To: | SafeHarbor Online, Inc. (legal@safeharboronline.com) |
Subject: | U.S. Trademark Application Serial No. 88402647 - SAFEHARBOR - N/A |
Sent: | July 12, 2019 04:45:15 PM |
Sent As: | ecom105@uspto.gov |
Attachments: | Attachment - 1 Attachment - 2 Attachment - 3 Attachment - 4 Attachment - 5 Attachment - 6 Attachment - 7 |
United States Patent and Trademark Office (USPTO)
Office Action (Official Letter) About Applicant’s Trademark Application
U.S. Application Serial No. 88402647
Mark: SAFEHARBOR
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Correspondence Address:
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Applicant: SafeHarbor Online, Inc.
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Reference/Docket No. N/A
Correspondence Email Address: |
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The USPTO must receive applicant’s response to this letter within six months of the issue date below or the application will be abandoned. Respond using the Trademark Electronic Application System (TEAS). A link to the appropriate TEAS response form appears at the end of this Office action.
Issue date: July 12, 2019
The referenced application has been reviewed by the assigned trademark examining attorney. Applicant must respond timely and completely to the issue(s) below. 15 U.S.C. §1062(b); 37 C.F.R. §§2.62(a), 2.65(a); TMEP §§711, 718.03.
SECTION 2(d) REFUSAL – LIKELIHOOD OF CONFUSION
The applied for mark is SAFEHARBOR for “Computer programs, recorded, for protecting users, particularly children, using online and digital apps on computers, mobile devices and digital products from information, advertising and images that are or may be inappropriate or harmful to the user and providing users, particularly children, with selected materials accessed on the Internet and through other digital channels which are not inappropriate or harmful to the user; Computer software for protecting users, particularly children, using online and digital apps on computers, mobile devices and digital products from information, advertising and images that are or may be inappropriate or harmful to the user and providing users, particularly children, with selected materials accessed on the Internet and through other digital channels which are not inappropriate or harmful to the user that may be downloaded from a global computer network; Computer operating programs, recorded; Computer software platforms, downloadable, for protecting users, particularly children, using online and digital apps on computers, mobile devices and digital products from information, advertising and images that are or may be inappropriate or harmful to the user and providing users, particularly children, with selected materials accessed on the Internet and through other digital channels which are not inappropriate or harmful to the user; Computer software platforms, recorded, for protecting users, particularly children, using online and digital apps on computers, mobile devices and digital products from information, advertising and images that are or may be inappropriate or harmful to the user and providing users, particularly children, with selected materials accessed on the Internet and through other digital channels which are not inappropriate or harmful to the user; Downloadable computer programs for protecting users, particularly children, using online and digital apps on computers, mobile devices and digital products from information, advertising and images that are or may be inappropriate or harmful to the user and providing users, particularly children, with selected materials accessed on the Internet and through other digital channels which are not inappropriate or harmful to the user; Downloadable computer software for database management; Downloadable computer software for protecting users, particularly children, using online and digital apps on computers, mobile devices and digital products from information, advertising and images that are or may be inappropriate or harmful to the user and providing users, particularly children, with selected materials accessed on the Internet and through other digital channels which are not inappropriate or harmful to the user; Downloadable computer search engine software; Downloadable computer application software for mobile phones, namely, software for protecting users, particularly children, using online and digital apps on computers, mobile devices and digital products from information, advertising and images that are or may be inappropriate or harmful to the user and providing users, particularly children, with selected materials accessed on the Internet and through other digital channels which are not inappropriate or harmful to the user; Downloadable computer application software for computers, mobile phones and other devices that can communicate using the internet, other proprietary protocols or other modes of communication, namely, software for protecting users, particularly children, using online and digital apps on computers, mobile devices and digital products from information, advertising and images that are or may be inappropriate or harmful to the user and providing users, particularly children, with selected materials accessed on the Internet and through other digital channels which are not inappropriate or harmful to the user; Downloadable computer software platforms for protecting users, particularly children, using online and digital apps on