Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1957 (Rev 10/2011) |
OMB No. 0651-0050 (Exp 09/20/2020) |
Response to Office Action
The table below presents the data as entered.
Input Field
|
Entered
|
SERIAL NUMBER |
88319904 |
LAW OFFICE ASSIGNED |
LAW OFFICE 107 |
MARK SECTION |
MARK |
http://uspto.report/TM/88319904/mark.png |
LITERAL ELEMENT |
LANDED |
STANDARD CHARACTERS |
YES |
USPTO-GENERATED IMAGE |
YES |
MARK STATEMENT |
The mark consists of standard characters, without claim to any particular font style, size or color. |
EVIDENCE SECTION |
EVIDENCE FILE NAME(S) |
ORIGINAL PDF FILE |
evi_10417519560-20191004221441919685_._2019.09.30._LANDED_OAR_-_final.pdf |
CONVERTED PDF FILE(S)
(8 pages) |
\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0002.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0003.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0004.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0005.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0006.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0007.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0008.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0009.JPG |
ORIGINAL PDF FILE |
evi_10417519560-20191004221441919685_._Ex_1.pdf |
CONVERTED PDF FILE(S)
(10 pages) |
\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0010.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0011.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0012.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0013.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0014.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0015.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0016.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0017.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0018.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0019.JPG |
ORIGINAL PDF FILE |
evi_10417519560-20191004221441919685_._Ex_2.pdf |
CONVERTED PDF FILE(S)
(13 pages) |
\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0020.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0021.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0022.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0023.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0024.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0025.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0026.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0027.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0028.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0029.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0030.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0031.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0032.JPG |
ORIGINAL PDF FILE |
evi_10417519560-20191004221441919685_._Ex_3.pdf |
CONVERTED PDF FILE(S)
(8 pages) |
\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0033.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0034.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0035.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0036.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0037.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0038.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0039.JPG |
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\\TICRS\EXPORT17\IMAGEOUT17\883\199\88319904\xml4\ROA0040.JPG |
DESCRIPTION OF EVIDENCE FILE |
See attached memorandum and three accompanying exhibits. Applicant has submitted an application for trademark protection for the mark "LANDED",
Serial Number 88319904, in international class 036 for: "Mortgage financing services; Real estate financing and mortgages services for civil servants, educators, teachers, professors and school
staff; Financial services, namely, providing down payments to homebuyers, educators, teachers, and school staff; Financial investment in the field of real estate; Providing information in the field
of real estate via the Internet; Real estate investment services; Financing services providing option contracts secured by an interest in the underlying residential property that enable homeowners to
share home equity appreciation with investors; Providing cash to homeowners in return for a share in home equity appreciation," (hereinafter "Applicant's Services"). It should be noted that the
Applicant's description of services never uses the terms "LAND" or "LANDED". In the Non-Final Office Action dated May 16, 2019, ("Office Action") the Examining Attorney issued a refusal of
Applicant's application on the grounds that: (1) the mark was primarily descriptive of the Applicant's services; and (2) the mark "appears to be" generic in connection with the identified services.
Applicant respectfully disagrees with the Examining Attorney's findings and puts forth here arguments that establish that the mark should proceed with registration on the Principal Register. Namely
the phrase "LANDED" is not descriptive of Applicant's services because there exists no commonly held association with the phrase "LANDED" and mortgage financing services. Indeed, "LANDED" requires an
imaginative step to try and deduce what exactly is being referred to, if anything specifically. Additionally, the Examiner has not met their burden of proof with regard to the allegations that the
mark is generic because they provided no evidence whatsoever in support of its assertion. II. "LANDED" Is Not Generic or Merely Descriptive of Applicant's Services Because It Suggests Many Different
Possible Things But Describes None. A descriptiveness refusal is appropriate only if the Examining Attorney can establish that the mark is "merely descriptive" of the Applicant's goods or services.
15 U.S.C. § 1053(e)(1) (emphasis added). The determination of whether a mark is suggestive or descriptive is made through the view of what the prospective purchasers of the products think and whether
they would find the mark suggestive or descriptive. Zobmondo Entm't, LLC v. Falls Media, LLC,602 F.3d 1108 (9th Cir.2010); McCarthy § 11:70. The "fact-finder is not the designated representative of
the purchasing public, and the fact-finder's own perception of the mark is not the object of the inquiry." Zobmondo, 602 F.3d at 1113. "Rather, the fact-finder's function is to determine, based on
the evidence before it, what the perception of the purchasing public is." Id. In making this determination, the Examiner must consider "the mark in its entirety, with a view toward 'what the
purchasing public would think when confronted with the mark as a whole.'" Solmetex, LLC v. Dentalez, Inc., 150 F. Supp. 3d 100, 115 (D. Mass. 2015) (quoting Equine Techs., Inc. v. Equitechnology,
Inc., 68 F.3d 542, 545 (1st Cir. 1995). One test to determine if a mark is merely descriptive asks "whether a person without actual knowledge of the services provided would have difficulty in
determining their nature; if so, the mark is less likely to be descriptive." H. Jay Spiegel & Associates, P.C. v. Spiegel, 652 F. Supp. 2d 639, 647 (E.D. Va. 2009), aff'd, 400 F. App'x 757 (4th
Cir. 2010). A mark is descriptive if it "defines a particular characteristic of the product in a way that does not require any exercise of the imagination." Yellow Co. of Sacramento v. Yellow Cab of
Elk Grove, Inc., 419 F.3d 925, 927 (9th Cir.2005). On the other hand, a suggestive mark is one that "connote[s], rather than describe[s], some quality or characteristic of a product or service." U.S.
