Examiners Amendment

FINRA CAT

Financial Industry Regulatory Authority, Inc.

U.S. Trademark Application Serial No. 88351274 - FINRA CAT - 18110-TM1046

To: Financial Industry Regulatory Authority, ETC. (trademarks@wsgr.com)
Subject: U.S. Trademark Application Serial No. 88351274 - FINRA CAT - 18110-TM1046
Sent: December 06, 2019 02:58:58 PM
Sent As: ecom117@uspto.gov
Attachments:

United States Patent and Trademark Office (USPTO)

Office Action (Official Letter) About Applicant’s Trademark Application

 

U.S. Application Serial No. 88351274

 

Mark:  FINRA CAT

 

 

        

 

Correspondence Address:  

       Brandon P. Leahy

       WILSON SONSINI GOODRICH & ROSATI

       650 PAGE MILL ROAD

       PALO ALTO CA 94304-1050

       

 

 

 

 

 

Applicant:  Financial Industry Regulatory Authority, ETC.

 

 

 

Reference/Docket No. 18110-TM1046

 

Correspondence Email Address: 

       trademarks@wsgr.com

 

 

 

EXAMINER’S AMENDMENT

 

 

Issue date:  December 06, 2019

 

 

Application has been amended as shown below.  As agreed to by Brandon Leahy on December 6, 2019, the examining attorney has amended the application as shown below.  Please notify the examining attorney immediately of any objections.  TMEP §707.  Otherwise, no response is required.  Id.  In addition, applicant is advised that amendments to the goods and/or services are permitted only if they clarify or limit them; amendments that add to or broaden the scope of the goods and/or services are not permitted.  37 C.F.R. §2.71(a).

 

The response resolves all issues in the first Office Action, except as to the wording changed below.

 

Amendment of Identification of Goods and/or Services

 

The identification of goods and/or services is amended to read as follows: IC 41: “Educational services, namely, providing educational materials in the nature of non-downloadable brochures and information sheets in the fields of regulatory reporting of financial transactions, information security, and definition of financial securities data; planning and conducting educational events in the fields of reporting of financial transactions, information security, and definition of financial securities data, and distribution of educational materials in the nature of printed and downloadable brochures and information sheets in the fields of regulatory reporting of financial transactions, information security, and definition of financial securities data in connection therewith.  See TMEP §§1402.01, 1402.01(e).  The rest of the identification is as proposed in the recent response.

 

Any future amendments to the description of goods and/or services must be within the scope of the description set forth in this Examiner’s Amendment.  See 37 C.F.R. §2.71(a); TMEP §1402.07(e).

 

/Tina H. Mai/

Trademark Examining Attorney

Law Office 117

571-272-4110

tina.mai@uspto.gov (for informal communications)

 

 

U.S. Trademark Application Serial No. 88351274 - FINRA CAT - 18110-TM1046

To: Financial Industry Regulatory Authority, ETC. (trademarks@wsgr.com)
Subject: U.S. Trademark Application Serial No. 88351274 - FINRA CAT - 18110-TM1046
Sent: December 06, 2019 02:59:00 PM
Sent As: ecom117@uspto.gov
Attachments:

United States Patent and Trademark Office (USPTO)

 

USPTO OFFICIAL NOTICE

 

Office Action (Official Letter) has issued

on December 06, 2019 for

U.S. Trademark Application Serial No. 88351274

 

Your trademark application has been reviewed by a trademark examining attorney.  As part of that review, the assigned attorney has issued an official letter.  Please follow the steps below.

 

(1)  Read the official letter.  No response is necessary.

 

(2)  Direct questions about the contents of the Office action to the assigned attorney below. 

 

/Tina H. Mai/

Trademark Examining Attorney

Law Office 117

571-272-4110

tina.mai@uspto.gov (for informal communications)

 

Direct questions about navigating USPTO electronic forms, the USPTO website, the application process, the status of your application, and/or whether there are outstanding deadlines or documents related to your file to the Trademark Assistance Center (TAC).

 

 

 

GENERAL GUIDANCE

·         Check the status of your application periodically in the Trademark Status & Document Retrieval (TSDR) database to avoid missing critical deadlines.

 

·         Update your correspondence email address, if needed, to ensure you receive important USPTO notices about your application.

 

·         Beware of misleading notices sent by private companies about your application.  Private companies not associated with the USPTO use public information available in trademark registrations to mail and email trademark-related offers and notices – most of which require fees.  All official USPTO correspondence will only be emailed from the domain “@uspto.gov.”

 

 


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