computers, mobile devices and digital products from information, advertising and images that are or may be inappropriate or harmful to the user and providing users, particularly children, with selected materials accessed on the Internet and through other digital channels which are not inappropriate or harmful to the user; Downloadable mobile applications for protecting users, particularly children, using online and digital apps on computers, mobile devices and digital products from information, advertising and images that are or may be inappropriate or harmful to the user and providing users, particularly children, with selected materials accessed on the Internet and through other digital channels which are not inappropriate or harmful to the user; Recorded computer application software for mobile phones, namely, software for protecting users, particularly children, using online and digital apps on computers, mobile devices and digital products from information, advertising and images that are or may be inappropriate or harmful to the user and providing users, particularly children, with selected materials accessed on the Internet and through other digital channels which are not inappropriate or harmful to the user; Recorded computer programs for protecting users, particularly children, using online and digital apps on computers, mobile devices and digital products from information, advertising and images that are or may be inappropriate or harmful to the user and providing users, particularly children, with selected materials accessed on the Internet and through other digital channels which are not inappropriate or harmful to the user; Recorded computer software for protecting users, particularly children, using online and digital apps on computers, mobile devices and digital products from information, advertising and images that are or may be inappropriate or harmful to the user and providing users, particularly children, with selected materials accessed on the Internet and through other digital channels which are not inappropriate or harmful to the user; Recorded computer application software for computers, mobile phones and other devices that can communicate using the internet, other proprietary protocols or other modes of communication, namely, software for protecting users, particularly children, using online and digital apps on computers, mobile devices and digital products from information, advertising and images that are or may be inappropriate or harmful to the user and providing users, particularly children, with selected materials accessed on the Internet and through other digital channels which are not inappropriate or harmful to the user” in Class 9.
The registered mark is SAFEHARBOR, registered for “Engineering, computer technology and cybersecurity consulting services for maritime organizations, namely, services for updating computer hardware and software relating to computer security and services for prevention of computer security risks ; Providing temporary use of non-downloadable cloud-based software to improve computer security and prevent computer security risks for maritime organizations” in Class 42.
Trademark Act Section 2(d) bars registration of an applied-for mark that is so similar to a registered mark that it is likely consumers would be confused, mistaken, or deceived as to the commercial source of the goods and/or services of the parties. See 15 U.S.C. §1052(d). Likelihood of confusion is determined on a case-by-case basis by applying the factors set forth in In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 1361, 177 USPQ 563, 567 (C.C.P.A. 1973) (called the “du Pont factors”). In re i.am.symbolic, llc, 866 F.3d 1315, 1322, 123 USPQ2d 1744, 1747 (Fed. Cir. 2017). Only those factors that are “relevant and of record” need be considered. M2 Software, Inc. v. M2 Commc’ns, Inc., 450 F.3d 1378, 1382, 78 USPQ2d 1944, 1947 (Fed. Cir. 2006) (citing Shen Mfg. Co. v. Ritz Hotel Ltd., 393 F.3d 1238, 1241, 73 USPQ2d 1350, 1353 (Fed. Cir. 2004)); see In re Inn at St. John’s, LLC, 126 USPQ2d 1742, 1744 (TTAB 2018).
Although not all du Pont factors may be relevant, there are generally two key considerations in any likelihood of confusion analysis: (1) the similarities between the compared marks and (2) the relatedness of the compared goods and/or services. See In re i.am.symbolic, llc, 866 F.3d at 1322, 123 USPQ2d at 1747 (quoting Herbko Int’l, Inc. v. Kappa Books, Inc., 308 F.3d 1156, 1164-65, 64 USPQ2d 1375, 1380 (Fed. Cir. 2002)); Federated Foods, Inc. v. Fort Howard Paper Co.,544 F.2d 1098, 1103, 192 USPQ 24, 29 (C.C.P.A. 1976) (“The fundamental inquiry mandated by [Section] 2(d) goes to the cumulative effect of differences in the essential characteristics of the goods [or services] and differences in the marks.”); TMEP §1207.01.
COMPARISON OF THE MARKS
Marks are compared in their entireties for similarities in appearance, sound, connotation, and commercial impression. Stone Lion Capital Partners, LP v. Lion Capital LLP, 746 F.3d 1317, 1321, 110 USPQ2d 1157, 1160 (Fed. Cir. 2014) (quoting Palm Bay Imps., Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 1371, 73 USPQ2d 1689, 1691 (Fed. Cir. 2005)); TMEP §1207.01(b)-(b)(v). “Similarity in any one of these elements may be sufficient to find the marks confusingly similar.” In re Inn at St. John’s, LLC, 126 USPQ2d 1742, 1746 (TTAB 2018) (citing In re Davia, 110 USPQ2d 1810, 1812 (TTAB 2014)); TMEP §1207.01(b).