Search, LLC v. U.S. Search.com Inc., 300 F.3d 517, 523 (4th Cir. 2002). "Generally speaking, if the mark imparts information directly, it is descriptive. If it stands for an idea which requires some
operation of imagination to connect it with the goods [or services], it is suggestive." Id. Ultimately, "a mark is suggestive if, when the goods or services are encountered under the mark, a
multi-stage reasoning process, or the utilization of imagination, thought or perception is required in order to determine what attributes of the goods or services the mark indicates." In re Health
Facts, Inc., 2001 TTAB LEXIS 16 (TTAB 2001) (citing In re Abcor Dev. Corp., 588 F.2d 811, 200 USPQ 215, 218 (CCPA 1978)); see also West & Co., Inc. v. Arica Institute, Inc., 557 F.2d 338, 195
USPQ 466 (2d Cir. 1977); see also Kendall-Jackson Winery, Ltd. v. E. J. Gallo Winery, 150 F.3d 1042, 1047 n. 8 (9th Cir. 1998) (explaining a suggestive mark is one for which "a consumer must use
imagination or any type of multistage reasoning to understand the mark's significance . . . the mark does not describe the product's features, but suggests them."). By contrast, "a merely descriptive
mark 'describes the qualities or characteristics of a good or service.'" Zobmondo, 602 F.3d at 1114 (quoting Park 'N Fly, Inc. v. Dollar Park and Fly, Inc., 469 U.S. 189, 194 (1985). A merely
descriptive mark "defines qualities or characteristics of a product in a straightforward way that requires no exercise of the imagination to be understood." Zobmondo, 602 F.3d at 1114. Descriptive
marks merely describe the haracteristics of the products like "After Tan post-tanning lotion, 5 Minute glue, King Size men's clothing, and the Yellow Pages telephone directory" however "[s]uggestive
marks, . . . do not describe a product's features but merely suggest them." Choice Hotels Int'l, Inc. v. Zeal, LLC, 135 F. Supp. 3d 451, 461 (D.S.C. 2015), reconsideration denied, No. CV
4:13-01961-BHH, 2016 WL 4055023 (D.S.C. July 29, 2016). An example of the distinction between a mark that only serves to be illustrative of the product and one that requires actual multi-step
reasoning can be seen in a case from the Sixth Circuit about the mark "5-hour ENERGY." See Innovation Ventures, LLC v. N.V.E., Inc., 694 F.3d 723 (6th Cir. 2012). The Court in that instance
recognized that "the '5-hour ENERGY' mark could be characterized as merely descriptive, in the sense that it simply describes a product that will give someone five hours of energy." Id. at 730. But
the Court did not stop there: [T]hat is not the end of such an inquiry. The first question one would ask is how would the energy be transferred Through food Through drink Through injections Through
pills Through exercise Also, one would ask what kind of energy is the mark referring to Food energy (measured in Calories) Electrical energy Nuclear energy With some thought, one could arrive at the
conclusion that the mark refers to an energy shot. But it is not as straightforward as [the defendant] suggests. Such cognitive inferences are indicative of "suggestive" rather than descriptive
marks. Id. (emphasis added). The "LANDED" mark falls under this category of "suggestive" marks, much like 5-hour Energy, because the mark requires that a reasonable and prudent consumer goes through
a thinking process that requires both multistep reasoning and imaginative thinking to determine the exact nature of the Applicant's Services. The Examining Attorney's entire argument rests on a
single piece of evidence. A screenshot of an online dictionary that provides only two definitions for the term "landed": (1) "having an estate in land," and (2) consisting in or derived from land or
real estate. The Examiner believes that its Internet evidence, a sole dictionary attachment, makes clear that the wording is descriptive of Applicant's Services. Applicant respectfully disagrees
because there are other definitions for the term "landed" that Examiner has not acknowledged. See Exhibit 1 at 4 (using "landed" to mean arriving at a destination, securing a record deal, and
successfully lining up interviewees). Even the Examiner's own evidence is inconsistent in the definition it references. Directly below the definitions of landed provided by the Examiner is a section
entitled "Examples of landed in a Sentence." The first example provided refers to China successfully "landing" on the moon. If you access the same page today one of the two examples refers to the
"landed" value of goods. See Exhibit 2. In addition, "landed" also commonly refers to a fish that is caught. See Exhibit 3 (journal article titled "Mean Size of the Landed Catch," which repeatedly
refers to species of fish being "landed"). The Examiner does not explain, and Applicant fails to understand, how any of these taken alone or in combination equates to its mark being descriptive. To
the general consuming public, there exists no commonly held association with the phrase "LANDED" and mortgage financing services. Indeed, "LANDED" requires an imaginative step to try and deduce what
exactly is being referred to, if anything specifically. Does it refer to a plane A boat A fish Goods that have arrived at a buyer's location A consumer would not know that "LANDED" would refer to any
kind of mortgage financing services. Accordingly, an imaginative step is necessary to deduce exactly what is being referred to. In addition, "in terms of establishing a term's likely meaning to
consumers, evidence of the current usage may carry more weight than an older dictionary meaning." TMEP § 1209.03(b) (citing In re Well Living Lab Inc., 122 USPQ2d 1777, 1781 (TTAB 2017) (finding
