Trademark/Service Mark Application, Principal Register
Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1478 (Rev 09/2006)
OMB No. 0651-0009 (Exp 02/28/2021)
Trademark/Service Mark Application, Principal Register
*DESCRIPTION OF THE MARK
(and Color Location, if applicable)
The mark consists of the word "CAT" with a triangle below the letter "A"; a partial hexagon design outlined on the right side of the word "CAT" and
the hexagon has a black honeycomb pattern as its interior.
PIXEL COUNT ACCEPTABLE
YES
PIXEL COUNT
640 x 480
REGISTER
Principal
APPLICANT INFORMATION
*OWNER OF MARK
Caterpillar Inc.
*STREET
100 N.E. Adams Street
*CITY
Peoria
*STATE
(Required for U.S. applicants)
Illinois
*COUNTRY
United States
*ZIP/POSTAL CODE
(Required for U.S. and certain international addresses)
61629
LEGAL ENTITY INFORMATION
TYPE
corporation
STATE/COUNTRY OF INCORPORATION
Delaware
GOODS AND/OR SERVICES AND BASIS INFORMATION
INTERNATIONAL CLASS
001
*IDENTIFICATION
Chemicals for use in industry, science and photography, as well as in agriculture, horticulture and forestry; unprocessed artificial resins,
unprocessed plastics; fire extinguishing and fire prevention compositions; tempering and soldering preparations; substances for tanning animal skins and hides; adhesives for use in industry; putties
and other paste fillers; compost, manures, fertilizers; biological preparations for use in industry and science; Chemicals for use in industry, agriculture, horticulture, and forestry except
fungicides, herbicides, insecticides and paraticides; adhesives used in industry; cement for repairs, namely, adhesive cement for bonding; anti-freeze; coolants; chemical preparations in the nature
of conditioners for enhancing the performance of engine cooling systems; chemical preparations in the nature of cleaners for enhancing the performance of engine cooling systems; chemical preparations
for locking screw threads; battery fluid, namely, acidulated water for recharging batteries; chemical preparations in the nature of filtering materials for industrial use; hydraulic fluids; fuel
additives, namely, chemical additives for fuel treatment; compositions for repairing vehicle tires, namely, rubber cement for repairing pneumatic tires; artificial and synthetic resins and diesel
exhaust fluid
FILING BASIS
SECTION 1(b)
INTERNATIONAL CLASS
002
*IDENTIFICATION
Paints, varnishes, lacquers; preservatives against rust and against deterioration of wood; colorants, dyes; inks for printing, marking and
engraving; raw natural resins; metals in foil and powder form for use in painting, decorating, printing and art; Paints, varnishes, lacquers; preservatives against rust in the nature of a coating and
against deterioration of wood; colorants; mordants used in the manufacturing of coatings; raw natural resins; primers, and paint thinners; metal preservatives in the nature of a coating; coatings in
the form of paints for use in the manufacture of vehicles and on parts of vehicles; fireproof cement coatings
FILING BASIS
SECTION 1(b)
INTERNATIONAL CLASS
004
*IDENTIFICATION
Industrial oils and greases, wax; lubricants; dust absorbing, wetting and binding compositions; fuels and illuminants; candles and wicks for
lighting; Industrial oils and greases; lubricants; diesel oil; anti-seizure lubricating compounds for use on engines; lubricant designed for use in ball and roller bearings and bushings
FILING BASIS
SECTION 1(b)
INTERNATIONAL CLASS
006
*IDENTIFICATION
Common metals and their alloys, ores; metal materials for building and construction; transportable buildings of metal; non-electric cables and
wires of common metal; small items of metal hardware; metal containers for storage or transport; safes; Common metals and their alloys; metal building materials; ores; non-electric cables and wires
of common metal; small items of metal hardware; metal containers for storage or transport; non-electric cables and wires of common metals; pipes and tubes of metal; metal plugs; metal sealing rings;
metal seals; metal tie downs; metal bungs; metal caps for tubing ends; metal closures for containers; metal pipe collars; metal clamps; metal couplings for use with hoses; metal storage tanks; metal
