Offc Action Outgoing

United States Patent and Trademark Office (USPTO)

Office Action (Official Letter) About Applicant’s Trademark Application

 

 

 

NONFINAL OFFICE ACTION

 

The USPTO must receive applicant’s response to this letter within six months of the issue date below or the application will be abandoned.  Respond using the Trademark Electronic Application System (TEAS).  A link to the appropriate TEAS response form appears at the end of this Office action. 

 

 

Issue date:  September 12, 2019

 

The referenced application has been reviewed by the assigned trademark examining attorney.  Applicant must respond timely and completely to the issue(s) below.  15 U.S.C. §1062(b); 37 C.F.R. §§2.62(a), 2.65(a); TMEP §§711, 718.03.

 

SUMMARY OF ISSUES:

 

• Partial Section 2(d) Refusal – Likelihood Of Confusion
• Prior-Filed Application – Applicant Not Entitled To Register – Applicant May Present Arguments

 

PARTIAL SECTION 2(d) REFUSAL – LIKELIHOOD OF CONFUSION

Registration of the applied-for mark is refused only for the services identified below because of a likelihood of confusion with the mark in U.S. Registration Nos. 5380898.  Trademark Act Section 2(d), 15 U.S.C. §1052(d); see TMEP §§1207.01 et seq.  See the attached registrations.

 

Trademark Act Section 2(d) bars registration of an applied-for mark that is so similar to a registered mark that it is likely consumers would be confused, mistaken, or deceived as to the commercial source of the goods and/or services of the parties.  See 15 U.S.C. §1052(d).  Likelihood of confusion is determined on a case-by-case basis by applying the factors set forth in In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 1361, 177 USPQ 563, 567 (C.C.P.A. 1973) (called the “du Pont factors”).  In re i.am.symbolic, llc, 866 F.3d 1315, 1322, 123 USPQ2d 1744, 1747 (Fed. Cir. 2017).  Only those factors that are “relevant and of record” need be considered.  M2 Software, Inc. v. M2 Commc’ns, Inc., 450 F.3d 1378, 1382, 78 USPQ2d 1944, 1947 (Fed. Cir. 2006) (citing Shen Mfg. Co. v. Ritz Hotel Ltd., 393 F.3d 1238, 1241, 73 USPQ2d 1350, 1353 (Fed. Cir. 2004)); see In re Inn at St. John’s, LLC, 126 USPQ2d 1742, 1744 (TTAB 2018). 

 

Although not all du Pont factors may be relevant, there are generally two key considerations in any likelihood of confusion analysis:  (1) the similarities between the compared marks and (2) the relatedness of the compared goods and/or services.  See In re i.am.symbolic, llc, 866 F.3d at 1322, 123 USPQ2d at 1747 (quoting Herbko Int’l, Inc. v. Kappa Books, Inc., 308 F.3d 1156, 1164-65, 64 USPQ2d 1375, 1380 (Fed. Cir. 2002)); Federated Foods, Inc. v. Fort Howard Paper Co.,544 F.2d 1098, 1103, 192 USPQ 24, 29 (C.C.P.A. 1976) (“The fundamental inquiry mandated by [Section] 2(d) goes to the cumulative effect of differences in the essential characteristics of the goods [or services] and differences in the marks.”); TMEP §1207.01.

 

Applicant’s mark is GEM for “Financial services, namely, providing a virtual currency for use by members of an on-line community via a global computer network” in Class 36 and “Internet-based social networking services; Online social networking services” in Class 45.  

 

