TEAS RF New Application

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

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Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

Trademark/Service Mark Application, Principal Register

Serial Number: 88664231

Filing Date: 10/22/2019

To the Commissioner for Trademarks:

MARK: LEUCADIA ASSET MANAGEMENT (Standard Characters, see mark)
The literal element of the mark consists of LEUCADIA ASSET MANAGEMENT. The mark consists of standard characters, without claim to any particular font style, size, or color.
The applicant, Jefferies Financial Group Inc., a corporation of New York, having an address of
      520 Madison Avenue, 11th Floor
      New York, New York 10022
      United States
      801-533-9800(phone)
      801.328.1707(fax)
      ddellenbach@wnlaw.com

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

International Class 035:  Business management services in the fields of assest management, investing, and investment offerings; Business management services in the fields of banking and lending

In International Class 035, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 10/11/2019, and first used in commerce at least as early as 10/11/2019, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) excerpt from website bearing the mark.

Original PDF file:
SPE0-20918088130-20191011164517039904_._16322-17_LAM_Specimen.pdf
Converted PDF file(s) (10 pages)
Specimen File1
Specimen File2
Specimen File3
Specimen File4
Specimen File5
Specimen File6
Specimen File7
Specimen File8
Specimen File9
Specimen File10
Original PDF file:
SPE0-20918088130-20191011164517039904_._16322-17_Specimen.pdf
Converted PDF file(s) (5 pages)
Specimen File1
Specimen File2
Specimen File3
Specimen File4
Specimen File5

International Class 036:  Financial services; Investment services; Asset management services; Financial services in the fields of asset management, investing, and investment offerings; Financial management services; Financial investment services; Financial investment services, namely, asset acquisition, consultation, development, and management services; Equity capital investment services; Financial investment services in the fields of banking and lending; Financial asset management services; Asset management services, namely, providing market analysis services, investor relations services, centralized infrastructure, strategic business development, compliance services, and capital fundraising services; Providing information in the field of financial services; Providing a website in the field of financial services

In International Class 036, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 10/11/2019, and first used in commerce at least as early as 10/11/2019, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) excerpts from website bearing the mark.

Original PDF file:
SPE0-1-20918088130-20191011164517039904_._16322-17_LAM_Specimen.pdf
Converted PDF file(s) (10 pages)
Specimen File1
Specimen File2
Specimen File3
Specimen File4
Specimen File5
Specimen File6
Specimen File7
Specimen File8
Specimen File9
Specimen File10
Original PDF file:
SPE0-1-20918088130-20191011164517039904_._16322-17_Specimen.pdf
Converted PDF file(s) (5 pages)
Specimen File1
Specimen File2
Specimen File3
Specimen File4
Specimen File5



The applicant hereby appoints David B. Dellenbach. Other appointed attorneys are Rick D. Nydegger, Brent P. Lorimer, Thomas R. Vuksinick, Jonathan W. Richards, John C. Stringham, John M. Guynn, Dana L. Tangren, Robyn L. Phillips, David R. Todd, David B. Dellenbach, Adrian J. Lee, Fraser D. Roy, Carl T. Reed, Peter F. Malen, Jens C. Jenkins, Michael J. Frodsham, J. LaVar Oldham, Chad E. Nydegger, Matthew A. Barlow, Shane K. Jensen, Justin J. Cassell, Matthew D. Todd, Tom M. Bonacci, Dustin Howell, Timothy D. Nichols, David P. Johnson, Kirk C. Coombs, Sterling D. Fillmore, James McConkie, Roger J. McConkie, Brad Barger, Charles A. Meeker, Logan B. Christenson, R. Jace Hirschi, Gerrit C. Winkel, J. Paul Norton, Brittany Frandsen, Angela L. Silvers, Joseph M. Evans, Levi S. Brown, Callie B. Rogers. David B. Dellenbach of WORKMAN NYDEGGER, is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, and the attorney(s) is located at
      60 East South Temple, Suite 1000
      Salt Lake City, Utah 84111
      United States
      801-533-9800(phone)
      801.328.1707(fax)
      ddellenbach@wnlaw.com (authorized).
The attorney docket/reference number is 16322.17.
David B. Dellenbach submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S. Commonwealth or territory.

The applicant's current Correspondence Information:

David B. Dellenbach

WORKMAN NYDEGGER

60 East South Temple, Suite 1000

Salt Lake City, Utah 84111

801-533-9800(phone)

801.328.1707(fax)

ddellenbach@wnlaw.com; docketing@wnlaw.com; dwilson@wnlaw.com (authorized). Email Authorization: I authorize the USPTO to send email correspondence concerning the application to the applicant, the applicant's attorney, or the applicant's domestic representative at the email address provided in this application. I understand that a valid email address must be maintained and that the applicant or the applicant's attorney must file the relevant subsequent application-related submissions via the Trademark Electronic Application System (TEAS). Failure to do so will result in the loss of TEAS Reduced Fee status and a requirement to submit an additional processing fee of $125 per international class of goods/services.

A fee payment in the amount of $550 has been submitted with the application, representing payment for 2 class(es).

Declaration

	Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a): The signatory believes that the applicant is the owner of the trademark/service mark sought to be registered; The mark is in use in commerce on or in connection with the goods/services in the application; The specimen(s) shows the mark as used on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate. And/Or If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e): The signatory believes that the applicant is entitled to use the mark in commerce; The applicant has a bona fide intention to use the mark in commerce on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.
	To the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive.
	To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
	The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Declaration Signature

Signature: /Laura Ulbrandt DiPierro/   Date: 10/22/2019
Signatory's Name: Laura Ulbrandt DiPierro
Signatory's Position: Assistant Vice President and Corporate Secretary
Payment Sale Number: 88664231
Payment Accounting Date: 10/22/2019

Serial Number: 88664231
Internet Transmission Date: Tue Oct 22 17:29:48 EDT 2019
TEAS Stamp: USPTO/BAS-XXX.XXX.XX.XXX-201910221729488
04630-88664231-610a23559c6cda1dba3163be2
ac41a1d078e5d99c441dbec787bfcebefb8a8152
a1-CC-29474833-20191011164517039904