modern-day usage of "well-living" more significant than archaic dictionary definition). In In re Well Living, the TTAB found that the "modern-day usage of the term 'well-living' has more significance
and probative value than the dictionary meaning in terms of the likely perception of consumers." 122 USPQ2d at 1781. The term "landed," as in the "landed gentry," is archaic, having been used,
according to Merriam Webster, since the 15th century. By contrast-as Exhibits 1-3 indicate-it is much more common today to hear "landed" in relation to airplanes, goods, or fish. The Examiner has
erred in ignoring evidence of diverse modern day usage in favor of focusing on the dictionary definition of an archaic usage. Just as a consumer seeing 5-hour ENERGY "in isolation would [not] know
that the term refers to an energy shot rather than, for example, a battery for electronics, an exercise program, a backup generator, or a snack for endurance sports," a consumer seeing "LANDED" would
not automatically know it refers to "Mortgage financing services; Real estate financing and mortgages services for civil servants, educators, teachers, professors and school staff; Financial
services, namely, providing down payments to homebuyers, educators, teachers, and school staff; Financial investment in the field of real estate; Providing information in the field of real estate via
the Internet; Real estate investment services; Financing services providing option contracts secured by an interest in the underlying residential property that enable homeowners to share home equity
appreciation with investors; Providing cash to homeowners in return for a share in home equity appreciation." See Innovation Ventures, LLC, 694 F.3d at 730. Indeed, even using the single definition
provided by the Examining Attorney, it requires an imaginative leap from mortgage financing services to one actually becoming "landed," i.e., a person having an estate in land. The mark "LANDED",
therefore, does not immediately signify to consumers that it is for "mortgage financing services" as the Examiner states in the Office Action. Accordingly, the mark does not make an immediate
connection to the consumer's mind and is deserving registration as suggestive rather than descriptive. III. Competitors Do Not Need the Term "LANDED" to Describe Their Services. Another test used to
determine descriptiveness is the "competitors' needs test" which focuses on the extent to which competitors would need to use the mark to identify their goods. Seal Shield, LLC v. Otter Products,
LLC, No. 13-CV-2736-CAB (NLS), 2014 WL 11350295, at *8-9 (S.D. Cal. Nov. 4, 2014). "In determining whether a word has a descriptive or suggestive significance as applied to a commercial service, it
is proper to take notice of the extent to which others in a similar commercial context use the word." Spin Master, Ltd. v. Zobmondo Entm't, LLC, No. CV 06-3459 ABC PLAX, 2012 WL 8134012, at *16 (C.D.
Cal. Apr. 27, 2012), on reconsideration in part, No. CV 06-3459 ABC PLAX, 2012 WL 8134014 (C.D. Cal. July 6, 2012). The "competitors' use test" "measures the extent which other competitors have used
the name to describe similar products [because] if others are using the term to describe their products, an inference of descriptiveness can be drawn." Riggs Mktg. Inc. v. Mitchell, 993 F. Supp.
1301, 1308-09 (D. Nev. 1997); See McCarthy §11:69. Competitors can describe their services without using the words found in Applicant's mark. Indeed, Applicant could not find, nor did the Examiner
submit, evidence of any competitor that uses the term "LANDED" anywhere in their marketing materials or websites. This further supports that the mark "LANDED" serves a suggestive function rather than
a descriptive one. IV. The Mark is Not Generic for Applicant's Services. The examining attorney has the burden of proving that a term is generic by clear evidence. In re Nordic Naturals, Inc., 755
F.3d 1340, 1344, 111 USPQ2d 1495, 1498 (Fed. Cir. 2014; In re Merrill Lynch, Pierce, Fenner & Smith Inc., 828 F.2d 1567, 1571, 4 USPQ2d 1141, 1143 (Fed. Cir. 1987). Evidence of the public's
understanding of a term can be obtained from any competent source, including dictionary definitions, research databases, newspapers, and other publications. See In re Cordua Rests., Inc., 823 F.3d
594, 118 USPQ2d 1632 (Fed. Cir. 2016. The test for genericness is the same whether the mark is a compound term or a phrase, and the examining attorney should include, if available, evidence showing
use of the mark as a whole in the record. See Princeton Vanguard, LLC v. Frito-Lay N. Am., Inc., 786 F.3d 960, 968, 114 USPQ2d 1827, 1832 (Fed. Cir. 2015) (citing In re Am. Fertility Soc'y, 188 F.3d
1341, 1348-49, 51 USPQ2d 1832, 1837 (Fed. Cir. 1999)). In this case, the Examiner has offered nothing except the conclusory statement that the mark "appears to be" generic in connection with the
identified services if not descriptive. Accordingly, the Examiner's burden of proving that the mark is generic has not been met. V. Any Doubts as to Whether Applicant's Mark Can be Registered on the
Principal Register, Such Doubts Must Be Resolved in Applicant's Favor. In the case there should be any doubt as to whether Applicant's mark should be registered, "it is the Board's practice to
resolve the doubt in the applicant's favor and publish the mark." In Re Morton-Norwich Products, Inc., 209 U.S.P.Q. (BNA) ¶ 791 (P.T.O. Jan. 23, 1981); See In re The Gracious Lady Service, Inc., 175
