TEAS RF New Application

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

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Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

Trademark/Service Mark Application, Principal Register

Serial Number: 88403604

Filing Date: 04/26/2019

To the Commissioner for Trademarks:

MARK: AXIOM (Standard Characters, see mark)
The literal element of the mark consists of AXIOM.
The mark consists of standard characters, without claim to any particular font style, size, or color.

The applicant, Equiniti (US) Holdings, Inc., a corporation of Delaware, having an address of
      Corporation Trust Center
      1209 Orange Street
      New Castle, Delaware 19801
      United States

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

       International Class 035:  Business management and business consultancy services in the form of proxy solicitation services, namely, management and processing of shareholder voting; business management and business consultancy services in the form of proxy solicitation services, namely, management and processing of proxy votes and disclosure of proxy votes; business management and business consultancy services in the form of proxy solicitation services, namely commercial lobbying services in the interests of promoting the interests of companies, their boards of directors and shareholders; business management and business consultancy services in the form of proxy solicitation services, namely, providing strategic analysis, advice and information relating to shareholder voting patterns and habits; business management and business consultancy services in the form of proxy solicitation services, namely, provision of strategic analysis and advice relating to shareholder participation in meetings and conferences; provision of market and shareholder intelligence services, namely, analysing and interpreting information relating to shareholder activity; market and shareholder intelligence services, namely, analysing, identifying, monitoring and verifying activity amongst company shareholder bases; providing business analysis and information relating to shareholder base activity by peer group comparison and benchmarking; provision of business information in relation to proxy voting; consultancy and advisory services relating to all the aforesaid services.
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.

       International Class 036:  Provision of financial information in the form of company debt reports; financial information in the form of identifying ownership and distribution of company financial equity represented by shareholdings, securities and debt.
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.


The applicant's current Attorney Information:
      Mark S. Kaufman of Kaufman & Kahn, LLP
      10 Grand Central, 19th Floor
      155 East 44th Street
      New York, New York 10017
      United States
      212-293-5556 x2(phone)
      917-809-6403(fax)
      kaufman@kaufmankahn.com (authorized)

The applicant's current Correspondence Information:

Mark S. Kaufman

Kaufman & Kahn, LLP

10 Grand Central, 19th Floor       155 East 44th Street

New York, New York 10017

212-293-5556 x2(phone)

917-809-6403(fax)

kaufman@kaufmankahn.com (authorized) E-mail Authorization: I authorize the USPTO to send e-mail correspondence concerning the application to the applicant, the applicant's attorney, or the applicant's domestic representative at the e-mail address provided in this application. I understand that a valid e-mail address must be maintained and that the applicant or the applicant's attorney must file the relevant subsequent application-related submissions via the Trademark Electronic Application System (TEAS). Failure to do so will result in the loss of TEAS Reduced Fee status and a requirement to submit an additional processing fee of $125 per international class of goods/services.

A fee payment in the amount of $550 has been submitted with the application, representing payment for 2 class(es).

Declaration

	Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a): The signatory believes that the applicant is the owner of the trademark/service mark sought to be registered; The mark is in use in commerce on or in connection with the goods/services in the application; The specimen(s) shows the mark as used on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate. And/Or If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e): The signatory believes that the applicant is entitled to use the mark in commerce; The applicant has a bona fide intention to use the mark in commerce on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.
	To the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive.
	To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
	The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Declaration Signature

Signature: /Thomas Green/   Date: 04/26/2019
Signatory's Name: Thomas Green
Signatory's Position: Assistant General Counsel
Payment Sale Number: 88403604
Payment Accounting Date: 04/26/2019

Serial Number: 88403604
Internet Transmission Date: Fri Apr 26 10:37:32 EDT 2019
TEAS Stamp: USPTO/BAS-XXX.XX.XX.XXX-2019042610373292
0870-88403604-620cfa3d110aece1bbb5a84e9e
9b0784bfab9533e31330a6573731652f436fc50-
CC-12029-20190425180209550406