U.S. Registration No. 5380898 is GEM for “Computer software for processing and managing electronic payments and for transferring funds to and from others; computer software for storing, processing and managing virtual currency; computer software for processing and managing financial transactions; computer software for use in financial data storage and security in the field of cryptocurrency and/or blockchain technology; computer software for the collection, transmission, storage and sharing of data and information in the field of cryptocurrency and/or blockchain technology; computer software for use in the encryption and decryption of digital files in the field of cryptocurrency and/or blockchain technology; computer software for creating, authenticating, and authorizing digital and cryptographic signatures in the field of cryptocurrency and/or blockchain technology” in Class 09; “Electronic payment services, namely, processing electronic payments through electronic wallet services; currency management services, namely, currency exchange and transfer services; financial services, namely, providing electronic transfer of virtual currency via a global computer network; providing electronic processing and tracking of electronic funds transfers; currency exchange services, namely, virtual currency exchange transaction services via the internet; clearing and reconciling financial transactions via the Internet” in Class 36; and “Platform as a service (PaaS) featuring software for storing, processing and managing virtual currency; platform as a service (PaaS) featuring software for processing and managing electronic payments; platform as a service (PaaS) featuring software for processing and managing financial transactions; cloud computing featuring software for storing, processing and managing virtual currency and digital files in the field of cryptocurrency and/or blockchain technology; cloud computing featuring software for processing and managing electronic payments; cloud computing featuring software for processing and managing financial transactions; data encryption services in the field of cryptocurrency and/or blockchain technology; platform as a service (PaaS) featuring computer software platforms for creating, authenticating, and authorizing digital and cryptographic signatures in the field of cryptocurrency and/or blockchain technology; and computer services, namely, providing an online platform featuring technology that allows users to store and transfer virtual currencies and digital assets” in Class 42. 

 

U.S. Registration No. 4738692 is GEMM for “Downloadable software in the nature of a mobile application for social networking, namely, creating an online community for registered users to measure, collect, and share their experiences with other movie and television fans in a social network community” in Class 09. 

 

Similarity of the Marks

 

Marks are compared in their entireties for similarities in appearance, sound, connotation, and commercial impression.  Stone Lion Capital Partners, LP v. Lion Capital LLP, 746 F.3d 1317, 1321, 110 USPQ2d 1157, 1160 (Fed. Cir. 2014) (quoting Palm Bay Imps., Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 1371, 73 USPQ2d 1689, 1691 (Fed. Cir. 2005)); TMEP §1207.01(b)-(b)(v).  “Similarity in any one of these elements may be sufficient to find the marks confusingly similar.”  In re Inn at St. John’s, LLC, 126 USPQ2d 1742, 1746 (TTAB 2018) (citing In re Davia, 110 USPQ2d 1810, 1812 (TTAB 2014)); TMEP §1207.01(b).

 

U.S. Registration No. 5380898 (GEM)

 

In a likelihood of confusion determination, the marks in their entireties are compared for similarities in appearance, sound, connotation, and commercial impression.  In re i.am.symbolic, llc, 866 F.3d 1315, 1323, 123 USPQ2d 1744, 1748 (Fed. Cir. 2017); Stone Lion Capital Partners, LP v. Lion Capital LLP, 746 F.3d 1317, 1321, 110 USPQ2d 1157, 1160 (Fed. Cir. 2014) (quoting Palm Bay Imps., Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 1371, 73 USPQ2d 1689, 1691 (Fed. Cir. 2005)); In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 1361, 177 USPQ 563, 567 (C.C.P.A. 1973); TMEP §1207.01(b)-(b)(v). 

 

In the present case, applicant’s mark is GEM and registrant’s mark is GEM.  These marks are identical in appearance, sound, and meaning, “and have the potential to be used . . . in exactly the same manner.”  In re i.am.symbolic, llc, 116 USPQ2d 1406, 1411 (TTAB 2015), aff’d, 866 F.3d 1315, 123 USPQ2d 1744 (Fed. Cir. 2017).  Additionally, because they are identical, these marks are likely to engender the same connotation and overall commercial impression when considered in connection with applicant’s and registrant’s respective goods and/or services.  Id.

 

Therefore, the marks are confusingly similar. 

 

U.S. Registration No. 4738692 (GEMM)

 

In this case, the only difference between the wording in the applied-for and registered marks is that the applicant has removed the second letter “M” from the end of the registered mark.  Nonetheless, the marks are highly similar in appearance and are likely to be pronounced the same way. 

 

Moreover, the commercial impressions created by the marks are highly similar in that the wording in both marks is highly similar to or identical to the wording “GEM”, referring to a precious or semiprecious stone.  See evidence at http://www.lexico.com/en/definition/gem and http://www.ahdictionary.com/word/search.html?q=gem.  Specifically, consumers will have the impression that the social network services and apps they are using are valuable like a “GEM”. 