USPQ 380 (TTAB, 1972); In re Gourmet Bakers, 173 USPQ 565 (TTAB, 1972). Should the Examining Attorney have any doubts as to whether Applicant's mark is primarily descriptive, the Examining Attorney
should resolve such doubts in Applicant's favor and allow the mark to proceed with registration. VI. Conclusion Based on the arguments above, Applicant respectfully submits that the objections in the
Office Action should now be withdrawn. Prompt publication for public opposition is solicited. |
GOODS AND/OR SERVICES SECTION (current) |
INTERNATIONAL CLASS |
036 |
DESCRIPTION |
Mortgage financing services; Real estate financing and mortgages services for civil servants, educators, teachers, professors and
school staff; Financial services, namely, providing down payments to homebuyers, educators, teachers, and school staff; Financial investment in the field of real estate; Providing information in the
field of real estate via the Internet; Real estate investment services; Financing services providing option contracts secured by an interest in the underlying residential property that enable
homeowners to share home equity appreciation with investors; Providing cash to homeowners in return for a share in home equity appreciation |
FILING BASIS |
Section 1(a) |
FIRST USE ANYWHERE DATE |
At least as early as 11/25/2015 |
FIRST USE IN COMMERCE DATE |
At least as early as 11/25/2015 |
GOODS AND/OR SERVICES SECTION (proposed) |
INTERNATIONAL CLASS |
036 |
TRACKED TEXT DESCRIPTION |
Mortgage financing services; Real estate financing and mortgages services for
civil servants, educators, teachers, professors and school staff; Real estate financing and mortgage financing services for civil servants, educators,
teachers, professors and school staff; Financial services, namely, providing down payments to homebuyers, educators, teachers, and school staff; Financial investment in the field of real estate; Providing information in the field of real estate via the Internet; Real estate
investment services; Financing services providing option contracts secured by an interest in the underlying residential property that enable homeowners to
share home equity appreciation with investors; Financing services providing option contracts secured by an interest in the underlying residential property
that enable homeowners to share home equity appreciation with investors; Providing cash to homeowners in return for a share in home equity appreciation;
Cash flow services, namely providing cash to homeowners in return for a share in home equity appreciation |
FINAL DESCRIPTION |
Mortgage financing services; Real estate financing and mortgage financing services for civil servants, educators, teachers,
professors and school staff; Financial services, namely, providing down payments to homebuyers, educators, teachers, and school staff; Financial investment in the field of real estate; Providing
information in the field of real estate via the Internet; Real estate investment services; Financing services providing option contracts secured by an interest in the underlying residential
property that enable homeowners to share home equity appreciation with investors; Cash flow services, namely providing cash to homeowners in return for a share in home equity
appreciation |
FILING BASIS |
Section 1(a) |
FIRST USE ANYWHERE DATE |
At least as early as 11/25/2015 |
FIRST USE IN COMMERCE DATE |
At least as early as 11/25/2015 |
ATTORNEY SECTION (current) |
NAME |
Stephen McArthur |
ATTORNEY BAR MEMBERSHIP NUMBER |
NOT SPECIFIED |
YEAR OF ADMISSION |
NOT SPECIFIED |
U.S. STATE/ COMMONWEALTH/ TERRITORY |
NOT SPECIFIED |
FIRM NAME |
THE MCARTHUR LAW FIRM, PC |
STREET |
11400 WEST OLYMPIC BLVD, SUITE 200 |
CITY |
LOS ANGELES |
STATE |
California |
POSTAL CODE |
90064 |
COUNTRY |
US |
PHONE |
323-639-4455 |
EMAIL |
stephen@smcarthurlaw.com |
AUTHORIZED TO COMMUNICATE VIA EMAIL |
Yes |
ATTORNEY SECTION (proposed) |
NAME |
Stephen McArthur |
ATTORNEY BAR MEMBERSHIP NUMBER |
XXX |
YEAR OF ADMISSION |
XXXX |
U.S. STATE/ COMMONWEALTH/ TERRITORY |
XX |
FIRM NAME |
THE MCARTHUR LAW FIRM, PC |
STREET |
11400 WEST OLYMPIC BLVD, SUITE 200 |
CITY |
LOS ANGELES |
STATE |
California |
POSTAL CODE |
90064 |
COUNTRY |
United States |
PHONE |
323-639-4455 |
EMAIL |
stephen@smcarthurlaw.com |
AUTHORIZED TO COMMUNICATE VIA EMAIL |
Yes |
CORRESPONDENCE SECTION (current) |
NAME |
STEPHEN MCARTHUR |
FIRM NAME |
THE MCARTHUR LAW FIRM, PC |
STREET |
11400 WEST OLYMPIC BLVD, SUITE 200 |
CITY |
LOS ANGELES |
STATE |
California |
POSTAL CODE |
90064 |
COUNTRY |
US |
PHONE |
323-639-4455 |
EMAIL |
stephen@smcarthurlaw.com |
AUTHORIZED TO COMMUNICATE VIA EMAIL |
Yes |
CORRESPONDENCE SECTION (proposed) |
NAME |
Stephen McArthur |
FIRM NAME |
THE MCARTHUR LAW FIRM, PC |
STREET |
11400 WEST OLYMPIC BLVD, SUITE 200 |
CITY |
LOS ANGELES |
STATE |
California |
POSTAL CODE |
90064 |
COUNTRY |
United States |
PHONE |
323-639-4455 |
EMAIL |
stephen@smcarthurlaw.com |
AUTHORIZED TO COMMUNICATE VIA EMAIL |
Yes |
SIGNATURE SECTION |
RESPONSE SIGNATURE |
/Stephen McArthur/ |
SIGNATORY'S NAME |
Stephen McArthur |
SIGNATORY'S POSITION |
Attorney of record, California Bar Member |
SIGNATORY'S PHONE NUMBER |
3236394455 |
DATE SIGNED |
10/04/2019 |
AUTHORIZED SIGNATORY |
YES |
FILING INFORMATION SECTION |
SUBMIT DATE |
Fri Oct 04 22:18:22 EDT 2019 |
TEAS STAMP |
USPTO/ROA-XXX.XXX.XXX.XX-
20191004221822233499-8831
9904-610d1addea2c944bc9fc
a3978bcc731bfaaf65426e9dc
bd8acc39f3389a64b6c6e-N/A
-N/A-20191004221441919685 |
Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1957 (Rev 10/2011) |
OMB No. 0651-0050 (Exp 09/20/2020) |
Response to Office Action
To the Commissioner for Trademarks:
Application serial no.
