To: | AgEYE Technologies, Inc. (dmeier@nkpatentlaw.com) |
Subject: | U.S. Trademark Application Serial No. 88581702 - SMART SPECTRUM - 917/3 TM |
Sent: | July 15, 2020 05:17:37 AM |
Sent As: | ecom108@uspto.gov |
Attachments: | Attachment - 1 Attachment - 2 Attachment - 3 Attachment - 4 Attachment - 5 Attachment - 6 Attachment - 7 Attachment - 8 Attachment - 9 Attachment - 10 |
United States Patent and Trademark Office (USPTO)
Office Action (Official Letter) About Applicant’s Trademark Application
U.S. Application Serial No. 88581702
Mark: SMART SPECTRUM
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Correspondence Address: 4917 Waters Edge Drive, Suite 275
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Applicant: AgEYE Technologies, Inc.
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Reference/Docket No. 917/3 TM
Correspondence Email Address: |
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NONFINAL OFFICE ACTION
The USPTO must receive applicant’s response to this letter within six months of the issue date below or the application will be abandoned. Respond using the Trademark Electronic Application System (TEAS). A link to the appropriate TEAS response form appears at the end of this Office action.
Issue date: July 15, 2020
This Office action is supplemental to and supersedes the previous Office action issued on November 26, 2019 in connection with this application. As the prior pending application for which Applicant was advised has now since registered, the trademark examining attorney now issues the following new refusal: Trademark Act Section 2(d) Refusal—Likelihood of Confusion. See TMEP §§706, 711.02.
In a previous Office action dated November 26, 2019, the trademark examining attorney refused registration of the applied-for mark based on the following: Trademark Act Section 2(e)(1) Refusal due to the descriptive nature of the applied-for mark. In addition, Applicant was advised of a prior pending application and was required to provide information about the specimen and amend the Identification of Services.
Based on applicant’s response, the trademark examining attorney notes that the following requirement has been satisfied: Applicant has amended the Identification of Services. See TMEP §713.02.
Applicant has also provided some information about Applicant’s services, however these materials are incomplete and illegible, as a result, this requirement is maintained and continued. In addition, Applicant has provided arguments and evidence against the Trademark Act Section 2(e)(1) Refusal. These arguments and evidence have been examined and found unpersuasive. As a result, The following is a SUMMARY OF ISSUES that applicant must address:
• NEW ISSUE: Section 2(d) Refusal—Likelihood of Confusion
• Section 2(e)(1) Refusal—Merely Descriptive
• Request for Information
Applicant must respond to all issues raised in this Office action and the previous November 26, 2019 Office action, within six (6) months of the date of issuance of this Office action. 37 C.F.R. §2.62(a); see TMEP §711.02. If applicant does not respond within this time limit, the application will be abandoned. 37 C.F.R. §2.65(a).
SECTION 2(d) REFUSAL—LIKELIHOOD OF CONFUSION
Applicant’s mark is SMART SPECTRUM in standard characters for various data and software services for indoor farming facilities and equipment. Registrant’s mark is SMART SPECTRUM in standard characters for lighting devices and controls in International Class 9.
Although not all du Pont factors may be relevant, there are generally two key considerations in any likelihood of confusion analysis: (1) the similarities between the compared marks and (2) the relatedness of the compared goods and/or services. See In re i.am.symbolic, llc, 866 F.3d at 1322, 123 USPQ2d at 1747 (quoting Herbko Int’l, Inc. v. Kappa Books, Inc., 308 F.3d 1156, 1164-65, 64 USPQ2d 1375, 1380 (Fed. Cir. 2002)); Federated Foods, Inc. v. Fort Howard Paper Co.,544 F.2d 1098, 1103, 192 USPQ 24, 29 (C.C.P.A. 1976) (“The fundamental inquiry mandated by [Section] 2(d) goes to the cumulative effect of differences in the essential characteristics of the goods [or services] and differences in the marks.”); TMEP §1207.01.