 

Because the marks are similar in sound, appearance, and commercial impression, the marks are confusingly similar. 

 

Relatedness of the Goods and Services

 

The compared goods and/or services need not be identical or even competitive to find a likelihood of confusion.  See On-line Careline Inc. v. Am. Online Inc., 229 F.3d 1080, 1086, 56 USPQ2d 1471, 1475 (Fed. Cir. 2000); Recot, Inc. v. Becton, 214 F.3d 1322, 1329, 54 USPQ2d 1894, 1898 (Fed. Cir. 2000); TMEP §1207.01(a)(i).  They need only be “related in some manner and/or if the circumstances surrounding their marketing are such that they could give rise to the mistaken belief that [the goods and/or services] emanate from the same source.”  Coach Servs., Inc. v. Triumph Learning LLC, 668 F.3d 1356, 1369, 101 USPQ2d 1713, 1722 (Fed. Cir. 2012) (quoting 7-Eleven Inc. v. Wechsler, 83 USPQ2d 1715, 1724 (TTAB 2007)); TMEP §1207.01(a)(i).

 

Class 36 - “Financial services, namely, providing a virtual currency for use by members of an on-line community via a global computer network”

 

Where evidence shows that the goods and services at issue have complementary uses, and thus are often used together or otherwise purchased by the same purchasers for the same or related purposes, such goods have generally been found to be sufficiently related such that confusion would be likely if they are marketed under the same or similar marks.  See In re Toshiba Med. Sys. Corp., 91 USPQ2d 1266, 1272 (TTAB 2009) (holding medical MRI diagnostic apparatus and medical ultrasound devices to be related, based in part on the fact that such goods have complementary purposes because they may be used by the same medical personnel on the same patients to treat the same disease); In re Hester Indus., Inc., 231 USPQ 881, 882-83 (TTAB 1986) (holding bread and frozen chicken parts to be related because they are complementary goods that are appropriate for use together in sandwiches and may otherwise be sold to the same purchasers for use in a single meal); In re Vienna Sausage Mfg. Co., 230 USPQ 799, 799-800 (TTAB 1986) (holding sausage and cheese to be related because they are complementary goods that may be used together in recipes, sandwiches, and hors d’oeuvres); Polo Fashions, Inc. v. La Loren, Inc., 224 USPQ 509, 511 (TTAB 1984) (holding bath sponges and personal products, such as bath oil, soap, and body lotion, to be related because they are complementary goods that are likely to be purchased and used together by the same purchasers). 

 

In this case, the users of the applicant’s virtual currency would use the registrant’s software for storing, processing, managing, and transferring virtual currencies.  See evidence at http://gem.co/; see also http://www.computerworld.com/article/3389678/whats-a-crypto-wallet-and-does-it-manage-digital-currency.html (describing a virtual currency wallet) and http://www.thebalance.com/best-bitcoin-wallets-4160642 (listing the best virtual currency wallets that store, process, manage and transfer virtual currencies).  Additionally, a number of virtual currency providers encourage consumers to use software, wallets, and transfer services designed to function with the cryptocurrencies. See evidence at http://www.ethereum.org/use/#_3-what-is-a-wallet-and-which-one-should-i-use (describing how to use the ETHEREUM virtual currency and recommending wallet and transfer services to use in connection with that currency), http://z.cash/get-started/ (providing information about the ZCASH virtual currency and describing wallet software to use with the software and how to perform transfers of the currency), and http://litecoin.org/  (describing how to use the LITECOIN virtual currency and recommending wallet and transfer services to use in connection with that currency).  Therefore, the virtually currency services identified by the applicant are commonly used in direct connection with the wallet software and virtual currency transfer services as identified by the registrant.  Thus, the goods and services identified by the applicant and registrant are understood to be complimentary and related goods and services.  