88319904 LANDED(Standard Characters, see http://uspto.report/TM/88319904/mark.png) has been amended as follows:
EVIDENCE
Evidence in the nature of See attached memorandum and three accompanying exhibits. Applicant has submitted an application for trademark protection for the mark "LANDED", Serial Number 88319904, in
international class 036 for: "Mortgage financing services; Real estate financing and mortgages services for civil servants, educators, teachers, professors and school staff; Financial services,
namely, providing down payments to homebuyers, educators, teachers, and school staff; Financial investment in the field of real estate; Providing information in the field of real estate via the
Internet; Real estate investment services; Financing services providing option contracts secured by an interest in the underlying residential property that enable homeowners to share home equity
appreciation with investors; Providing cash to homeowners in return for a share in home equity appreciation," (hereinafter "Applicant's Services"). It should be noted that the Applicant's description
of services never uses the terms "LAND" or "LANDED". In the Non-Final Office Action dated May 16, 2019, ("Office Action") the Examining Attorney issued a refusal of Applicant's application on the
grounds that: (1) the mark was primarily descriptive of the Applicant's services; and (2) the mark "appears to be" generic in connection with the identified services. Applicant respectfully disagrees
with the Examining Attorney's findings and puts forth here arguments that establish that the mark should proceed with registration on the Principal Register. Namely the phrase "LANDED" is not
descriptive of Applicant's services because there exists no commonly held association with the phrase "LANDED" and mortgage financing services. Indeed, "LANDED" requires an imaginative step to try
and deduce what exactly is being referred to, if anything specifically. Additionally, the Examiner has not met their burden of proof with regard to the allegations that the mark is generic because
they provided no evidence whatsoever in support of its assertion. II. "LANDED" Is Not Generic or Merely Descriptive of Applicant's Services Because It Suggests Many Different Possible Things But
Describes None. A descriptiveness refusal is appropriate only if the Examining Attorney can establish that the mark is "merely descriptive" of the Applicant's goods or services. 15 U.S.C. §
1053(e)(1) (emphasis added). The determination of whether a mark is suggestive or descriptive is made through the view of what the prospective purchasers of the products think and whether they would
find the mark suggestive or descriptive. Zobmondo Entm't, LLC v. Falls Media, LLC,602 F.3d 1108 (9th Cir.2010); McCarthy § 11:70. The "fact-finder is not the designated representative of the
purchasing public, and the fact-finder's own perception of the mark is not the object of the inquiry." Zobmondo, 602 F.3d at 1113. "Rather, the fact-finder's function is to determine, based on the
evidence before it, what the perception of the purchasing public is." Id. In making this determination, the Examiner must consider "the mark in its entirety, with a view toward 'what the purchasing
public would think when confronted with the mark as a whole.'" Solmetex, LLC v. Dentalez, Inc., 150 F. Supp. 3d 100, 115 (D. Mass. 2015) (quoting Equine Techs., Inc. v. Equitechnology, Inc., 68 F.3d
542, 545 (1st Cir. 1995). One test to determine if a mark is merely descriptive asks "whether a person without actual knowledge of the services provided would have difficulty in determining their
nature; if so, the mark is less likely to be descriptive." H. Jay Spiegel & Associates, P.C. v. Spiegel, 652 F. Supp. 2d 639, 647 (E.D. Va. 2009), aff'd, 400 F. App'x 757 (4th Cir. 2010). A mark
is descriptive if it "defines a particular characteristic of the product in a way that does not require any exercise of the imagination." Yellow Co. of Sacramento v. Yellow Cab of Elk Grove, Inc.,
419 F.3d 925, 927 (9th Cir.2005). On the other hand, a suggestive mark is one that "connote[s], rather than describe[s], some quality or characteristic of a product or service." U.S. Search, LLC v.