Similarity of the Marks
Marks are compared in their entireties for similarities in appearance, sound, connotation, and commercial impression. Stone Lion Capital Partners, LP v. Lion Capital LLP, 746 F.3d 1317, 1321, 110 USPQ2d 1157, 1160 (Fed. Cir. 2014) (quoting Palm Bay Imps., Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 1371, 73 USPQ2d 1689, 1691 (Fed. Cir. 2005)); TMEP §1207.01(b)-(b)(v). “Similarity in any one of these elements may be sufficient to find the marks confusingly similar.” In re Inn at St. John’s, LLC, 126 USPQ2d 1742, 1746 (TTAB 2018) (citing In re Davia, 110 USPQ2d 1810, 1812 (TTAB 2014)), aff’d per curiam, 777 F. App’x 516, 2019 BL 343921 (Fed. Cir. 2019); TMEP §1207.01(b).
In the present case, applicant’s mark is SMART SPECTRUM and registrant’s mark is SMART SPECTRUIM. These marks are identical in appearance, sound, and meaning, “and have the potential to be used . . . in exactly the same manner.” In re i.am.symbolic, llc, 116 USPQ2d 1406, 1411 (TTAB 2015), aff’d, 866 F.3d 1315, 123 USPQ2d 1744 (Fed. Cir. 2017). Additionally, because they are identical, these marks are likely to engender the same connotation and overall commercial impression when considered in connection with applicant’s and registrant’s respective goods and/or services. Id.
Therefore, the marks are confusingly similar.
Relatedness of the Goods and Services
In this case, Applicant has identified their services as being data analysis and software services for indoor growing facilities, in particular for Internet of Things (IOT) connected devices which would by definition include the grow lights in such a setup. Registrant has identified their goods as lighting control apparatus. As a result, Applicant’s goods are of a type which would presumably be controlled by Applicant’s services.
Further, the attached evidence from ATOP lighting, Digital Lumens, IOT For All, Arrow, Techno FAQ, Toms on Electronics, and PlanetKO establishes that such services are regularly provided to interface with lighting controls of the type identified in the registration in Applicant’s field. As a result, Applicant’s services are closely related to Registrant’s goods.
Conclusion
As Applicant’s and Registrant’s marks are identical and their goods and services related, registration of the applied-for mark must be refused under Trademark Act Section 2(d). Applicant should note the following related refusal which is maintained and continued.
SECTION 2(e)(1) REFUSAL—MERELY DESCRIPTIVE
Registration is refused because the applied-for mark merely describes a feature of applicant’s services. Trademark Act Section 2(e)(1), 15 U.S.C. §1052(e)(1); see TMEP §§1209.01(b), 1209.03 et seq.
A mark is merely descriptive if it describes an ingredient, quality, characteristic, function, feature, purpose, or use of an applicant’s goods and/or services. TMEP §1209.01(b); see, e.g., In re TriVita, Inc., 783 F.3d 872, 874, 114 USPQ2d 1574, 1575 (Fed. Cir. 2015) (quoting In re Oppedahl & Larson LLP, 373 F.3d 1171, 1173, 71 USPQ2d 1370, 1371 (Fed. Cir. 2004)); In re Steelbuilding.com, 415 F.3d 1293, 1297, 75 USPQ2d 1420, 1421 (Fed. Cir. 2005) (citing Estate of P.D. Beckwith, Inc. v. Comm’r of Patents, 252 U.S. 538, 543 (1920)).
The attached definitions from the Collins dictionary establishes that the term “SMART” means a device which is able to do many of the things a computer does such as connect to the internet and use software and the term “SPECTRUM” means a range of light waves within particular frequencies. Applicant has specified in the identification of services submitted with the application that their services are focused on working with such capable devices in the indoor farming facilities. Finally, the attached evidence from Applicant’s website establishes that their services are for autonomously adjusting the spectrum of light
Generally, if the individual components of a mark retain their descriptive meaning in relation to the goods and/or services, the combination results in a composite mark that is itself descriptive and not registrable. In re Fat Boys Water Sports LLC, 118 USPQ2d 1511, 1516 (TTAB 2016) (citing In re Tower Tech, Inc., 64 USPQ2d 1314, 1317-18 (TTAB (2002)); TMEP §1209.03(d); see, e.g., Apollo Med. Extrusion Techs., Inc. v. Med. Extrusion Techs., Inc., 123 USPQ2d 1844, 1851 (TTAB 2017) (holding MEDICAL EXTRUSION TECHNOLOGIES merely descriptive of medical extrusion goods produced by employing medical extrusion technologies); In re Cannon Safe, Inc., 116 USPQ2d 1348, 1351 (TTAB 2015) (holding SMART SERIES merely descriptive of metal gun safes); In re King Koil Licensing Co., 79 USPQ2d 1048, 1052 (TTAB 2006) (holding THE BREATHABLE MATTRESS merely descriptive of beds, mattresses, box springs, and pillows).