 

Moreover, where the marks of the respective parties are identical or virtually identical, as in this case, the degree of similarity or relatedness between the goods and/or services needed to support a finding of likelihood of confusion declines.  See In re i.am.symbolic, llc, 116 USPQ2d 1406, 1411 (TTAB 2015) (citing In re Shell Oil Co., 992 F.2d 1204, 1207, 26 USPQ2d 1687, 1689 (Fed. Cir. 1993)), aff’d, 866 F.3d 1315, 123 USPQ2d 1744 (Fed. Cir. 2017); TMEP §1207.01(a).

 

Class 45 - “Internet-based social networking services; Online social networking services”

 

In this case, the social networking services identified by the applicant are commonly provided by the same parties and under the same mark as the downloadable social networking software identified in U.S. Registration No. 4738692.  See third party evidence at http://www.facebook.com/ (offering online social networking services and downloadable software for engaging in social networking under the FACEBOOK mark), http://twitter.com/?lang=en (providing online social networking services and software for social networking under the TWITTER mark), and http://www.instagram.com/ (offering online social networking services and downloadable software for engaging in social networking under the INSTAGRAM mark).  Therefore, because the services identified by the applicant and the goods identified by the registrant are commonly provided by the same parties under the same marks and through the same trade channels, the goods and services are related. 

 

Because the applicant’s mark is confusingly similar to the goods identified in both registrations and the services identified in U.S. Registration No. 5380898, and because the applicant’s services are related to the goods of the registrant, a likelihood of confusion exists and registration is refused pursuant to Section 2(d) of the Trademark Act. 

 

Response to 2(d) Refusal

 

Although applicant’s mark has been refused registration, applicant may respond to the refusal(s) by submitting evidence and arguments in support of registration.

 

Applicant should note the following additional ground for possible refusal.

 

PRIOR-FILED APPLICATION – APPLICANT NOT ENTITLED TO REGISTER – APPLICANT MAY PRESENT ARGUMENTS

 

The filing date of pending U.S. Application Serial No. 88289072 precedes applicant’s filing date.  See attached referenced application.  If the mark in the referenced application registers, applicant’s mark may be refused registration under Trademark Act Section 2(d) because of a likelihood of confusion between the two marks.  See 15 U.S.C. §1052(d); 37 C.F.R. §2.83; TMEP §§1208 et seq.  Therefore, upon receipt of applicant’s response to this Office action, action on this application may be suspended pending final disposition of the earlier-filed referenced application.

 

In response to this Office action, applicant may present arguments in support of registration by addressing the issue of the potential conflict between applicant’s mark and the mark in the referenced application.  Applicant’s election not to submit arguments at this time in no way limits applicant’s right to address this issue later if a refusal under Section 2(d) issues.

 

While applicant is not required to respond to the issue of the pending application, applicant must respond to the Partial Section 2(d) Refusal above within six months of the mailing date of this Office action to avoid abandonment.

 

RESPONSE GUIDELINES

 

Response guidelines.  For this application to proceed, applicant must explicitly address each refusal and/or requirement in this Office action.  For a refusal, applicant may provide written arguments and evidence against the refusal, and may have other response options if specified above.  For a requirement, applicant should set forth the changes or statements.  Please see “Responding to Office Actions” and the informational video “Response to Office Action” for more information and tips on responding.

 

Please call or email the assigned trademark examining attorney with questions about this Office action.  Although the trademark examining attorney cannot provide legal advice or statements about applicant’s rights, the trademark examining attorney can provide applicant with additional explanation about the refusal(s) and/or requirement(s) in this Office action.  See TMEP §§705.02, 709.06.  Although the USPTO does not accept emails as responses to Office actions, emails can be used for informal communications and will be included in the application record.  See 37 C.F.R. §§2.62(c), 2.191; TMEP §§304.01-.02, 709.04-.05. 

 

Advisory Regarding Amendment of the Identification of Services

 

Applicant’s services may be clarified or limited, but may not be expanded beyond those originally itemized in the application or as acceptably amended.  See 37 C.F.R. §2.71(a); TMEP §1402.06.  Applicant may clarify or limit the identification by inserting qualifying language or deleting items to result in a more specific identification; however, applicant may not substitute different services or add services not found or encompassed by those in the original application or as acceptably amended.  See TMEP §1402.06(a)-(b).  The scope of the services sets the outer limit for any changes to the identification and is generally determined by the ordinary meaning of the wording in the identification.  TMEP §§1402.06(b), 1402.07(a)-(b).  Any acceptable changes to the services will further limit scope, and once services are deleted, they are not permitted to be reinserted.  TMEP §1402.07(e).