U.S. Search.com Inc., 300 F.3d 517, 523 (4th Cir. 2002). "Generally speaking, if the mark imparts information directly, it is descriptive. If it stands for an idea which requires some operation of
imagination to connect it with the goods [or services], it is suggestive." Id. Ultimately, "a mark is suggestive if, when the goods or services are encountered under the mark, a multi-stage reasoning
process, or the utilization of imagination, thought or perception is required in order to determine what attributes of the goods or services the mark indicates." In re Health Facts, Inc., 2001 TTAB
LEXIS 16 (TTAB 2001) (citing In re Abcor Dev. Corp., 588 F.2d 811, 200 USPQ 215, 218 (CCPA 1978)); see also West & Co., Inc. v. Arica Institute, Inc., 557 F.2d 338, 195 USPQ 466 (2d Cir. 1977);
see also Kendall-Jackson Winery, Ltd. v. E. J. Gallo Winery, 150 F.3d 1042, 1047 n. 8 (9th Cir. 1998) (explaining a suggestive mark is one for which "a consumer must use imagination or any type of
multistage reasoning to understand the mark's significance . . . the mark does not describe the product's features, but suggests them."). By contrast, "a merely descriptive mark 'describes the
qualities or characteristics of a good or service.'" Zobmondo, 602 F.3d at 1114 (quoting Park 'N Fly, Inc. v. Dollar Park and Fly, Inc., 469 U.S. 189, 194 (1985). A merely descriptive mark "defines
qualities or characteristics of a product in a straightforward way that requires no exercise of the imagination to be understood." Zobmondo, 602 F.3d at 1114. Descriptive marks merely describe the
haracteristics of the products like "After Tan post-tanning lotion, 5 Minute glue, King Size men's clothing, and the Yellow Pages telephone directory" however "[s]uggestive marks, . . . do not
describe a product's features but merely suggest them." Choice Hotels Int'l, Inc. v. Zeal, LLC, 135 F. Supp. 3d 451, 461 (D.S.C. 2015), reconsideration denied, No. CV 4:13-01961-BHH, 2016 WL 4055023
(D.S.C. July 29, 2016). An example of the distinction between a mark that only serves to be illustrative of the product and one that requires actual multi-step reasoning can be seen in a case from
the Sixth Circuit about the mark "5-hour ENERGY." See Innovation Ventures, LLC v. N.V.E., Inc., 694 F.3d 723 (6th Cir. 2012). The Court in that instance recognized that "the '5-hour ENERGY' mark
could be characterized as merely descriptive, in the sense that it simply describes a product that will give someone five hours of energy." Id. at 730. But the Court did not stop there: [T]hat is not
the end of such an inquiry. The first question one would ask is how would the energy be transferred Through food Through drink Through injections Through pills Through exercise Also, one would ask
what kind of energy is the mark referring to Food energy (measured in Calories) Electrical energy Nuclear energy With some thought, one could arrive at the conclusion that the mark refers to an
energy shot. But it is not as straightforward as [the defendant] suggests. Such cognitive inferences are indicative of "suggestive" rather than descriptive marks. Id. (emphasis added). The "LANDED"
mark falls under this category of "suggestive" marks, much like 5-hour Energy, because the mark requires that a reasonable and prudent consumer goes through a thinking process that requires both
multistep reasoning and imaginative thinking to determine the exact nature of the Applicant's Services. The Examining Attorney's entire argument rests on a single piece of evidence. A screenshot of
an online dictionary that provides only two definitions for the term "landed": (1) "having an estate in land," and (2) consisting in or derived from land or real estate. The Examiner believes that
its Internet evidence, a sole dictionary attachment, makes clear that the wording is descriptive of Applicant's Services. Applicant respectfully disagrees because there are other definitions for the
term "landed" that Examiner has not acknowledged. See Exhibit 1 at 4 (using "landed" to mean arriving at a destination, securing a record deal, and successfully lining up interviewees). Even the
Examiner's own evidence is inconsistent in the definition it references. Directly below the definitions of landed provided by the Examiner is a section entitled "Examples of landed in a Sentence."
The first example provided refers to China successfully "landing" on the moon. If you access the same page today one of the two examples refers to the "landed" value of goods. See Exhibit 2. In
addition, "landed" also commonly refers to a fish that is caught. See Exhibit 3 (journal article titled "Mean Size of the Landed Catch," which repeatedly refers to species of fish being "landed").
The Examiner does not explain, and Applicant fails to understand, how any of these taken alone or in combination equates to its mark being descriptive. To the general consuming public, there exists
no commonly held association with the phrase "LANDED" and mortgage financing services. Indeed, "LANDED" requires an imaginative step to try and deduce what exactly is being referred to, if anything
specifically. Does it refer to a plane A boat A fish Goods that have arrived at a buyer's location A consumer would not know that "LANDED" would refer to any kind of mortgage financing services.
Accordingly, an imaginative step is necessary to deduce exactly what is being referred to. In addition, "in terms of establishing a term's likely meaning to consumers, evidence of the current usage
may carry more weight than an older dictionary meaning." TMEP § 1209.03(b) (citing In re Well Living Lab Inc., 122 USPQ2d 1777, 1781 (TTAB 2017) (finding modern-day usage of "well-living" more
significant than archaic dictionary definition). In In re Well Living, the TTAB found that the "modern-day usage of the term 'well-living' has more significance and probative value than the
dictionary meaning in terms of the likely perception of consumers." 122 USPQ2d at 1781. The term "landed," as in the "landed gentry," is archaic, having been used, according to Merriam Webster, since
the 15th century. By contrast-as Exhibits 1-3 indicate-it is much more common today to hear "landed" in relation to airplanes, goods, or fish. The Examiner has erred in ignoring evidence of diverse
modern day usage in favor of focusing on the dictionary definition of an archaic usage. Just as a consumer seeing 5-hour ENERGY "in isolation would [not] know that the term refers to an energy shot
rather than, for example, a battery for electronics, an exercise program, a backup generator, or a snack for endurance sports," a consumer seeing "LANDED" would not automatically know it refers to
"Mortgage financing services; Real estate financing and mortgages services for civil servants, educators, teachers, professors and school staff; Financial services, namely, providing down payments to
homebuyers, educators, teachers, and school staff; Financial investment in the field of real estate; Providing information in the field of real estate via the Internet; Real estate investment
services; Financing services providing option contracts secured by an interest in the underlying residential property that enable homeowners to share home equity appreciation with investors;
Providing cash to homeowners in return for a share in home equity appreciation." See Innovation Ventures, LLC, 694 F.3d at 730. Indeed, even using the single definition provided by the Examining
Attorney, it requires an imaginative leap from mortgage financing services to one actually becoming "landed," i.e., a person having an estate in land. The mark "LANDED", therefore, does not
immediately signify to consumers that it is for "mortgage financing services" as the Examiner states in the Office Action. Accordingly, the mark does not make an immediate connection to the
consumer's mind and is deserving registration as suggestive rather than descriptive. III. Competitors Do Not Need the Term "LANDED" to Describe Their Services. Another test used to determine
descriptiveness is the "competitors' needs test" which focuses on the extent to which competitors would need to use the mark to identify their goods. Seal Shield, LLC v. Otter Products, LLC, No.
