Offc Action Outgoing

PROOF OF TRANSACTION CHAIN

Atrium Separate IP Holdings Number 1, LLC

U.S. Trademark Application Serial No. 88484722 - PROOF OF TRANSACTION CHAIN - ATRM-01300

To: Atrium Separate IP Holdings Number 1, LL ETC. (jowens@hollp.com)
Subject: U.S. Trademark Application Serial No. 88484722 - PROOF OF TRANSACTION CHAIN - ATRM-01300
Sent: September 20, 2019 07:55:09 AM
Sent As: ecom115@uspto.gov
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United States Patent and Trademark Office (USPTO)

Office Action (Official Letter) About Applicant’s Trademark Application

 

U.S. Application Serial No. 88484722

 

Mark:  PROOF OF TRANSACTION CHAIN

 

 

 

 

Correspondence Address: 

JONATHAN O. OWENS

HAVERSTOCK & OWENS LLP

162 NORTH WOLFE ROAD

SUNNYVALE, CA 94086

 

 

 

Applicant:  Atrium Separate IP Holdings Number 1, LL ETC.

 

 

 

Reference/Docket No. ATRM-01300

 

Correspondence Email Address: 

 jowens@hollp.com

 

 

 

NONFINAL OFFICE ACTION

 

The USPTO must receive applicant’s response to this letter within six months of the issue date below or the application will be abandoned.  Respond using the Trademark Electronic Application System (TEAS).  A link to the appropriate TEAS response form appears at the end of this Office action. 

 

 

Issue date:  September 20, 2019

 

 

The referenced application has been reviewed by the assigned trademark examining attorney.  Applicant must respond timely and completely to the issues below.  15 U.S.C. §1062(b); 37 C.F.R. §§2.62(a), 2.65(a); TMEP §§711, 718.03.

 

SEARCH OF OFFICE’S DATABASE OF MARKS

 

The trademark examining attorney has searched the Office’s database of registered and pending marks and has found no conflicting marks that would bar registration under Trademark Act Section 2(d).  TMEP §704.02; see 15 U.S.C. §1052(d).

 

SUMMARY OF ISSUES:

 

  • Section 2(e)(1) Refusal – Merely Descriptive
  • Supplemental Register Advisory – Section 2(e)(1) Refusal
  • Amended Identification of Goods Required
  • Multiple-Class Application Requirements

 

 

SECTION 2(e)(1) REFUSAL - MERELY DESCRIPTIVE

Registration is refused because the applied-for mark merely describes a feature or characteristic of applicant’s goods.  Trademark Act Section 2(e)(1), 15 U.S.C. §1052(e)(1); see TMEP §§1209.01(b), 1209.03 et seq.

 

A mark is merely descriptive if it describes an ingredient, quality, characteristic, function, feature, purpose, or use of an applicant’s goods.  TMEP §1209.01(b); see, e.g., In re TriVita, Inc., 783 F.3d 872, 874, 114 USPQ2d 1574, 1575 (Fed. Cir. 2015) (quoting In re Oppedahl & Larson LLP, 373 F.3d 1171, 1173, 71 USPQ2d 1370, 1371 (Fed. Cir. 2004)); In re Steelbuilding.com, 415 F.3d 1293, 1297, 75 USPQ2d 1420, 1421 (Fed. Cir. 2005) (citing Estate of P.D. Beckwith, Inc. v. Comm’r of Patents, 252 U.S. 538, 543 (1920)). 

 

Determining the descriptiveness of a mark is done in relation to an applicant’s goods, the context in which the mark is being used, and the possible significance the mark would have to the average purchaser because of the manner of its use or intended use.  See In re The Chamber of Commerce of the U.S., 675 F.3d 1297, 1300, 102 USPQ2d 1217, 1219 (Fed. Cir. 2012) (citing In re Bayer Aktiengesellschaft, 488 F.3d 960, 963-64, 82 USPQ2d 1828, 1831 (Fed. Cir. 2007)); TMEP §1209.01(b).  Descriptiveness of a mark is not considered in the abstract.  In re Bayer Aktiengesellschaft, 488 F.3d at 963-64, 82 USPQ2d at 1831.

 

A mark does not need to be merely descriptive of all the goods specified in an application.  In re The Chamber of Commerce of the U.S., 675 F.3d 1297, 1300, 102 USPQ2d 1217, 1219 (Fed. Cir. 2012); In re Franklin Cnty. Historical Soc'y, 104 USPQ2d 1085, 1089 (TTAB 2012).  “A descriptiveness refusal is proper ‘if the mark is descriptive of any of the [goods or] services for which registration is sought.’”  In re The Chamber of Commerce of the U.S., 675 F.3d at 1300, 102 USPQ2d at 1219 (quoting In re Stereotaxis Inc., 429 F.3d 1039, 1040, 77 USPQ2d 1087, 1089 (Fed. Cir. 2005)).  In this case, applicant’s goods include various blockchain software. 