 

TEAS PLUS OR TEAS REDUCED FEE (TEAS RF) APPLICANTS – TO MAINTAIN LOWER FEE, ADDITIONAL REQUIREMENTS MUST BE MET, INCLUDING SUBMITTING DOCUMENTS ONLINE:  Applicants who filed their application online using the lower-fee TEAS Plus or TEAS RF application form must (1) file certain documents online using TEAS, including responses to Office actions (see TMEP §§819.02(b), 820.02(b) for a complete list of these documents); (2) maintain a valid e-mail correspondence address; and (3) agree to receive correspondence from the USPTO by e-mail throughout the prosecution of the application.  See 37 C.F.R. §§2.22(b), 2.23(b); TMEP §§819, 820.  TEAS Plus or TEAS RF applicants who do not meet these requirements must submit an additional processing fee of $125 per class of goods and/or services.  37 C.F.R. §§2.6(a)(1)(v), 2.22(c), 2.23(c); TMEP §§819.04, 820.04.  However, in certain situations, TEAS Plus or TEAS RF applicants may respond to an Office action by authorizing an examiner’s amendment by telephone or e-mail without incurring this additional fee.  

 

 

How to respond.  Click to file a response to this nonfinal Office action  

 

 

/Mark S. Tratos/

Mark S. Tratos

Trademark Examining Attorney

Law Office 113

(571) 270-3575

Mark.Tratos@uspto.gov

 

 

RESPONSE GUIDANCE

• Missing the response deadline to this letter will cause the application to abandon.  A response or notice of appeal must be received by the USPTO before midnight Eastern Time of the last day of the response period.  TEAS and ESTTA maintenance or unforeseen circumstances could affect an applicant’s ability to timely respond.  

 

• Responses signed by an unauthorized party are not accepted and can cause the application to abandon.  If applicant does not have an attorney, the response must be signed by the individual applicant, all joint applicants, or someone with legal authority to bind a juristic applicant.  If applicant has an attorney, the response must be signed by the attorney.

 

• If needed, find contact information for the supervisor of the office or unit listed in the signature block.

 

United States Patent and Trademark Office (USPTO)

 

USPTO OFFICIAL NOTICE

 

Office Action (Official Letter) has issued

on September 12, 2019 for

U.S. Trademark Application Serial No. 88498529

 

Your trademark application has been reviewed by a trademark examining attorney.  As part of that review, the assigned attorney has issued an official letter that you must respond to by the specified deadline or your application will be abandoned.  Please follow the steps below.

 

(1)  Read the official letter.

 

(2)  Direct questions about the contents of the Office action to the assigned attorney below. 

 

 

/Mark S. Tratos/

Mark S. Tratos

Trademark Examining Attorney

Law Office 113

(571) 270-3575

Mark.Tratos@uspto.gov

 

Direct questions about navigating USPTO electronic forms, the USPTO website, the application process, the status of your application, and/or whether there are outstanding deadlines or documents related to your file to the Trademark Assistance Center (TAC).

 

(3)  Respond within 6 months (or earlier, if required in the Office action) from September 12, 2019, using the Trademark Electronic Application System (TEAS).  The response must be received by the USPTO before midnight Eastern Time of the last day of the response period.  See the Office action for more information about how to respond.

 

 

 

GENERAL GUIDANCE

·         Check the status of your application periodically in the Trademark Status & Document Retrieval (TSDR) database to avoid missing critical deadlines.

 

·         Update your correspondence email address, if needed, to ensure you receive important USPTO notices about your application.

 

·         Beware of misleading notices sent by private companies about your application.  Private companies not associated with the USPTO use public information available in trademark registrations to mail and email trademark-related offers and notices – most of which require fees.  All official USPTO correspondence will only be emailed from the domain “@uspto.gov.”