13-CV-2736-CAB (NLS), 2014 WL 11350295, at *8-9 (S.D. Cal. Nov. 4, 2014). "In determining whether a word has a descriptive or suggestive significance as applied to a commercial service, it is proper
to take notice of the extent to which others in a similar commercial context use the word." Spin Master, Ltd. v. Zobmondo Entm't, LLC, No. CV 06-3459 ABC PLAX, 2012 WL 8134012, at *16 (C.D. Cal. Apr.
27, 2012), on reconsideration in part, No. CV 06-3459 ABC PLAX, 2012 WL 8134014 (C.D. Cal. July 6, 2012). The "competitors' use test" "measures the extent which other competitors have used the name
to describe similar products [because] if others are using the term to describe their products, an inference of descriptiveness can be drawn." Riggs Mktg. Inc. v. Mitchell, 993 F. Supp. 1301, 1308-09
(D. Nev. 1997); See McCarthy §11:69. Competitors can describe their services without using the words found in Applicant's mark. Indeed, Applicant could not find, nor did the Examiner submit, evidence
of any competitor that uses the term "LANDED" anywhere in their marketing materials or websites. This further supports that the mark "LANDED" serves a suggestive function rather than a descriptive
one. IV. The Mark is Not Generic for Applicant's Services. The examining attorney has the burden of proving that a term is generic by clear evidence. In re Nordic Naturals, Inc., 755 F.3d 1340, 1344,
111 USPQ2d 1495, 1498 (Fed. Cir. 2014; In re Merrill Lynch, Pierce, Fenner & Smith Inc., 828 F.2d 1567, 1571, 4 USPQ2d 1141, 1143 (Fed. Cir. 1987). Evidence of the public's understanding of a
term can be obtained from any competent source, including dictionary definitions, research databases, newspapers, and other publications. See In re Cordua Rests., Inc., 823 F.3d 594, 118 USPQ2d 1632
(Fed. Cir. 2016. The test for genericness is the same whether the mark is a compound term or a phrase, and the examining attorney should include, if available, evidence showing use of the mark as a
whole in the record. See Princeton Vanguard, LLC v. Frito-Lay N. Am., Inc., 786 F.3d 960, 968, 114 USPQ2d 1827, 1832 (Fed. Cir. 2015) (citing In re Am. Fertility Soc'y, 188 F.3d 1341, 1348-49, 51
USPQ2d 1832, 1837 (Fed. Cir. 1999)). In this case, the Examiner has offered nothing except the conclusory statement that the mark "appears to be" generic in connection with the identified services if
not descriptive. Accordingly, the Examiner's burden of proving that the mark is generic has not been met. V. Any Doubts as to Whether Applicant's Mark Can be Registered on the Principal Register,
Such Doubts Must Be Resolved in Applicant's Favor. In the case there should be any doubt as to whether Applicant's mark should be registered, "it is the Board's practice to resolve the doubt in the
applicant's favor and publish the mark." In Re Morton-Norwich Products, Inc., 209 U.S.P.Q. (BNA) ¶ 791 (P.T.O. Jan. 23, 1981); See In re The Gracious Lady Service, Inc., 175 USPQ 380 (TTAB, 1972); In
re Gourmet Bakers, 173 USPQ 565 (TTAB, 1972). Should the Examining Attorney have any doubts as to whether Applicant's mark is primarily descriptive, the Examining Attorney should resolve such doubts
in Applicant's favor and allow the mark to proceed with registration. VI. Conclusion Based on the arguments above, Applicant respectfully submits that the objections in the Office Action should now
be withdrawn. Prompt publication for public opposition is solicited. has been attached.
Original PDF file:
evi_10417519560-20191004221441919685_._2019.09.30._LANDED_OAR_-_final.pdf
Converted PDF file(s) ( 8 pages)
Evidence-1
Evidence-2
Evidence-3
Evidence-4
Evidence-5
Evidence-6
Evidence-7
Evidence-8
Original PDF file:
evi_10417519560-20191004221441919685_._Ex_1.pdf
Converted PDF file(s) ( 10 pages)
Evidence-1
Evidence-2
Evidence-3
Evidence-4
Evidence-5
Evidence-6
Evidence-7
Evidence-8
Evidence-9
Evidence-10
Original PDF file:
evi_10417519560-20191004221441919685_._Ex_2.pdf
Converted PDF file(s) ( 13 pages)
Evidence-1
Evidence-2
Evidence-3
Evidence-4
Evidence-5
Evidence-6
Evidence-7
Evidence-8
Evidence-9
Evidence-10
Evidence-11
Evidence-12
Evidence-13
Original PDF file:
evi_10417519560-20191004221441919685_._Ex_3.pdf
Converted PDF file(s) ( 8 pages)
Evidence-1
Evidence-2
Evidence-3
Evidence-4
Evidence-5
Evidence-6
Evidence-7
Evidence-8
CLASSIFICATION AND LISTING OF GOODS/SERVICES
Applicant proposes to amend the following class of goods/services in the application:
Current: Class 036 for Mortgage financing services; Real estate financing and mortgages services for civil servants, educators, teachers, professors and school staff; Financial services,
namely, providing down payments to homebuyers, educators, teachers, and school staff; Financial investment in the field of real estate; Providing information in the field of real estate via the
Internet; Real estate investment services; Financing services providing option contracts secured by an interest in the underlying residential property that enable homeowners to share home equity
appreciation with investors; Providing cash to homeowners in return for a share in home equity appreciation
Original Filing Basis:
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with
the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 11/25/2015 and first used in commerce at least as early as 11/25/2015 , and
is now in use in such commerce.