drain plugs; metal drawbar pins; metal locking pins; metal snap rings; metallic drain traps and drain caps; metal pipe extensions; metal debris deflectors; clad steel plates; metal track hardware,
namely, track links, track shoes and track pins; metal chains; metal number plates; parts and fittings for all the aforesaid goods sold as a unit with the goods; parts for land vehicles and
machinery, namely, metal gaskets for machinery and land vehicles, metal pipe connectors, metal pipe fittings, metal cylinders for compressed gas or liquids sold empty, metal hose clamps, and metal
hose fittings; metal tool boxes; metal camshafts; metal studs; metal rod ends; metal rods; metal rivets; metal pins; metal brackets; metal clamps; metal bolts; metal nuts; metal washers; metal
screws; metal fasteners; metal rings; metal belts; metal pulleys; metal springs; metal keys; metal Woodruff keys; metal clips; common metal powders used in manufacturing; metals in foil or powder
form for 3D printers
FILING BASIS
SECTION 1(b)
INTERNATIONAL CLASS
009
*IDENTIFICATION
Scientific, research, navigation, surveying, photographic, cinematographic, audiovisual, optical, weighing, measuring, signalling, detecting,
testing, inspecting, life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling the distribution or
use of electricity; apparatus and instruments for recording, transmitting, reproducing or processing sound, images or data; recorded and downloadable media, computer software, blank digital or
analogue recording and storage media; mechanisms for coin-operated apparatus; cash registers, calculating devices; computers and computer peripheral devices; diving suits, divers' masks, ear plugs
for divers, nose clips for divers and swimmers, gloves for divers, breathing apparatus for underwater swimming; fire-extinguishing apparatus; Scientific, research, navigation, surveying,
photographic, cinematographic, audiovisual, optical, weighing, measuring, signaling, detecting, testing, inspecting apparatus and instruments for conducting, switching, transforming, accumulating,
regulating or controlling the distribution or use of electricity; apparatus and instruments for recording, transmitting, reproducing or processing sound, images or data; recorded and downloadable
media, computer software, blank digital or analogue recording and storage media; computers and computer peripheral devices; fire-extinguishing apparatus; computer software; electric wire, harnessing,
gauges and switches; electronic displays; electronic connectors, terminals, and controls; circuit breakers; fuses; leveling rods; reflective mirrors to prevent accidents; power inverters; batteries;
electrical parts and fittings for land vehicles, machinery, and equipment, namely, amplifiers for wireless communications, antennas, and batteries; electric relays; control mechanisms for machines,
engines, or motors; fuel/air ratio controls for engines; speed governors for machines, engines, and motors; radios; antennas; electric cables; converters; speakers; glasses; eyeglasses; sunglasses;
mobile phone and tablets; Solar panels for the production of electricity; drones
FILING BASIS
SECTION 1(b)
INTERNATIONAL CLASS
011
*IDENTIFICATION
Apparatus and installations for lighting, heating, cooling, steam generating, cooking, drying, ventilating, water supply and sanitary
purposes; Light lenses; machine head lights; interior lights; machine work lights; light, machine and lamp; light bulbs; head light bulbs; tail light bulbs; vehicle turn signal light bulbs; dashboard
light bulbs; electric torches for lighting; lights for vehicles and lamps; reflectors for vehicles; air conditioning apparatus; air conditioning filters; defrosting apparatus for vehicles; parts and
fittings for all the aforesaid goods sold as a unit with the goods; parts and fittings for land vehicles, agricultural machinery, and earth moving machinery, namely, backup lights for land vehicles;
coolant recovery systems comprising reservoirs, pumps, filters, and cleaners; electric light bulbs; LED light bulbs; rear lights for vehicles; valves as part of radiators
FILING BASIS
SECTION 1(b)
INTERNATIONAL CLASS
017
*IDENTIFICATION