When comparing marks, “[t]he proper test is not a side-by-side comparison of the marks, but instead whether the marks are sufficiently similar in terms of their commercial impression such that [consumers] who encounter the marks would be likely to assume a connection between the parties.” Cai v. Diamond Hong, Inc., __ F.3d __, 127 USPQ2d 1797, 1801 (Fed. Cir. 2018) (quoting Coach Servs., Inc. v. Triumph Learning LLC, 668 F.3d 1356, 1368, 101 USPQ2d 1713, 1721 (Fed. Cir. 2012)); TMEP §1207.01(b). The proper focus is on the recollection of the average purchaser, who retains a general rather than specific impression of trademarks. In re Inn at St. John’s, LLC, 126 USPQ2d 1742, 1746 (TTAB 2018) (citing In re St. Helena Hosp., 774 F.3d 747, 750-51, 113 USPQ2d 1082, 1085 (Fed. Cir. 2014); Geigy Chem. Corp. v. Atlas Chem. Indus., Inc., 438 F.2d 1005, 1007, 169 USPQ 39, 40 (CCPA 1971)); TMEP §1207.01(b).
In the present case, applicant’s mark is SAFEHARBOR and registrant’s mark is SAFEHARBOR. These marks are identical in appearance, sound, and meaning, “and have the potential to be used . . . in exactly the same manner.” In re i.am.symbolic, llc, 116 USPQ2d 1406, 1411 (TTAB 2015), aff’d, 866 F.3d 1315, 123 USPQ2d 1744 (Fed. Cir. 2017). Additionally, because they are identical, these marks are likely to engender the same connotation and overall commercial impression when considered in connection with applicant’s and registrant’s respective goods and/or services. Id.
Therefore, the marks are confusingly similar.
COMPARISON OF THE GOODS AND SERVICES
When the cited registrant’s software is identified broadly without restriction or limitation as to the purpose or function, the software is presumed to encompass all goods of that type, including the same type of software as applicant. See In re Solid State Design Inc., 125 USPQ2d 1409, 1412-15 (TTAB 2018); In re N.A.D., Inc., 57 USPQ2d 1872, 1874 (TTAB 2000); TMEP §1207.01(a)(iii).
The attached Internet evidence, consisting of screenshots from the following websites: www.norton.com, www.bitdefender.com, and www.kaspersky.com establishes that the same entity commonly provides the relevant goods and/or services and markets the goods and/or services under the same mark and the relevant goods and/or services are sold or provided through the same trade channels and used by the same classes of consumers in the same fields of use. Thus, applicant’s and registrant’s goods and/or services are considered related for likelihood of confusion purposes. See, e.g., In re Davey Prods. Pty Ltd., 92 USPQ2d 1198, 1202-04 (TTAB 2009); In re Toshiba Med. Sys. Corp., 91 USPQ2d 1266, 1268-69, 1271-72 (TTAB 2009).
Therefore, there is a likelihood of confusion between the applied for mark and the registered mark.
Although applicant’s mark has been refused registration, applicant may respond to the refusal(s) by submitting evidence and arguments in support of registration. Applicant should note the following additional ground for refusal.
Registration is refused because the specimen in International Class 9 is not acceptable as a display associated with downloadable software and appears to be mere advertising material; thus, the specimen fails to show the applied-for mark in use in commerce for that international class. Trademark Act Sections 1 and 45, 15 U.S.C. §§1051, 1127; 37 C.F.R. §§2.34(a)(1)(iv), 2.56(a); TMEP §§904, 904.07(a). Specifically, the specimen fails to provide the means to enable the user to download or purchase the software from the website. See In re Sones, 590 F.3d 1282, 1286-89, 93 USPQ2d 1118, 1122-24 (Fed. Cir. 2009); In re Azteca Sys., Inc., 102 USPQ2d 1955, 1957 (TTAB 2012); TMEP §§904.03(e), (i) et seq. Without this feature, the specimen is mere advertising material, which is not acceptable as a specimen to show use in commerce for goods. See In re Kohr Bros., 121 USPQ2d 1793, 1794 (TTAB 2017) (quoting In re Quantum Foods, Inc., 94 USPQ2d 1375, 1379 (TTAB 2010)); In re Genitope Corp., 78 USPQ2d 1819, 1822 (TTAB 2006); TMEP §904.04(b), (c).