Proposed:
Tracked Text Description: Mortgage financing services;
Real estate financing and mortgages services for civil servants, educators,
teachers, professors and school staff;
Real estate financing and mortgage financing services for civil servants, educators, teachers, professors and
school staff;
Financial services, namely, providing down payments to homebuyers, educators, teachers, and school staff;
Financial investment in
the field of real estate;
Providing information in the field of real estate via the Internet;
Real estate investment services;
Financing services providing option contracts secured by an interest in the underlying residential property that enable homeowners to share home equity appreciation with
investors;
Financing services providing option contracts secured by an interest in the underlying residential property that enable homeowners to share
home equity appreciation with investors;
Providing cash to homeowners in return for a share in home equity appreciation;
Cash flow services, namely providing cash to homeowners in return for a share in home equity appreciation Class 036 for Mortgage financing services; Real estate
financing and mortgage financing services for civil servants, educators, teachers, professors and school staff; Financial services, namely, providing down payments to homebuyers, educators,
teachers, and school staff; Financial investment in the field of real estate; Providing information in the field of real estate via the Internet; Real estate investment services; Financing
services providing option contracts secured by an interest in the underlying residential property that enable homeowners to share home equity appreciation with investors; Cash flow services,
namely providing cash to homeowners in return for a share in home equity appreciation
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with
the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 11/25/2015 and first used in commerce at least as early as 11/25/2015 , and
is now in use in such commerce.
The applicant's current attorney information: Stephen McArthur. Stephen McArthur of THE MCARTHUR LAW FIRM, PC, is located at
11400 WEST OLYMPIC BLVD, SUITE 200
LOS ANGELES, California 90064
US
The phone number is 323-639-4455.
The email address is stephen@smcarthurlaw.com
The applicants proposed attorney information: Stephen McArthur. Stephen McArthur of THE MCARTHUR LAW FIRM, PC, is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, is
located at
11400 WEST OLYMPIC BLVD, SUITE 200
LOS ANGELES, California 90064
United States
The phone number is 323-639-4455.
The email address is stephen@smcarthurlaw.com
Stephen McArthur submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S.
Commonwealth or territory.
The applicant's current correspondence information: STEPHEN MCARTHUR. STEPHEN MCARTHUR of THE MCARTHUR LAW FIRM, PC, is located at
11400 WEST OLYMPIC BLVD, SUITE 200
LOS ANGELES, California 90064
US
The phone number is 323-639-4455.
The email address is stephen@smcarthurlaw.com
The applicants proposed correspondence information: Stephen McArthur. Stephen McArthur of THE MCARTHUR LAW FIRM, PC, is located at
11400 WEST OLYMPIC BLVD, SUITE 200
LOS ANGELES, California 90064
United States
The phone number is 323-639-4455.
The email address is stephen@smcarthurlaw.com
SIGNATURE(S)
Response Signature
Signature: /Stephen McArthur/ Date: 10/04/2019
Signatory's Name: Stephen McArthur
Signatory's Position: Attorney of record, California Bar Member
Signatory's Phone Number: 3236394455
The signatory has confirmed that he/she is a U.S.-licensed attorney who is an active member in good standing of the bar of the highest court of a U.S. state (including the District of Columbia and
any U.S. Commonwealth or territory); and he/she is currently the owner's/holder's attorney or an associate thereof; and to the best of his/her knowledge, if prior to his/her appointment another
U.S.-licensed attorney not currently associated with his/her company/firm previously represented the owner/holder in this matter: the owner/holder has revoked their power of attorney by a signed
revocation or substitute power of attorney with the USPTO; the USPTO has granted that attorney's withdrawal request; the owner/holder has filed a power of attorney appointing him/her in this matter;
or the owner's/holder's appointed U.S.-licensed attorney has filed a power of attorney appointing him/her as an associate attorney in this matter.
Mailing Address: STEPHEN MCARTHUR
THE MCARTHUR LAW FIRM, PC
11400 WEST OLYMPIC BLVD, SUITE 200
LOS ANGELES, California 90064
Mailing Address: Stephen McArthur
THE MCARTHUR LAW FIRM, PC
11400 WEST OLYMPIC BLVD, SUITE 200
LOS ANGELES, California 90064
Serial Number: 88319904
Internet Transmission Date: Fri Oct 04 22:18:22 EDT 2019
TEAS Stamp: USPTO/ROA-XXX.XXX.XXX.XX-201910042218222
33499-88319904-610d1addea2c944bc9fca3978
bcc731bfaaf65426e9dcbd8acc39f3389a64b6c6
e-N/A-N/A-20191004221441919685