

Serial Number: 88804241
Internet Transmission Date: Thu Feb 20 14:38:49 ET 2020
TEAS Stamp: USPTO/BAS-XX.XX.XXX.XXX-2020022014384965
5219-88804241-710404d25535e377ee624453b5
ea5bb1fcbd127dad02a48cd225c6c54b28627a3d
a-CC-38487343-20200220143712261546