An application based on Trademark Act Section 1(a) must include a specimen showing the applied-for mark in use in commerce for each international class of goods identified in the application or amendment to allege use. 15 U.S.C. §1051(a)(1); 37 C.F.R. §§2.34(a)(1)(iv), 2.56(a); TMEP §§904, 904.07(a).
Examples of specimens for downloadable software include instruction manuals and screen printouts from (1) web pages showing the mark in connection with ordering or purchasing information or information sufficient to download the software, (2) the actual program that shows the mark in the title bar, or (3) launch screens that show the mark in an introductory message box that appears after opening the program. See TMEP §904.03(e), (i), (j). Webpages may also be specimens for goods when they include a picture or textual description of the goods associated with the mark and the means to order the goods. See In re Sones, 590 F.3d at 1286-89, 93 USPQ2d at 1122-24; In re Azteca Sys., Inc., 102 USPQ2d at 1957; TMEP §§904.03(i) et seq.
Applicant may respond to this refusal by satisfying one of the following for each applicable international class:
(1) Submit a different specimen (a verified “substitute” specimen) that (a) was in actual use in commerce at least as early as the filing date of the application or prior to the filing of an amendment to allege use and (b) shows the mark in actual use in commerce for the software identified in the application or amendment to allege use. A “verified substitute specimen” is a specimen that is accompanied by the following statement made in a signed affidavit or supported by a declaration under 37 C.F.R. §2.20: “The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce at least as early as the filing date of the application or prior to the filing of the amendment to allege use.” The substitute specimen cannot be accepted without this statement.
(2) Amend the filing basis to intent to use under Section 1(b), for which no specimen is required. This option will later necessitate additional fee(s) and filing requirements such as providing a specimen.
For an overview of both response options referenced above and instructions on how to satisfy either option online using the Trademark Electronic Application System (TEAS) form, please go to the Specimen webpage.
RESPONSE GUIDELINES
For this application to proceed, applicant must explicitly address each refusal and/or requirement in this Office action. For a refusal, applicant may provide written arguments and evidence against the refusal, and may have other response options if specified above. For a requirement, applicant should set forth the changes or statements. Please see “Responding to Office Actions” and the informational video “Response to Office Action” for more information and tips on responding.
For attorney referral information, applicant may consult the American Bar Association’s Consumers’ Guide to Legal Help; an online directory of legal professionals, such as FindLaw®; or a local telephone directory. The USPTO, however, may not assist an applicant in the selection of a private attorney. 37 C.F.R. §2.11.
TEAS PLUS OR TEAS REDUCED FEE (TEAS RF) APPLICANTS – TO MAINTAIN LOWER FEE, ADDITIONAL REQUIREMENTS MUST BE MET, INCLUDING SUBMITTING DOCUMENTS ONLINE: Applicants who filed their application online using the lower-fee TEAS Plus or TEAS RF application form must (1) file certain documents online using TEAS, including responses to Office actions (see TMEP §§819.02(b), 820.02(b) for a complete list of these documents); (2) maintain a valid e-mail correspondence address; and (3) agree to receive correspondence from the USPTO by e-mail throughout the prosecution of the application. See 37 C.F.R. §§2.22(b), 2.23(b); TMEP §§819, 820. TEAS Plus or TEAS RF applicants who do not meet these requirements must submit an additional processing fee of $125 per class of goods and/or services. 37 C.F.R. §§2.6(a)(1)(v), 2.22(c), 2.23(c); TMEP §§819.04, 820.04. However, in certain situations, TEAS Plus or TEAS RF applicants may respond to an Office action by authorizing an examiner’s amendment by telephone or e-mail without incurring this additional fee.
How to respond. Click to file a response to this nonfinal Office action
/Mark Peisecki/
Mark Peisecki
Trademark Examining Attorney
Law Office 105
(571) 270-5399
mark.peisecki@uspto.gov
RESPONSE GUIDANCE