TEAS RF New Application

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

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Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

Trademark/Service Mark Application, Principal Register

Serial Number: 88735030

Filing Date: 12/20/2019

To the Commissioner for Trademarks:

MARK: UNLOCK (Standard Characters, see mark)
The literal element of the mark consists of UNLOCK. The mark consists of standard characters, without claim to any particular font style, size, or color.
The applicant, Saluda Grade Advisory LLC, a limited liability company legally organized under the laws of Delaware, having an address of
      77 Toledo Way
      San Francisco, California 94123
      United States

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

International Class 036:  Financing services in the nature of providing financial services with respect to financial instruments, namely, trading of and investments in financial instruments for others including option contracts, life estate agreements, and equity sharing and equity financing agreements and instruments; providing financial information in the field of option contracts, life estate agreements, and equity sharing and equity financing agreements and instruments; generating, servicing, administering and managing financial assets, namely, issuance and financial administration of assets in the nature of equity sharing agreements and financial asset management; generating, servicing, administering and managing financial assets, namely, issuance and financial administration of financial assets and instruments, and financial asset management in the nature of individual and pools of option contracts, life estate agreements, and other forms of equity sharing and equity financing agreements and instruments; capital investment services; management of capital investment funds; investment management of funds raised to buy options, life estate agreements and equity sharing and equity financing agreements and instruments; assuming financial risk of others by entering into options, life estate agreements, and equity sharing and equity financing agreements and instruments; investment of funds for others; establishing investment funds for others to purchase options, life estate agreements, and equity sharing and equity financing agreements and instruments; all of the foregoing services in the field of residential real estate, and excluding the field of commodities; Financing services providing option contracts secured by an interest in the underlying residential property that enable homeowners to share home equity appreciation with investors; Providing cash to homeowners in return for a share in home equity appreciation; Servicing and managing financial assets, namely, individual or pools of option contracts on residential properties; and Investment management of funds raised to buy options on residential properties
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.



The applicant hereby appoints Francis J. Duffin. Other appointed attorneys are all duly-admitted attorneys with the firm of Wiggin and Dana LLP. Francis J. Duffin of Wiggin and Dana LLP, is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, and the attorney(s) is located at
      One Century Tower, 265 Church Street
      New Haven, Connecticut 06510
      United States
      203-498-4347(phone)
      203.782.2889(fax)
      fduffin@wiggin.com (authorized).
The attorney docket/reference number is 205383/US001.
Francis J. Duffin submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S. Commonwealth or territory.

The applicant's current Correspondence Information:

Francis J. Duffin

Wiggin and Dana LLP

One Century Tower, 265 Church Street

New Haven, Connecticut 06510

203-498-4347(phone)

203.782.2889(fax)

fduffin@wiggin.com; trademarkdocketing@wiggin.com; pbushnell@wiggin.com (authorized). Email Authorization: I authorize the USPTO to send email correspondence concerning the application to the applicant, the applicant's attorney, or the applicant's domestic representative at the email address provided in this application. I understand that a valid email address must be maintained and that the applicant or the applicant's attorney must file the relevant subsequent application-related submissions via the Trademark Electronic Application System (TEAS). Failure to do so will result in the loss of TEAS Reduced Fee status and a requirement to submit an additional processing fee of $125 per international class of goods/services.

A fee payment in the amount of $275 has been submitted with the application, representing payment for 1 class(es).

Declaration

	Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a): The signatory believes that the applicant is the owner of the trademark/service mark sought to be registered; The mark is in use in commerce on or in connection with the goods/services in the application; The specimen(s) shows the mark as used on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate. And/Or If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e): The signatory believes that the applicant is entitled to use the mark in commerce; The applicant has a bona fide intention to use the mark in commerce on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.
	To the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive.
	To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
	The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Declaration Signature

Signature: /Ryan J. Craft/   Date: 12/20/2019
Signatory's Name: Ryan J. Craft
Signatory's Position: Chief Executive Officer
Payment Sale Number: 88735030
Payment Accounting Date: 12/20/2019

Serial Number: 88735030
Internet Transmission Date: Fri Dec 20 12:46:47 EST 2019
TEAS Stamp: USPTO/BAS-XX.X.XX.XX-2019122012464785684
3-88735030-7007b9af6364d3eafcb9a327f225f
bd47aef9e72967d446738c7d1aeec3da5a3-DA-4
6472412-20191220123942432895