Post Publication Amendment

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1771 (Rev 10/2011)

OMB No. 0651-0050 (Exp 09/20/2020)

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Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1771 (Rev 10/2011)

OMB No. 0651-0050 (Exp 09/20/2020)

Post-Approval/Publication/Post-Notice of Allowance (NOA) Amendment

To the Commissioner for Trademarks:

Application serial no. 88443144 AVANTIS(Standard Characters, see http://uspto.report/TM/88443144/mark.png) has been amended as follows:

EXPLANATION OF FILING
The amendment is being made to clarify that the identification of services excludes the specified services.

CLASSIFICATION AND LISTING OF GOODS/SERVICES

Applicant proposes to amend the following class of goods/services in the application:
Current: Class 036 for - Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others; Financial services, namely, providing brokerage, distribution, and investment management services for mutual funds, stocks, bonds, other securities, commingled trusts, separate investment accounts for businesses, retirement accounts, and college savings plans; investment brokerage and management services, financial asset management services, and investment consultation services for institutional investors and individuals; investment tracking and investment analysis services for others; providing financial news and information to individual and institutional investors and financial advisors about investing, investments, financial strategies and planning, asset management, educational savings, retirement planning, and tax issues
Original Filing Basis:
Filing Basis: Section 1(b), Intent to Use: For a trademark or service mark application: As of the application filing date, the applicant had a bona fide intention, and was entitled, to use the mark in commerce on or in connection with the identified goods/services in the application. For a collective trademark, collective service mark, or collective membership mark application: As of the application filing date, the applicant had a bona fide intention, and was entitled, to exercise legitimate control over the use of the mark in commerce by members on or in connection with the identified goods/services/collective membership organization. For a certification mark application: As of the application filing date, the applicant had a bona fide intention, and was entitled, to exercise legitimate control over the use of the mark in commerce by authorized users in connection with the identified goods/services, and the applicant will not engage in the production or marketing of the goods/services to which the mark is applied, except to advertise or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant.

Proposed:
Tracked Text Description: - Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others; Financial services, namely, providing brokerage, distribution, and investment management services for mutual funds, stocks, bonds, other securities, commingled trusts, separate investment accounts for businesses, retirement accounts, and college savings plans; investment brokerage and management services, financial asset management services, and investment consultation services for institutional investors and individuals; investment tracking and investment analysis services for others; providing financial news and information to individual and institutional investors and financial advisors about investing, investments, financial strategies and planning, asset management, educational savings, retirement planning, and tax issues; all of the foregoing excluding financial services related in any way to consumer lending, consumer loans, auto loans, student loans, mortgage lending, consumer deposits, consumer banking services, credit card services, and insurance servicesClass 036 for - Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others; Financial services, namely, providing brokerage, distribution, and investment management services for mutual funds, stocks, bonds, other securities, commingled trusts, separate investment accounts for businesses, retirement accounts, and college savings plans; investment brokerage and management services, financial asset management services, and investment consultation services for institutional investors and individuals; investment tracking and investment analysis services for others; providing financial news and information to individual and institutional investors and financial advisors about investing, investments, financial strategies and planning, asset management, educational savings, retirement planning, and tax issues; all of the foregoing excluding financial services related in any way to consumer lending, consumer loans, auto loans, student loans, mortgage lending, consumer deposits, consumer banking services, credit card services, and insurance services
Filing Basis: Section 1(b), Intent to Use: For a trademark or service mark application: As of the application filing date, the applicant had a bona fide intention, and was entitled, to use the mark in commerce on or in connection with the identified goods/services in the application. For a collective trademark, collective service mark, or collective membership mark application: As of the application filing date, the applicant had a bona fide intention, and was entitled, to exercise legitimate control over the use of the mark in commerce by members on or in connection with the identified goods/services/collective membership organization. For a certification mark application: As of the application filing date, the applicant had a bona fide intention, and was entitled, to exercise legitimate control over the use of the mark in commerce by authorized users in connection with the identified goods/services, and the applicant will not engage in the production or marketing of the goods/services to which the mark is applied, except to advertise or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant.