Only where the combination of descriptive terms creates a unitary mark with a unique, incongruous, or otherwise nondescriptive meaning in relation to the goods and/or services is the combined mark registrable. See In re Colonial Stores, Inc., 394 F.2d 549, 551, 157 USPQ 382, 384 (C.C.P.A. 1968); In re Positec Grp. Ltd., 108 USPQ2d 1161, 1162-63 (TTAB 2013).
In this case, both the individual components and the composite result are descriptive of applicant’s goods and/or services and do not create a unique, incongruous, or nondescriptive meaning in relation to the goods and/or services. Specifically, the individual components describe that Applicant’s services focus on smart devices and light spectrums and the composite result describes that Applicant’s services are for calibrating and providing light spectrums through use of smart devices.
As a result, the applied-for mark must be refused under Trademark Act Section 2(e)(1).
SUPPLEMENTAL REGISTER ADVISORY
Although an amendment to the Supplemental Register would normally be an appropriate response to this refusal, such a response is not appropriate in the present case. The instant application was filed under Trademark Act Section 1(b) and is not eligible for registration on the Supplemental Register until an acceptable amendment to allege use meeting the requirements of 37 C.F.R. §2.76 has been timely filed. 37 C.F.R. §2.47(d); TMEP §§816.02, 1102.03.
If applicant files an acceptable allegation of use and also amends to the Supplemental Register, the application effective filing date will be the date applicant met the minimum filing requirements under 37 C.F.R. §2.76(c) for an amendment to allege use. TMEP §§816.02, 1102.03; see 37 C.F.R. §2.75(b). In addition, the undersigned trademark examining attorney will conduct a new search of the USPTO records for conflicting marks based on the later application filing date. TMEP §§206.01, 1102.03.
APPLICANT’S ARGUMENT IN RESPONSE
Applicant argues (1) the trademark examining attorney has focused on the wrong dictionary definition of SMART by focusing on the one relating to smart devices, (2) the trademark examining attorney has focused on the wrong dictionary definition of SPECTRUM by focusing on the definition that relates to light spectrums, and (3) the applied-for mark may have additional meanings which describe other things about Applicant’s services.
In support of Applicant’s first point, Applicant points to the many other definitions of SMART, such as well-dressed, and explains why each would not apply to Applicant’s services. However, in so doing it is unclear what Applicant is attempting to establish as the determination of whether a mark is merely descriptive is made in relation to an applicant’s goods and/or services, not in the abstract. DuoProSS Meditech Corp. v. Inviro Med. Devices, Ltd., 695 F.3d 1247, 1254, 103 USPQ2d 1753, 1757 (Fed. Cir. 2012); In re The Chamber of Commerce of the U.S., 675 F.3d 1297, 1300, 102 USPQ2d 1217, 1219 (Fed. Cir. 2012); TMEP §1209.01(b). “Whether consumers could guess what the product [or service] is from consideration of the mark alone is not the test.” In re Am. Greetings Corp., 226 USPQ 365, 366 (TTAB 1985). As a result, unless Applicant can provide a reason why a consumer encountering Applicant’s Internet of Things services would rely on a definition regarding clothing rather than one directly applicable to Applicant’s smart IOT devices services, the existence of such definitions do not obviate the descriptive nature of the applied-for mark. Just as, the fact that ORGANIC may describe chemistry relating to carbon atoms does not obviate the descriptive nature of the term in connection to produce.