Unprocessed and semi-processed rubber, gutta-percha, gum, asbestos, mica and substitutes for all these materials; plastics and resins in
extruded form for use in manufacture; packing, stopping and insulating materials; flexible pipes, tubes and hoses, not of metal; Flexible pipes, tubes, fittings, hoses, seals, junctions, and rings
not of metal; non-metal seals for use on pipe joints and flanges; semi-processed brake lining material; clutch linings; non-metal gaskets for commercial and industrial applications; insulating
gloves; rings of rubber or of plastic for use as pipe connection seals; parts and fittings for all the aforesaid goods sold as a unit with the goods; parts and fittings for land vehicles,
agricultural machines, and earth moving machines, namely, connecting hoses for vehicle radiators; absorbent products, namely, perforated pads, for the containment and clean-up of oil based chemicals,
oils and liquids; non-medical adhesive strips; snubber seals; cylinder seals; piston wear rings; insulation used for sound suppress and HVAC
FILING BASIS
SECTION 1(b)
INTERNATIONAL CLASS
025
*IDENTIFICATION
Clothing, footwear, headwear; Apparel, footwear and headwear, namely, work, sport, dress, casual, children, and infant clothing in the nature
of shirts, sweaters, pullovers, jackets, pants, shorts, parkas, vests, and rainwear; headwear; caps being headwear; hats; visors being headwear; knit hats; sun hats; uniforms; one piece jumpsuits;
shirts; t-shirts; golf shirts; dress shirts; sport shirts; polo shirts; collared shirts; night shirts; sweatshirts; wind shirts; sweaters; pullovers; jumpers; fleece pullovers; pants; dress pants;
sport pants; casual pants; jeans; lounge pants; sleep pants; sweatpants; wind pants; shorts; jackets; fleece jackets; parkas; vests; rainwear; bathing suits; underwear; gloves; ski gloves; mittens;
socks; sock liners; footwear, namely shoes, casual shoes; sandals, boots, work boots, sport shoes, hiking shoes, hiking boots; insoles for shoes and boots; belts; leather belts; fabric belts; ties;
scarves; bandanas; wrist bands as clothing; bibs not of paper
FILING BASIS
SECTION 1(b)
INTERNATIONAL CLASS
028
*IDENTIFICATION
Games, toys and playthings; video game apparatus; gymnastic and sporting articles; decorations for Christmas trees; Toys and sporting goods;
toy vehicles and accessories therefor; balls for sports; golf tees, golf tee markers and tins; golf divot repair tools; hand grips for golf clubs; golf clubs; golf putters; covers for golf clubs;
bats for games; aerodynamic disk for use in playing catching games; corn-hole game sets; corn-hole bags; washer toss games; scale model vehicles; scale model kits; toy models; construction site
themed play sets; playground equipment including sand boxes; baby gyms; swings; toy work tools; toy tool benches; radio controlled toy vehicles; remote controlled toy vehicles; construction toys;
ride-on toy vehicles; battery operated ride-on toys; puzzles; kites; role-playing games; board games; dart games; toy blocks; playing cards; balloons; toy cameras; plush toys; plush dice; Christmas
ornaments; rattles; dolls; toy figurines; toys for pets; tricycles for infants; scooters; toy trains and parts and accessories therefore; train sets; toy cars; slot cars; slot car sets and parts and
accessories therefore; handheld units for playing electronic games; protective padding for bicycles, skateboards, and scooters; party favor hats; paper party favors; party favors in the nature of
small toys or noise makers; fishing tackle; fishing lines; fishing lures; fishing tackle boxes; hunting game calls; and bird calls
Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1478 (Rev 09/2006)
OMB No. 0651-0009 (Exp 02/28/2021)
Trademark/Service Mark Application, Principal Register
Serial Number:88683686
Filing Date:11/07/2019
To the Commissioner for Trademarks:
MARK: CAT (stylized and/or with design, see mark)
The literal element of the mark consists of CAT. The applicant is not claiming color as a feature of the mark. The mark consists of the word "CAT" with a triangle below the letter "A"; a partial
hexagon design outlined on the right side of the word "CAT" and the hexagon has a black honeycomb pattern as its interior.