The applicant's current attorney information: Glenn K. Robbins II. Glenn K. Robbins II of SPENCER FANE LLP, is located at

      SUITE 1000
      1 NORTH BRENTWOOD BOULEVARD
      ST. LOUIS, Missouri 63105
      US
The docket/reference number is 5016458-139.

The phone number is 314-863-7733.

The fax number is 314-862-4656.

The email address is sfaction@spencerfane.com

The applicants proposed attorney information: Glenn K. Robbins II. Other appointed attorneys are Kyle L. Elliott, Kevin S. Tuttle, Jaspal S. Hare, Michael E. Broms, Steve Laureanti, David Banko, Kasia Brozynski, Antonio Devora, Blake Atkinson; and Jon L. Farnsworth, Christopher L. Summers, James S. Patterson, and Macy L. Matthews. Glenn K. Robbins II of SPENCER FANE LLP, is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, and the attorney(s) is located at

      SUITE 1000
      1 NORTH BRENTWOOD BOULEVARD
      ST. LOUIS, Missouri 63105
      United States
The docket/reference number is 5016458-139.

The phone number is 314-863-7733.

The fax number is 314-862-4656.

The email address is sfaction@spencerfane.com

Glenn K. Robbins II submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S. Commonwealth or territory.
The applicant's current correspondence information: GLENN K. ROBBINS II. GLENN K. ROBBINS II of SPENCER FANE LLP, is located at

      SUITE 1000
      1 NORTH BRENTWOOD BOULEVARD
      ST. LOUIS, Missouri 63105
      US
The docket/reference number is 5016458-139.

The phone number is 314-863-7733.

The fax number is 314-862-4656.

The email address is sfaction@spencerfane.com; grobbins@spencerfane.com

The applicants proposed correspondence information: Glenn K. Robbins II. Glenn K. Robbins II of SPENCER FANE LLP, is located at

      SUITE 1000
      1 NORTH BRENTWOOD BOULEVARD
      ST. LOUIS, Missouri 63105
      United States
The docket/reference number is 5016458-139.

The phone number is 314-863-7733.

The fax number is 314-862-4656.

The email address is sfaction@spencerfane.com; grobbins@spencerfane.com

SIGNATURE(S)

Signature: /glenn k. robbins ii/     Date: 01/14/2020
Signatory's Name: Glenn K. Robbins II
Signatory's Position: Attorney of Record, Missouri Bar Member

Signatory's Phone Number: 314.333.3932

The signatory has confirmed that he/she is a U.S.-licensed attorney who is an active member in good standing of the bar of the highest court of a U.S. state (including the District of Columbia and any U.S. Commonwealth or territory); and he/she is currently the owner's/holder's attorney or an associate thereof; and to the best of his/her knowledge, if prior to his/her appointment another U.S.-licensed attorney not currently associated with his/her company/firm previously represented the owner/holder in this matter: the owner/holder has revoked their power of attorney by a signed revocation or substitute power of attorney with the USPTO; the USPTO has granted that attorney's withdrawal request; the owner/holder has filed a power of attorney appointing him/her in this matter; or the owner's/holder's appointed U.S.-licensed attorney has filed a power of attorney appointing him/her as an associate attorney in this matter.

Mailing Address:    GLENN K. ROBBINS II
   SPENCER FANE LLP
   SUITE 1000
   1 NORTH BRENTWOOD BOULEVARD
   ST. LOUIS, Missouri 63105
Mailing Address:    Glenn K. Robbins II
   SPENCER FANE LLP
   SUITE 1000
   1 NORTH BRENTWOOD BOULEVARD
   ST. LOUIS, Missouri 63105
        
Serial Number: 88443144
Internet Transmission Date: Tue Jan 14 16:48:50 EST 2020
TEAS Stamp: USPTO/PPA-XX.XXX.XX.XXX-2020011416485062
9516-88443144-70097fd9cd0efc2b4b561d97eb
152d1d97dcda41cb1e16ddbf12665ccbf4a-N/A-
N/A-20200114161401109579