 

The attached evidence from Merriam-Webster shows that “PROOF” means “something that induces certainty or establishes validity”; “OF” is a preposition meaning “relating to”; “TRANSACTION” means “an exchange or transfer of goods, services, or funds” and “CHAIN” means “a series of things linked, connected, or associated together.”  Further, the attached evidence from Applicature, Block Ex, and Digital Directions shows the wording “TRANSACTION CHAIN” used to describe an important issue to the integrity of financial transactions, namely, that an accurate record of a transaction chain is a key feature of financial transaction best practices.  Thus, “PROOF” describes a feature or characteristic of applicant’s software because the software presumably provides something that induces certainty or establishes validity.  Further, “TRANSACTION” describes a feature or characteristic of applicant’s software because the software presumably relates to an exchange or transfer of goods, services, or funds.  Finally, “CHAIN” describes a feature or characteristic of applicant’s software because the software presumably relates to a series of things linked, connected, or associated together.

 

Generally, if the individual components of a mark retain their descriptive meaning in relation to the goods, the combination results in a composite mark that is itself descriptive and not registrable.  In re Fat Boys Water Sports LLC, 118 USPQ2d 1511, 1516 (TTAB 2016) (citing In re Tower Tech, Inc., 64 USPQ2d 1314, 1317-18 (TTAB (2002)); TMEP §1209.03(d); see, e.g., Apollo Med. Extrusion Techs., Inc. v. Med. Extrusion Techs., Inc., 123 USPQ2d 1844, 1851 (TTAB 2017) (holding MEDICAL EXTRUSION TECHNOLOGIES merely descriptive of medical extrusion goods produced by employing medical extrusion technologies); In re Cannon Safe, Inc., 116 USPQ2d 1348, 1351 (TTAB 2015) (holding SMART SERIES merely descriptive of metal gun safes); In re King Koil Licensing Co., 79 USPQ2d 1048, 1052 (TTAB 2006) (holding THE BREATHABLE MATTRESS merely descriptive of beds, mattresses, box springs, and pillows). 

 

Only where the combination of descriptive terms creates a unitary mark with a unique, incongruous, or otherwise nondescriptive meaning in relation to the goods is the combined mark registrable.  See In re Colonial Stores, Inc., 394 F.2d 549, 551, 157 USPQ 382, 384 (C.C.P.A. 1968); In re Positec Grp. Ltd., 108 USPQ2d 1161, 1162-63 (TTAB 2013).

 

In this case, both the individual components and the composite result are descriptive of applicant’s software and do not create a unique, incongruous, or nondescriptive meaning in relation to the software.  Specifically, the wording “PROOF OF TRANSACTION CHAIN” merely describes a feature or characteristic of applicant’s software because the software presumably provides something that induces certainty or establishes validity in relation to a series of linked or connected exchanges or transfers of goods, services, or funds. 

 

Therefore, the applicant’s mark is refused registration under Section 2(e)(1) of the Trademark Act.

 

 

Supplemental Register Advisory – Section 2(e)(1) Refusal

 

Although an amendment to the Supplemental Register would normally be an appropriate response to this refusal, such a response is not appropriate in the present case.  The instant application was filed under Trademark Act Section 1(b) and is not eligible for registration on the Supplemental Register until an acceptable amendment to allege use meeting the requirements of 37 C.F.R. §2.76 has been timely filed.  37 C.F.R. §2.47(d); TMEP §§816.02, 1102.03.

 

If applicant files an acceptable allegation of use and also amends to the Supplemental Register, the application effective filing date will be the date applicant met the minimum filing requirements under 37 C.F.R. §2.76(c) for an amendment to allege use.  TMEP §§816.02, 1102.03; see 37 C.F.R. §2.75(b).  In addition, the undersigned trademark examining attorney will conduct a new search of the USPTO records for conflicting marks based on the later application filing date.  TMEP §§206.01, 1102.03.

 

If applicant responds to the refusal, applicant must also respond to the requirements set forth below.

 

 

AMENDED IDENTIFICATION OF GOODS REQUIRED

 

The wording in the identification of goods must be clarified as indicated below.  See 37 C.F.R. §2.32(a)(6); TMEP §§1402.01, 1402.03. 