The applicant, Caterpillar Inc., a corporation of Delaware, having an address of
100 N.E. Adams Street
Peoria, Illinois 61629
United States
requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C.
Section 1051 et seq.), as amended, for the following:
International Class 001: Chemicals for use in industry, science and photography, as well as in agriculture, horticulture and forestry; unprocessed artificial resins, unprocessed plastics; fire
extinguishing and fire prevention compositions; tempering and soldering preparations; substances for tanning animal skins and hides; adhesives for use in industry; putties and other paste fillers;
compost, manures, fertilizers; biological preparations for use in industry and science; Chemicals for use in industry, agriculture, horticulture, and forestry except fungicides, herbicides,
insecticides and paraticides; adhesives used in industry; cement for repairs, namely, adhesive cement for bonding; anti-freeze; coolants; chemical preparations in the nature of conditioners for
enhancing the performance of engine cooling systems; chemical preparations in the nature of cleaners for enhancing the performance of engine cooling systems; chemical preparations for locking screw
threads; battery fluid, namely, acidulated water for recharging batteries; chemical preparations in the nature of filtering materials for industrial use; hydraulic fluids; fuel additives, namely,
chemical additives for fuel treatment; compositions for repairing vehicle tires, namely, rubber cement for repairing pneumatic tires; artificial and synthetic resins and diesel exhaust fluid
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.
International Class 002: Paints, varnishes, lacquers; preservatives against rust and against deterioration of wood; colorants, dyes; inks for printing, marking and engraving; raw natural
resins; metals in foil and powder form for use in painting, decorating, printing and art; Paints, varnishes, lacquers; preservatives against rust in the nature of a coating and against deterioration
of wood; colorants; mordants used in the manufacturing of coatings; raw natural resins; primers, and paint thinners; metal preservatives in the nature of a coating; coatings in the form of paints for
use in the manufacture of vehicles and on parts of vehicles; fireproof cement coatings
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.
International Class 004: Industrial oils and greases, wax; lubricants; dust absorbing, wetting and binding compositions; fuels and illuminants; candles and wicks for lighting; Industrial oils
and greases; lubricants; diesel oil; anti-seizure lubricating compounds for use on engines; lubricant designed for use in ball and roller bearings and bushings
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.
International Class 006: Common metals and their alloys, ores; metal materials for building and construction; transportable buildings of metal; non-electric cables and wires of common metal;
small items of metal hardware; metal containers for storage or transport; safes; Common metals and their alloys; metal building materials; ores; non-electric cables and wires of common metal; small
items of metal hardware; metal containers for storage or transport; non-electric cables and wires of common metals; pipes and tubes of metal; metal plugs; metal sealing rings; metal seals; metal tie
downs; metal bungs; metal caps for tubing ends; metal closures for containers; metal pipe collars; metal clamps; metal couplings for use with hoses; metal storage tanks; metal drain plugs; metal
drawbar pins; metal locking pins; metal snap rings; metallic drain traps and drain caps; metal pipe extensions; metal debris deflectors; clad steel plates; metal track hardware, namely, track links,
track shoes and track pins; metal chains; metal number plates; parts and fittings for all the aforesaid goods sold as a unit with the goods; parts for land vehicles and machinery, namely, metal
gaskets for machinery and land vehicles, metal pipe connectors, metal pipe fittings, metal cylinders for compressed gas or liquids sold empty, metal hose clamps, and metal hose fittings; metal tool
boxes; metal camshafts; metal studs; metal rod ends; metal rods; metal rivets; metal pins; metal brackets; metal clamps; metal bolts; metal nuts; metal washers; metal screws; metal fasteners; metal
rings; metal belts; metal pulleys; metal springs; metal keys; metal Woodruff keys; metal clips; common metal powders used in manufacturing; metals in foil or powder form for 3D printers
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.
