Trademark/Service Mark Application, Principal Register
Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1478 (Rev 09/2006)
OMB No. 0651-0009 (Exp 02/28/2021)
Trademark/Service Mark Application, Principal Register
The mark consists of standard characters, without claim to any particular font style, size, or color.
REGISTER
Principal
APPLICANT INFORMATION
*OWNER OF MARK
Equiniti (US) Holdings, Inc.
INTERNAL ADDRESS
Corporation Trust Center
*STREET
1209 Orange Street
*CITY
New Castle
*STATE
(Required for U.S. applicants)
Delaware
*COUNTRY
United States
*ZIP/POSTAL CODE
(Required for U.S. and certain international addresses)
19801
LEGAL ENTITY INFORMATION
TYPE
corporation
STATE/COUNTRY OF INCORPORATION
Delaware
GOODS AND/OR SERVICES AND BASIS INFORMATION
INTERNATIONAL CLASS
035
*IDENTIFICATION
Business management and business consultancy services in the form of proxy solicitation services, namely, management and processing of
shareholder voting; business management and business consultancy services in the form of proxy solicitation services, namely, management and processing of proxy votes and disclosure of proxy votes;
business management and business consultancy services in the form of proxy solicitation services, namely commercial lobbying services in the interests of promoting the interests of companies, their
boards of directors and shareholders; business management and business consultancy services in the form of proxy solicitation services, namely, providing strategic analysis, advice and information
relating to shareholder voting patterns and habits; business management and business consultancy services in the form of proxy solicitation services, namely, provision of strategic analysis and
advice relating to shareholder participation in meetings and conferences; provision of market and shareholder intelligence services, namely, analysing and interpreting information relating to
shareholder activity; market and shareholder intelligence services, namely, analysing, identifying, monitoring and verifying activity amongst company shareholder bases; providing business analysis
and information relating to shareholder base activity by peer group comparison and benchmarking; provision of business information in relation to proxy voting; consultancy and advisory services
relating to all the aforesaid services.
FILING BASIS
SECTION 1(b)
INTERNATIONAL CLASS
036
*IDENTIFICATION
Provision of financial information in the form of company debt reports; financial information in the form of identifying ownership and
distribution of company financial equity represented by shareholdings, securities and debt.
FILING BASIS
SECTION 1(b)
ATTORNEY INFORMATION
NAME
Mark S. Kaufman
FIRM NAME
Kaufman & Kahn, LLP
INTERNAL ADDRESS
10 Grand Central, 19th Floor
STREET
155 East 44th Street
CITY
New York
STATE
New York
COUNTRY
United States
ZIP/POSTAL CODE
10017
PHONE
212-293-5556 x2
FAX
917-809-6403
EMAIL ADDRESS
kaufman@kaufmankahn.com
AUTHORIZED TO COMMUNICATE VIA EMAIL
Yes
CORRESPONDENCE INFORMATION
NAME
Mark S. Kaufman
FIRM NAME
Kaufman & Kahn, LLP
INTERNAL ADDRESS
10 Grand Central, 19th Floor
STREET
155 East 44th Street
CITY
New York
STATE
New York
COUNTRY
United States
ZIP/POSTAL CODE
10017
PHONE
212-293-5556 x2
FAX
917-809-6403
*EMAIL ADDRESS
kaufman@kaufmankahn.com
*AUTHORIZED TO COMMUNICATE VIA EMAIL
Yes
FEE INFORMATION
APPLICATION FILING OPTION
TEAS RF
NUMBER OF CLASSES
2
APPLICATION FOR REGISTRATION PER CLASS
275
*TOTAL FEE DUE
550
*TOTAL FEE PAID
550
SIGNATURE INFORMATION
SIGNATURE
/Thomas Green/
SIGNATORY'S NAME
Thomas Green
SIGNATORY'S POSITION
Assistant General Counsel
SIGNATORY'S PHONE NUMBER
+44-019038520
DATE SIGNED
04/26/2019
Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1478 (Rev 09/2006)
OMB No. 0651-0009 (Exp 02/28/2021)
Trademark/Service Mark Application, Principal Register
Serial Number:88403604
Filing Date:04/26/2019
To the Commissioner for Trademarks:
MARK: AXIOM (Standard Characters, see mark)
The literal element of the mark consists of AXIOM.
The mark consists of standard characters, without claim to any particular font style, size, or color.
The applicant, Equiniti (US) Holdings, Inc., a corporation of Delaware, having an address of
Corporation Trust Center
1209 Orange Street
New Castle, Delaware 19801
United States
requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C.
Section 1051 et seq.), as amended, for the following:
International Class 035: Business management and business consultancy services in the form of proxy solicitation services, namely, management and processing
of shareholder voting; business management and business consultancy services in the form of proxy solicitation services, namely, management and processing of proxy votes and disclosure of proxy
votes; business management and business consultancy services in the form of proxy solicitation services, namely commercial lobbying services in the interests of promoting the interests of companies,
their boards of directors and shareholders; business management and business consultancy services in the form of proxy solicitation services, namely, providing strategic analysis, advice and
information relating to shareholder voting patterns and habits; business management and business consultancy services in the form of proxy solicitation services, namely, provision of strategic
analysis and advice relating to shareholder participation in meetings and conferences; provision of market and shareholder intelligence services, namely, analysing and interpreting information
relating to shareholder activity; market and shareholder intelligence services, namely, analysing, identifying, monitoring and verifying activity amongst company shareholder bases; providing business
analysis and information relating to shareholder base activity by peer group comparison and benchmarking; provision of business information in relation to proxy voting; consultancy and advisory
services relating to all the aforesaid services.
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.
International Class 036: Provision of financial information in the form of company debt reports; financial information in the form of identifying ownership
and distribution of company financial equity represented by shareholdings, securities and debt.
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.
The applicant's current Attorney Information:
Mark S. Kaufman of Kaufman & Kahn, LLP
10 Grand Central, 19th Floor
155 East 44th Street
New York, New York 10017
United States
212-293-5556 x2(phone)
917-809-6403(fax)
kaufman@kaufmankahn.com (authorized)
The applicant's current Correspondence Information:
Mark S. Kaufman
Kaufman & Kahn, LLP
10 Grand Central, 19th Floor
155 East 44th Street
New York, New York 10017
212-293-5556 x2(phone)
917-809-6403(fax)
kaufman@kaufmankahn.com (authorized) E-mail Authorization: I authorize the USPTO to send e-mail correspondence concerning the application to the applicant, the applicant's attorney, or the applicant's domestic representative at
the e-mail address provided in this application. I understand that a valid e-mail address must be maintained and that the applicant or the applicant's attorney must file the relevant subsequent
application-related submissions via the Trademark Electronic Application System (TEAS). Failure to do so will result in the loss of TEAS Reduced Fee status and a requirement to submit an additional
processing fee of $125 per international class of goods/services.
A fee payment in the amount of $550 has been submitted with the application, representing payment for 2 class(es).
Declaration
Declaration Signature
Signature: /Thomas Green/ Date: 04/26/2019
Signatory's Name: Thomas Green
Signatory's Position: Assistant General Counsel
Payment Sale Number: 88403604
Payment Accounting Date: 04/26/2019
Serial Number: 88403604
Internet Transmission Date: Fri Apr 26 10:37:32 EDT 2019
TEAS Stamp: USPTO/BAS-XXX.XX.XX.XXX-2019042610373292
0870-88403604-620cfa3d110aece1bbb5a84e9e
9b0784bfab9533e31330a6573731652f436fc50-
CC-12029-20190425180209550406