TEAS RF New Application

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

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Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

Trademark/Service Mark Application, Principal Register

Serial Number: 88714204

Filing Date: 12/04/2019

To the Commissioner for Trademarks:

MARK: AUDAX (Standard Characters, see mark)
The literal element of the mark consists of AUDAX. The mark consists of standard characters, without claim to any particular font style, size, or color.
The applicant, 101 HUNTINGTON HOLDINGS, LLC, a limited liability company legally organized under the laws of Delaware, having an address of
      101 Huntington Avenue
      Boston, Massachusetts 02199
      United States
      617-859-1513(phone)

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

International Class 036:  Financial services, namely, investment advice, investment management, investment consultation, investment of funds for others, and raising debt and equity capital for the funding of investments; Financial analysis and consultation

In International Class 036, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 11/30/1999, and first used in commerce at least as early as 11/30/1999, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) Image of a website page that shows the mark for services.

Original PDF file:
SPE0-1371691081-20191203081550364603_._AUDAX_GROUP_and_Design_specimen.pdf
Converted PDF file(s) (2 pages)
Specimen File1
Specimen File2

International Class 035:  Business management and consultation

In International Class 035, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 11/30/1999, and first used in commerce at least as early as 11/30/1999, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) Image of a website page that shows the mark for services.

Original PDF file:
SPE0-1-1371691081-20191203081550364603_._AUDAX_GROUP_and_Design_specimen.pdf
Converted PDF file(s) (2 pages)
Specimen File1
Specimen File2


Claim of Active Prior Registration(s)
The applicant claims ownership of active prior U.S. Registration Number(s) 2456210, 3778593, 4504708, and others.


The applicant hereby appoints Jordan Heinz. Jordan Heinz of Kirkland & Ellis, is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, is located at
      300 North LaSalle
      Chicago, Illinois 60654
      United States
      312-862-7027(phone)
      jordan.heinz@kirkland.com (authorized).
The attorney docket/reference number is 37869-18.
Jordan Heinz submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S. Commonwealth or territory.

The applicant's current Correspondence Information:

Jordan Heinz

Kirkland & Ellis

300 North LaSalle

Chicago, Illinois 60654

312-862-7027(phone)

jordan.heinz@kirkland.com; trademarks@kirkland.com (authorized). Email Authorization: I authorize the USPTO to send email correspondence concerning the application to the applicant, the applicant's attorney, or the applicant's domestic representative at the email address provided in this application. I understand that a valid email address must be maintained and that the applicant or the applicant's attorney must file the relevant subsequent application-related submissions via the Trademark Electronic Application System (TEAS). Failure to do so will result in the loss of TEAS Reduced Fee status and a requirement to submit an additional processing fee of $125 per international class of goods/services.

A fee payment in the amount of $550 has been submitted with the application, representing payment for 2 class(es).

Declaration

	Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a): The signatory believes that the applicant is the owner of the trademark/service mark sought to be registered; The mark is in use in commerce on or in connection with the goods/services in the application; The specimen(s) shows the mark as used on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate. And/Or If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e): The signatory believes that the applicant is entitled to use the mark in commerce; The applicant has a bona fide intention to use the mark in commerce on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.
	To the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive.
	To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
	The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Declaration Signature

Signature: /daniel h weintraub/   Date: 12/03/2019
Signatory's Name: Daniel H. Weintraub
Signatory's Position: Chief Administrative Legal Officer
Payment Sale Number: 88714204
Payment Accounting Date: 12/04/2019

Serial Number: 88714204
Internet Transmission Date: Wed Dec 04 08:50:34 EST 2019
TEAS Stamp: USPTO/BAS-XXX.XXX.XXX.X-2019120408503408
9002-88714204-70072866a562dad8043785f5e8
0e4ccb39ccbb517bc3e4eb80c3f1a61485fc1f4b
-DA-50332803-20191203081550364603