International Class 009: Scientific, research, navigation, surveying, photographic, cinematographic, audiovisual, optical, weighing, measuring, signalling, detecting, testing, inspecting,
life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling the distribution or use of electricity;
apparatus and instruments for recording, transmitting, reproducing or processing sound, images or data; recorded and downloadable media, computer software, blank digital or analogue recording and
storage media; mechanisms for coin-operated apparatus; cash registers, calculating devices; computers and computer peripheral devices; diving suits, divers' masks, ear plugs for divers, nose clips
for divers and swimmers, gloves for divers, breathing apparatus for underwater swimming; fire-extinguishing apparatus; Scientific, research, navigation, surveying, photographic, cinematographic,
audiovisual, optical, weighing, measuring, signaling, detecting, testing, inspecting apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling the
distribution or use of electricity; apparatus and instruments for recording, transmitting, reproducing or processing sound, images or data; recorded and downloadable media, computer software, blank
digital or analogue recording and storage media; computers and computer peripheral devices; fire-extinguishing apparatus; computer software; electric wire, harnessing, gauges and switches; electronic
displays; electronic connectors, terminals, and controls; circuit breakers; fuses; leveling rods; reflective mirrors to prevent accidents; power inverters; batteries; electrical parts and fittings
for land vehicles, machinery, and equipment, namely, amplifiers for wireless communications, antennas, and batteries; electric relays; control mechanisms for machines, engines, or motors; fuel/air
ratio controls for engines; speed governors for machines, engines, and motors; radios; antennas; electric cables; converters; speakers; glasses; eyeglasses; sunglasses; mobile phone and tablets;
Solar panels for the production of electricity; drones
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.
International Class 011: Apparatus and installations for lighting, heating, cooling, steam generating, cooking, drying, ventilating, water supply and sanitary purposes; Light lenses; machine
head lights; interior lights; machine work lights; light, machine and lamp; light bulbs; head light bulbs; tail light bulbs; vehicle turn signal light bulbs; dashboard light bulbs; electric torches
for lighting; lights for vehicles and lamps; reflectors for vehicles; air conditioning apparatus; air conditioning filters; defrosting apparatus for vehicles; parts and fittings for all the aforesaid
goods sold as a unit with the goods; parts and fittings for land vehicles, agricultural machinery, and earth moving machinery, namely, backup lights for land vehicles; coolant recovery systems
comprising reservoirs, pumps, filters, and cleaners; electric light bulbs; LED light bulbs; rear lights for vehicles; valves as part of radiators
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.
International Class 017: Unprocessed and semi-processed rubber, gutta-percha, gum, asbestos, mica and substitutes for all these materials; plastics and resins in extruded form for use in
manufacture; packing, stopping and insulating materials; flexible pipes, tubes and hoses, not of metal; Flexible pipes, tubes, fittings, hoses, seals, junctions, and rings not of metal; non-metal
seals for use on pipe joints and flanges; semi-processed brake lining material; clutch linings; non-metal gaskets for commercial and industrial applications; insulating gloves; rings of rubber or of
plastic for use as pipe connection seals; parts and fittings for all the aforesaid goods sold as a unit with the goods; parts and fittings for land vehicles, agricultural machines, and earth moving
machines, namely, connecting hoses for vehicle radiators; absorbent products, namely, perforated pads, for the containment and clean-up of oil based chemicals, oils and liquids; non-medical adhesive
strips; snubber seals; cylinder seals; piston wear rings; insulation used for sound suppress and HVAC
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.