 

First, the wording “downloadable computer blockchain software and blockchain hardware, namely, blockchain platforms, for developing, building, and operating distributed blockchain applications,” “downloadable blockchain software and blockchain hardware for administering decentralized computer blockchain applications,” “computer blockchain software and blockchain hardware for developing, building, and operating decentralized computer applications, namely, blockchain applications” in International Class 9 are indefinite because the nature of the goods are not clear.  Specifically, “hardware” is a physical good, but the wording following “namely” refers to software goods.  Applicant must clearly identify specific types of blockchain hardware.  Further, the nature of the wording “operating” in connection with “operating distributed blockchain applications” must be further specified.

 

Second, the wording “computer blockchain software and blockchain hardware for developing, building, and operating decentralized computer applications, namely, blockchain applications” in International Class 9 is indefinite and too broad.  The wording must be clarified because the nature of the software is not clear and could identify goods and services in more than one international class.  See 37 C.F.R. §2.32(a)(6); TMEP §§1402.01, 1402.03, 1904.02(c), (c)(ii).  As discussed above, computer “hardware” is a physical good in International Class 9, but the wording following “namely” refers to software goods.  Further, applicant must specify whether the format of the software is downloadable, recorded, or online non-downloadable.  See 37 C.F.R. §2.32(a)(6); TMEP §§1402.03(d), 1402.11(a).  Downloadable and recorded goods are in International Class 9, whereas providing their temporary, online non-downloadable use is a service in International Class 42.  See TMEP §1402.03(d).  Finally, the nature of the wording “operating” in connection with “operating distributed blockchain applications” and “operating decentralized computer applications, namely, blockchain applications” must be further specified.

 

Applicant may substitute the following wording, if accurate (suggested language in bold): 

 

International Class 9:  Downloadable computer blockchain software and blockchain hardware, namely, downloadable blockchain software platforms for developing, building, and operating distributed blockchain applications; downloadable blockchain software and blockchain hardware for administering decentralized computer blockchain applications; downloadable computer blockchain software and blockchain hardware for developing and building, and operating decentralized computer blockchain applications, namely, blockchain applications; blockchain hardware, namely, {identify specific types of blockchain hardware, i.e., cryptocurrency hardware wallets for cryptocurrency using blockchain technology}; downloadable computer blockchain software for operating decentralized computer blockchain applications in the nature of {identify specific types of operating function software, i.e., middleware for providing an interface between cryptocurrency wallet software and software for managing cryptocurrency transactions using blockchain technology}

 

International Class 42:  Providing temporary use of online non-downloadable computer blockchain software for developing and building decentralized computer blockchain applications; providing temporary use of online non-downloadable computer blockchain software for operating decentralized computer blockchain applications in the nature of {identify specific types of operating function software, i.e., middleware for providing an interface between cryptocurrency wallet software and software for managing cryptocurrency transactions using blockchain technology}

 

Applicant may amend the identification to clarify or limit the goods and services, but not to broaden or expand the services beyond those in the original application or as acceptably amended.  See 37 C.F.R. §2.71(a); TMEP §1402.06.  Generally, any deleted goods and services may not later be reinserted.  See TMEP §1402.07(e).

 

For assistance with identifying and classifying goods and services in trademark applications, please see the USPTO’s online searchable U.S. Acceptable Identification of Goods and Services Manual.  See TMEP §1402.04.

 

 

MULTIPLE-CLASS APPLICATION REQUIREMENTS

 

The application identifies goods and services in more than one international class; therefore, applicant must satisfy all the requirements below for each international class based on Trademark Act Section 1(b):

 

(1)        List the goods and/or services by their international class number in consecutive numerical order, starting with the lowest numbered class.

 

(2)        Submit a filing fee for each international class not covered by the fee already paid (view the USPTO’s current fee schedule).  The application identifies goods and services that are classified in at least two (2) classes; however, applicant submitted a fee sufficient for only one (1) class.  Applicant must either submit the filing fees for the classes not covered by the submitted fees or restrict the application to the number of classes covered by the fees already paid.

 

See 15 U.S.C. §§1051(b), 1112, 1126(e); 37 C.F.R. §§2.32(a)(6)-(7), 2.34(a)(2)-(3), 2.86(a); TMEP §§1403.01, 1403.02(c).

 

See an overview of the requirements for a Section 1(b) multiple-class application and how to satisfy the requirements online using the Trademark Electronic Application System (TEAS) form.

