TEAS Request Reconsideration after FOA

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1960 (Rev 10/2011)

OMB No. 0651-0050 (Exp 09/20/2020)

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Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1960 (Rev 10/2011)

OMB No. 0651-0050 (Exp 09/20/2020)

Request for Reconsideration after Final Action

To the Commissioner for Trademarks:

Application serial no. 88563735 CALROCK (Stylized and/or with Design, see http://uspto.report/TM/88563735/mark.png) has been amended as follows:

CLASSIFICATION AND LISTING OF GOODS/SERVICES

Applicant proposes to amend the following class of goods/services in the application:
Current: Class 036 for Providing financial services in the nature of facilitating financial transactions involving commodities and commodity derivatives, securities, stocks, bonds, equities, futures and options; enhancing liquidity, also known as increasing the degree to which a financial asset can be quickly bought or sold without affecting the financial asset's price, and price discovery, also known as determining the price of a financial asset through interactions between buyers and sellers, in global financial marketplaces; and providing the foregoing via a mobile software application and a website
Original Filing Basis:
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 01/16/2019 and first used in commerce at least as early as 01/16/2019 , and is now in use in such commerce.

Proposed:
Tracked Text Description: Providing financial services in the nature of facilitating financial transactions involving commodities and commodity derivatives, securities, stocks, bonds, equities, futures and options; Providing financial services in the nature of assisting others with the completion of financial transactions involving commodities and commodity derivatives, securities, stocks, bonds, equities, futures and options; enhancing liquidity, also known as increasing the degree to which a financial asset can be quickly bought or sold without affecting the financial asset's price, and price discovery, also known as determining the price of a financial asset through interactions between buyers and sellers, in global financial marketplaces; financial analysis and advice in relation to enhancing liquidity in the nature of, increasing the degree to which a financial asset can be quickly bought or sold without affecting the financial assets price, and financial analysis and valuation in relation to price discovery in the nature of determining the price of a financial asset through interactions between buyers and sellers, in global financial marketplaces; and providing the foregoing via a mobile software application and a websiteClass 036 for Providing financial services in the nature of assisting others with the completion of financial transactions involving commodities and commodity derivatives, securities, stocks, bonds, equities, futures and options; financial analysis and advice in relation to enhancing liquidity in the nature of, increasing the degree to which a financial asset can be quickly bought or sold without affecting the financial assets price, and financial analysis and valuation in relation to price discovery in the nature of determining the price of a financial asset through interactions between buyers and sellers, in global financial marketplaces; and providing the foregoing via a mobile software application and a website
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 01/16/2019 and first used in commerce at least as early as 01/16/2019 , and is now in use in such commerce.
Applicant hereby submits one(or more) specimen(s) for Class 036 . The specimen(s) submitted consists of Excerpt from Applicant's website .
"The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce at least as early as the filing date of the application"[for an application based on Section 1(a), Use in Commerce] OR "The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce prior either to the filing of the Amendment to Allege Use or expiration of the filing deadline for filing a Statement of Use" [for an application based on Section 1(b) Intent-to-Use]. OR "The attached specimen is a true copy of the specimen that was originally submitted with the application, amendment to allege use, or statement of use" [for an illegible specimen].
Original PDF file:
SPU0-65175311-20200212144506788848_._ICE__Broker_Services.pdf
Converted PDF file(s) ( 1 page)
Specimen File1

SIGNATURE(S)
Declaration Signature

DECLARATION: The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that, if the applicant submitted the application or allegation of use (AOU) unsigned, all statements in the application or AOU and this submission based on the signatory's own knowledge are true, and all statements in the application or AOU and this submission made on information and belief are believed to be true.

STATEMENTS FOR UNSIGNED SECTION 1(a) APPLICATION/AOU: If the applicant filed an unsigned application under 15 U.S.C. §1051(a) or AOU under 15 U.S.C. §1051(c), the signatory additionally believes that: the applicant is the owner of the mark sought to be registered; the mark is in use in commerce and was in use in commerce as of the filing date of the application or AOU on or in connection with the goods/services/collective membership organization in the application or AOU; the original specimen(s), if applicable, shows the mark in use in commerce as of the filing date of the application or AOU on or in connection with the goods/services/collective membership organization in the application or AOU; for a collective trademark, collective service mark, collective membership mark application, or certification mark application, the applicant is exercising legitimate control over the use of the mark in commerce and was exercising legitimate control over the use of the mark in commerce as of the filing date of the application or AOU; for a certification mark application, the applicant is not engaged in the production or marketing of the goods/services to which the mark is applied, except to advertise or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant. To the best of the signatory's knowledge and belief, no other persons, except, if applicable, authorized users, members, and/or concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services/collective membership organization of such other persons, to cause confusion or mistake, or to deceive.

STATEMENTS FOR UNSIGNED SECTION 1(b)/SECTION 44 APPLICATION AND FOR SECTION 66(a) COLLECTIVE/CERTIFICATION MARK APPLICATION: If the applicant filed an unsigned application under 15 U.S.C. §§ 1051(b), 1126(d), and/or 1126(e), or filed a collective/certification mark application under 15 U.S.C. §1141f(a), the signatory additionally believes that: for a trademark or service mark application, the applicant is entitled to use the mark in commerce on or in connection with the goods/services specified in the application; the applicant has a bona fide intention to use the mark in commerce and had a bona fide intention to use the mark in commerce as of the application filing date; for a collective trademark, collective service mark, collective membership mark, or certification mark application, the applicant has a bona fide intention, and is entitled, to exercise legitimate control over the use of the mark in commerce and had a bona fide intention, and was entitled, to exercise legitimate control over the use of the mark in commerce as of the application filing date; the signatory is properly authorized to execute the declaration on behalf of the applicant; for a certification mark application, the applicant will not engage in the production or marketing of the goods/services to which the mark is applied, except to advertise or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant. To the best of the signatory's knowledge and belief, no other persons, except, if applicable, authorized users, members, and/or concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services/collective membership organization of such other persons, to cause confusion or mistake, or to deceive.

Signature: /RLC/      Date: 02/13/2020
Signatory's Name: Richard L. Cruz
Signatory's Position: Attorney of Record
Signatory's Phone Number: 215-656-2446


Request for Reconsideration Signature
Signature: /RLC/     Date: 02/13/2020
Signatory's Name: Richard L. Cruz
Signatory's Position: Attorney of Record

Signatory's Phone Number: 215-656-2446

The signatory has confirmed that he/she is a U.S.-licensed attorney who is an active member in good standing of the bar of the highest court of a U.S. state (including the District of Columbia and any U.S. Commonwealth or territory); and he/she is currently the owner's/holder's attorney or an associate thereof; and to the best of his/her knowledge, if prior to his/her appointment another U.S.-licensed attorney not currently associated with his/her company/firm previously represented the owner/holder in this matter: the owner/holder has revoked their power of attorney by a signed revocation or substitute power of attorney with the USPTO; the USPTO has granted that attorney's withdrawal request; the owner/holder has filed a power of attorney appointing him/her in this matter; or the owner's/holder's appointed U.S.-licensed attorney has filed a power of attorney appointing him/her as an associate attorney in this matter.

The applicant is not filing a Notice of Appeal in conjunction with this Request for Reconsideration.

        
Serial Number: 88563735
Internet Transmission Date: Thu Feb 13 15:09:29 EST 2020
TEAS Stamp: USPTO/RFR-XXX.XXX.XXX.X-2020021315092981
2335-88563735-700e73e6b2284ebc16edca1892
86684fc6327f246ff1acc8b6458471c77d2ac54f
-N/A-N/A-20200213150654073644