International Class 025: Clothing, footwear, headwear; Apparel, footwear and headwear, namely, work, sport, dress, casual, children, and infant clothing in the nature of shirts, sweaters,
pullovers, jackets, pants, shorts, parkas, vests, and rainwear; headwear; caps being headwear; hats; visors being headwear; knit hats; sun hats; uniforms; one piece jumpsuits; shirts; t-shirts; golf
shirts; dress shirts; sport shirts; polo shirts; collared shirts; night shirts; sweatshirts; wind shirts; sweaters; pullovers; jumpers; fleece pullovers; pants; dress pants; sport pants; casual
pants; jeans; lounge pants; sleep pants; sweatpants; wind pants; shorts; jackets; fleece jackets; parkas; vests; rainwear; bathing suits; underwear; gloves; ski gloves; mittens; socks; sock liners;
footwear, namely shoes, casual shoes; sandals, boots, work boots, sport shoes, hiking shoes, hiking boots; insoles for shoes and boots; belts; leather belts; fabric belts; ties; scarves; bandanas;
wrist bands as clothing; bibs not of paper
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.
International Class 028: Games, toys and playthings; video game apparatus; gymnastic and sporting articles; decorations for Christmas trees; Toys and sporting goods; toy vehicles and
accessories therefor; balls for sports; golf tees, golf tee markers and tins; golf divot repair tools; hand grips for golf clubs; golf clubs; golf putters; covers for golf clubs; bats for games;
aerodynamic disk for use in playing catching games; corn-hole game sets; corn-hole bags; washer toss games; scale model vehicles; scale model kits; toy models; construction site themed play sets;
playground equipment including sand boxes; baby gyms; swings; toy work tools; toy tool benches; radio controlled toy vehicles; remote controlled toy vehicles; construction toys; ride-on toy vehicles;
battery operated ride-on toys; puzzles; kites; role-playing games; board games; dart games; toy blocks; playing cards; balloons; toy cameras; plush toys; plush dice; Christmas ornaments; rattles;
dolls; toy figurines; toys for pets; tricycles for infants; scooters; toy trains and parts and accessories therefore; train sets; toy cars; slot cars; slot car sets and parts and accessories
therefore; handheld units for playing electronic games; protective padding for bicycles, skateboards, and scooters; party favor hats; paper party favors; party favors in the nature of small toys or
noise makers; fishing tackle; fishing lines; fishing lures; fishing tackle boxes; hunting game calls; and bird calls
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.
The applicant hereby appoints Christopher P. Foley. Other appointed attorneys are each of the other attorneys of Finnegan, Henderson, Farabow, Garrett & Dunner, LLP. Christopher P. Foley of
Finnegan, Henderson, Farabow, Garrett & Dunner, LLP, is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, and the attorney(s) is located at
901 New York Avenue NW
Washington, District of Columbia 20001
United States
202-408-4000(phone)
202-408-4400(fax)
docketing@finnegan.com (authorized).
The attorney docket/reference number is 08407.1905.
Christopher P. Foley submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any
U.S. Commonwealth or territory.
The applicant's current Correspondence Information:
Email Authorization: I authorize the USPTO to send email correspondence concerning the application to the applicant, the applicant's attorney, or the applicant's domestic representative at the
email address provided in this application. I understand that a valid email address must be maintained and that the applicant or the applicant's attorney must file the relevant subsequent
application-related submissions via the Trademark Electronic Application System (TEAS). Failure to do so will result in the loss of TEAS Reduced Fee status and a requirement to submit an additional
processing fee of $125 per international class of goods/services.
A fee payment in the amount of $2475 has been submitted with the application, representing payment for 9 class(es).
Declaration
Declaration Signature
Signature: Not Provided Date: Not Provided
Signatory's Name: Not Provided
Signatory's Position: Not Provided
Payment Sale Number: 88683686
Payment Accounting Date: 11/07/2019
Serial Number: 88683686
Internet Transmission Date: Thu Nov 07 15:06:18 EST 2019
TEAS Stamp: USPTO/BAS-XX.XXX.X.X-2019110715061890454
9-88683686-70049411afbcc678d6e91ed8036bd
ce501259d24b5a182c108233b169d9efb46251-C
C-06177534-20191107150119953101