 

The fee for adding classes to a TEAS Reduced Fee (RF) application is $275 per class.  See 37 C.F.R. §§2.6(a)(1)(iii), 2.23(a).  See more information regarding the requirements for maintaining the lower TEAS RF fee and, if these requirements are not satisfied, for adding classes at a higher fee using regular TEAS.

 

 

RESPONSE GUIDELINES

 

Please call or email the assigned trademark examining attorney with questions about this Office action.  Although the trademark examining attorney cannot provide legal advice or statements about applicant’s rights, the trademark examining attorney can provide applicant with additional explanation about the refusal and requirements in this Office action.  See TMEP §§705.02, 709.06.  Although the USPTO does not accept emails as responses to Office actions, emails can be used for informal communications and will be included in the application record.  See 37 C.F.R. §§2.62(c), 2.191; TMEP §§304.01-.02, 709.04-.05. 

 

 

TEAS PLUS OR TEAS REDUCED FEE (TEAS RF) APPLICANTS – TO MAINTAIN LOWER FEE, ADDITIONAL REQUIREMENTS MUST BE MET, INCLUDING SUBMITTING DOCUMENTS ONLINE:  Applicants who filed their application online using the lower-fee TEAS Plus or TEAS RF application form must (1) file certain documents online using TEAS, including responses to Office actions (see TMEP §§819.02(b), 820.02(b) for a complete list of these documents); (2) maintain a valid e-mail correspondence address; and (3) agree to receive correspondence from the USPTO by e-mail throughout the prosecution of the application.  See 37 C.F.R. §§2.22(b), 2.23(b); TMEP §§819, 820.  TEAS Plus or TEAS RF applicants who do not meet these requirements must submit an additional processing fee of $125 per class of goods and/or services.  37 C.F.R. §§2.6(a)(1)(v), 2.22(c), 2.23(c); TMEP §§819.04, 820.04.  However, in certain situations, TEAS Plus or TEAS RF applicants may respond to an Office action by authorizing an examiner’s amendment by telephone or e-mail without incurring this additional fee.  

 

 

How to respond.  Click to file a response to this nonfinal Office action  

 

 

/Pauline Ha/

Examining Attorney

Law Office 115

(571) 272-5005

pauline.ha@uspto.gov

 

 

 

RESPONSE GUIDANCE

  • Missing the response deadline to this letter will cause the application to abandon.  A response or notice of appeal must be received by the USPTO before midnight Eastern Time of the last day of the response period.  TEAS and ESTTA maintenance or unforeseen circumstances could affect an applicant’s ability to timely respond.  

 

 

 

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U.S. Trademark Application Serial No. 88484722 - PROOF OF TRANSACTION CHAIN - ATRM-01300

To: Atrium Separate IP Holdings Number 1, LL ETC. (jowens@hollp.com)
Subject: U.S. Trademark Application Serial No. 88484722 - PROOF OF TRANSACTION CHAIN - ATRM-01300
Sent: September 20, 2019 07:55:10 AM
Sent As: ecom115@uspto.gov
Attachments:

United States Patent and Trademark Office (USPTO)

 

USPTO OFFICIAL NOTICE

 

Office Action (Official Letter) has issued

on September 20, 2019 for

U.S. Trademark Application Serial No. 88484722

 

Your trademark application has been reviewed by a trademark examining attorney.  As part of that review, the assigned attorney has issued an official letter that you must respond to by the specified deadline or your application will be abandoned.  Please follow the steps below.

 

(1)  Read the official letter.

 

(2)  Direct questions about the contents of the Office action to the assigned attorney below. 

 

 

/Pauline Ha/

Examining Attorney

Law Office 115

(571) 272-5005

pauline.ha@uspto.gov

 

 

Direct questions about navigating USPTO electronic forms, the USPTO website, the application process, the status of your application, and/or whether there are outstanding deadlines or documents related to your file to the Trademark Assistance Center (TAC).

 

(3)  Respond within 6 months (or earlier, if required in the Office action) from September 20, 2019, using the Trademark Electronic Application System (TEAS).  The response must be received by the USPTO before midnight Eastern Time of the last day of the response period.  See the Office action for more information about how to respond.

 

 

 

GENERAL GUIDANCE

·         Check the status of your application periodically in the Trademark Status & Document Retrieval (TSDR) database to avoid missing critical deadlines.

 

·         Update your correspondence email address, if needed, to ensure you receive important USPTO notices about your application.

 

·         Beware of misleading notices sent by private companies about your application.  Private companies not associated with the USPTO use public information available in trademark registrations to mail and email trademark-related offers and notices – most of which require fees.  All official USPTO correspondence will only be emailed from the domain “@uspto.gov.”

 

 

 


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