In support of Applicant’s second point, Applicant again points to multiple definitions that exist for the term SPECTRUM, such as a political spectrum. However, Applicant has again failed to establish why any of these definitions would be invoked by a consumer in relation to Applicant’s services. The fact that multiple meanings may exist for the individual terms does not establish that the combined wording is not descriptive or obviate the descriptive nature of the applied-for mark in relation to Applicant’s services. Applicant attempts to assert that in the abstract a consumer facing the individual terms of the applied-for mark “do not know what is being sold”. However, “Whether consumers could guess what the product [or service] is from consideration of the mark alone is not the test.” In re Am. Greetings Corp., 226 USPQ 365, 366 (TTAB 1985). The question is not whether someone presented only with the mark could guess what the goods and/or services are, but “whether someone who knows what the goods and[/or] services are will understand the mark to convey information about them.” DuoProSS Meditech Corp. v. Inviro Med. Devices, Ltd., 695 F.3d 1247, 1254, 103 USPQ2d 1753, 1757 (Fed. Cir. 2012) (quoting In re Tower Tech, Inc.,64 USPQ2d 1314, 1316-17 (TTAB 2002)); In re Mueller Sports. Med., Inc., 126 USPQ2d 1584, 1587 (TTAB 2018).
Finally, Applicant asserts that additional meanings may exist, however Applicant has not provided any of these meanings or asserted that a double entendre is created by them. A “double entendre” is an expression that has a double connotation or significance as applied to the goods and/or services. TMEP §1213.05(c); see In re Colonial Stores Inc., 394 F.2d 549, 552-53, 157 USPQ 382, 384-85 (C.C.P.A. 1968) (finding SUGAR & SPICE a double entendre and not descriptive for bakery products because it evokes the nursery rhyme “sugar and spice and everything nice”).
A mark that comprises a “double entendre” will not be refused registration as merely descriptive if one of its meanings is not merely descriptive in relation to the goods and/or services. TMEP §1213.05(c). However, the multiple meanings that make an expression a “double entendre” must be well-recognized by the public and readily apparent from the mark itself. See Robinson v. Hot Grabba Leaf, LLC, 2019 USPQ2d 149089, at *8 (TTAB 2019); In re Calphalon Corp., 122 USPQ2d 1153, 1163-64 (TTAB 2017) (quoting TMEP §1213.05(c)).
As Applicant’s arguments and evidence have been examine and found unpersuasive, the refusal under Trademark Act Section 2(e)(1) must be maintained and continued.
Applicant should note the following related requirement which is maintained and continued.
REQUEST FOR INFORMATION
Due to the descriptive nature of the applied-for mark, applicant must provide the following information and documentation regarding the goods and/or services and wording appearing in the mark:
(1) Fact sheets, instruction manuals, brochures, advertisements and pertinent screenshots of applicant’s website as it relates to the goods and/or services in the application, including any materials using the terms in the applied-for mark. Merely stating that information about the goods and/or services is available on applicant’s website is insufficient to make the information of record.;
(2) If these materials are unavailable, applicant should submit similar documentation for goods and services of the same type, explaining how its own product or services will differ. If the goods and/or services feature new technology and information regarding competing goods and/or services is not available, applicant must provide a detailed factual description of the goods and/or services. Factual information about the goods must make clear how they operate, salient features, and prospective customers and channels of trade. For services, the factual information must make clear what the services are and how they are rendered, salient features, and prospective customers and channels of trade. Conclusory statements will not satisfy this requirement.; and
(3) Applicant must respond to the following questions:
1. Do Applicant’s services feature smart devices?
2. Do Applicant’s services feature interconnected devices?
3. Do Applicant’s services feature devices which connect to the internet?
4. Do Applicant’s services feature calibrating or adjusting light spectrums?
See 37 C.F.R. §2.61(b); TMEP §§814, 1402.01(e).
Failure to comply with a request for information is grounds for refusing registration. In re Harley, 119 USPQ2d 1755, 1757-58 (TTAB 2016); TMEP §814.
Though Applicant has attempted to answer a number of these quest and provide some of the above materials, the text on a good deal of this evidence, in particular that from Applicant’s website is illegible. As a result, the above requirement must be maintained and continued.
RESPONSE GUIDELINES
The USPTO does not accept emails as responses to Office actions; however, emails can be used for informal communications and are included in the application record. See 37 C.F.R. §§2.62(c), 2.191; TMEP §§304.01-.02, 709.04-.05.
How to respond. Click to file a response to this nonfinal Office action.
Riso, Mark
/Mark Riso/
Trademark Examining Attorney
Law Office 108
(571)272-0167
Mark.Riso@uspto.gov
RESPONSE GUIDANCE