TEAS Plus New Application

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

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Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

Trademark/Service Mark Application, Principal Register

TEAS Plus Application

Serial Number: 88513188

Filing Date: 07/13/2019

To the Commissioner for Trademarks:

MARK: SOGO (Standard Characters, see mark)
The mark in your application is SOGO.


The applicant, Sogo Financial Management, LLC, a limited liability company legally organized under the laws of Missouri, having an address of
      c/o Bob Benbenek - Refer Notice to CVL
      1 Mcbride and Son Center Drive, Ste. 250
      Chesterfield, Missouri 63005
      United States
      888-709-7646(phone)

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

For specific filing basis information for each item, you must view the display within the Input Table.
       International Class 009:  Downloadable computer software platforms for equity trading; Downloadable software in the nature of a mobile application for equity trading; Downloadable computer application software for mobile phones, tablet computers, and personal computers, namely, software for equity trading

Use in Commerce: The applicant is using the mark in commerce on or in connection with the identified goods/services. The applicant attaches, or will later submit, one specimen as a JPG/PDF image file showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, regardless of whether the mark itself is in the standard character format or is a stylized or design mark. The specimen image file may be in color, and the image must be in color if color is being claimed as a feature of the mark.

In International Class 009, the mark was first used by the applicant or the applicant's related company or licensee predecessor in interest at least as early as 08/12/2013, and first used in commerce at least as early as 08/12/2013, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) Download link and webpage for mobile app and screenshot of personal computer software application.

Original PDF file:
SPE0-752015211-20190713191237017841_._Specimen_-_Homepage_with_Mobile_App_Link__IC009_.pdf
Converted PDF file(s) (2 pages)
Specimen File1
Specimen File2
Original PDF file:
SPE0-752015211-20190713191237017841_._Specimen_-_Mobile_App__IC009_.pdf
Converted PDF file(s) (2 pages)
Specimen File1
Specimen File2
Original PDF file:
SPE0-752015211-20190713191237017841_._Specimen_-_Computer_App__IC009_.pdf
Converted PDF file(s) (1 page)
Specimen File1

For specific filing basis information for each item, you must view the display within the Input Table.
       International Class 036:  Electronic financial trading services; Financial investment brokerage services; Securities brokerage services; Discount securities brokerage services

Use in Commerce: The applicant is using the mark in commerce on or in connection with the identified goods/services. The applicant attaches, or will later submit, one specimen as a JPG/PDF image file showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, regardless of whether the mark itself is in the standard character format or is a stylized or design mark. The specimen image file may be in color, and the image must be in color if color is being claimed as a feature of the mark.

In International Class 036, the mark was first used by the applicant or the applicant's related company or licensee predecessor in interest at least as early as 02/26/2007, and first used in commerce at least as early as 04/13/2011, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) Online brochures.

Original PDF file:
SPE0-752015211-20190713191237017841_._Specimen_-_Brokerage__IC036_.pdf
Converted PDF file(s) (2 pages)
Specimen File1
Specimen File2

For specific filing basis information for each item, you must view the display within the Input Table.
       International Class 042:  Providing temporary use of a non-downloadable web application for equity trading; Providing temporary use of on-line non-downloadable software and applications for equity trading; Providing a web site featuring temporary use of non-downloadable software for equity trading; Providing temporary use of non-downloadable cloud-based software for equity trading

Use in Commerce: The applicant is using the mark in commerce on or in connection with the identified goods/services. The applicant attaches, or will later submit, one specimen as a JPG/PDF image file showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, regardless of whether the mark itself is in the standard character format or is a stylized or design mark. The specimen image file may be in color, and the image must be in color if color is being claimed as a feature of the mark.

In International Class 042, the mark was first used by the applicant or the applicant's related company or licensee predecessor in interest at least as early as 04/13/2011, and first used in commerce at least as early as 04/13/2011, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) Online brochure and login screen.

Original PDF file:
SPE0-752015211-20190713191237017841_._Specimen_-_Web-based_App__IC042_.pdf
Converted PDF file(s) (4 pages)
Specimen File1
Specimen File2
Specimen File3
Specimen File4


Claim of Active Prior Registration(s)
The applicant claims ownership of active prior U.S. Registration Number(s) 4817865 and 3286970.

For informational purposes only, applicant's website address is: www.sogotrade.com
The applicant's current Attorney Information:
      Dennis JM Donahue III and Kevin C. Staed of CreatiVenture Law, LLC      9648 Olive Blvd #226
      St. Louis, Missouri 63132
      United States
      314-995-3977(phone)
      314-989-0848(fax)
      ddonahue@cvlfirm.com (authorized)
The attorney docket/reference number is SFM-8.

The applicant's current Correspondence Information:

Dennis JM Donahue III

CreatiVenture Law, LLC

9648 Olive Blvd #226

St. Louis, Missouri 63132

314-995-3977(phone)

314-989-0848(fax)

ddonahue@cvlfirm.com;kstaed@cvlfirm.com; iplaw@dennisdonahue.com (authorized) E-mail Authorization: I authorize the USPTO to send e-mail correspondence concerning the application to the applicant or the applicant's attorney, or the applicant's domestic representative at the e-mail address provided in this application. I understand that a valid e-mail address must be maintained and that the applicant or the applicant's attorney must file the relevant subsequent application-related submissions via the Trademark Electronic Application System (TEAS). Failure to do so will result in the loss of TEAS Plus status and a requirement to submit an additional processing fee of $125 per international class of goods/services.

A fee payment in the amount of $675 has been submitted with the application, representing payment for 3 class(es).

Declaration

	Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a): The signatory believes that the applicant is the owner of the trademark/service mark sought to be registered; The mark is in use in commerce on or in connection with the goods/services in the application; The specimen(s) shows the mark as used on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate. AND/OR If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e): The signatory believes that the applicant is entitled to use the mark in commerce; The applicant has a bona fide intention to use the mark in commerce on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.
	To the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive.
	To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
	The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Declaration Signature

Signature: /Dennis JM Donahue III/   Date: 07/13/2019
Signatory's Name: Dennis JM Donahue III
Signatory's Position: Attorney of Record, Missouri State Bar Member
Signatory's Phone Number: 314-995-3977
Payment Sale Number: 88513188
Payment Accounting Date: 07/15/2019

Serial Number: 88513188
Internet Transmission Date: Sat Jul 13 20:02:55 EDT 2019
TEAS Stamp: USPTO/FTK-XX.XX.XXX.XX-20190713200255402
497-88513188-6204a14c5498fe24e96652ce46c
e0e7ea2fdbd53774cf6172d4c443fd284213b3-C
C-6846-20190713191237017841