TEAS RF New Application

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

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Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

Trademark/Service Mark Application, Principal Register

Serial Number: 88303970

Filing Date: 02/15/2019

To the Commissioner for Trademarks:

MARK: (Stylized and/or Design, see mark)
The color(s) grey, red, green is/are claimed as a feature of the mark. The mark consists of a green circle and a red circle connected by a diagonal grey line, with a grey dot situated on either side of the grey line. The color white represents background and is not part of the mark.
The applicant, Zanbato, Inc., a corporation of Delaware, having an address of
      715 N. Shoreline Blvd.
      Mountain View, California 94043
      United States

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

       International Class 009:  Downloadable software for use in buying and selling investments, viewing and managing investments, and obtaining information about investments

In International Class 009, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 03/14/2018, and first used in commerce at least as early as 03/14/2018, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) mark in use on download page of software.

Original PDF file:
SPE0-192203254254-20190215154150318077_.___8206_Zanbato_on_the_App_Store.pdf
Converted PDF file(s) (3 pages)
Specimen File1
Specimen File2
Specimen File3

       International Class 036:  Financial services, namely, assisting others with the completion of financial transactions for equities, securities and investments; Financial services, namely, providing information in the fields of equities, securities and investments via the internet; Financial services, namely, providing for the exchange of equities, securities and investments via the internet and intranet systems; Providing an online platform and exchange for the purchase, sale and management of equities, securities and investments; Financial securities exchange services; Securities trading and investing services for others via the internet.

In International Class 036, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 10/18/2016, and first used in commerce at least as early as 10/18/2016, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) mark in use on download page of software.
JPG file(s):
Specimen File1
Specimen File2
Original PDF file:
SPE0-192203254254-20190215154150318077_._Design_Class36_and_38.pdf
Converted PDF file(s) (2 pages)
Specimen File1
Specimen File2

       International Class 038:  Providing private and secure real time electronic communications and transactions over a computer network; Electronic transmission for others of securities and financial information via computer linking services, namely, communicating and routing trade information involving orders, trade entry and trade execution, to others via a global computer network.

In International Class 038, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 10/18/2016, and first used in commerce at least as early as 10/18/2016, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) mark in use on download page of software.
JPG file(s):
Specimen File1
Specimen File2
Original PDF file:
SPE0-1-192203254254-20190215154150318077_._Design_Class36_and_38.pdf
Converted PDF file(s) (2 pages)
Specimen File1
Specimen File2



The applicant's current Attorney Information:
      Paul C. Llewellyn of Arnold & Porter Kaye Scholer LLP      250 West 55th Street
      New York, New York 10019-9710
      United States
      212-836-7828(phone)
      212-836-6463(fax)
      trademarkdocketing@arnoldporter.com (authorized)
The attorney docket/reference number is 1022843-0009.

The applicant's current Correspondence Information:

Paul C. Llewellyn

Arnold & Porter Kaye Scholer LLP

250 West 55th Street

New York, New York 10019-9710

212-836-7828(phone)

212-836-6463(fax)

trademarkdocketing@arnoldporter.com;paul.llewellyn@arnoldporter.com (authorized) E-mail Authorization: I authorize the USPTO to send e-mail correspondence concerning the application to the applicant, the applicant's attorney, or the applicant's domestic representative at the e-mail address provided in this application. I understand that a valid e-mail address must be maintained and that the applicant or the applicant's attorney must file the relevant subsequent application-related submissions via the Trademark Electronic Application System (TEAS). Failure to do so will result in the loss of TEAS Reduced Fee status and a requirement to submit an additional processing fee of $125 per international class of goods/services.

A fee payment in the amount of $825 has been submitted with the application, representing payment for 3 class(es).

Declaration

	Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a): The signatory believes that the applicant is the owner of the trademark/service mark sought to be registered; The mark is in use in commerce on or in connection with the goods/services in the application; The specimen(s) shows the mark as used on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate. And/Or If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e): The signatory believes that the applicant is entitled to use the mark in commerce; The applicant has a bona fide intention to use the mark in commerce on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.
	To the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive.
	To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
	The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Declaration Signature

Signature: /Angie Zorotheos/   Date: 02/15/2019
Signatory's Name: Angie Zorotheos
Signatory's Position: COO & General Counsel
Payment Sale Number: 88303970
Payment Accounting Date: 02/19/2019

Serial Number: 88303970
Internet Transmission Date: Fri Feb 15 17:49:04 EST 2019
TEAS Stamp: USPTO/BAS-XXX.XXX.XXX.XXX-20190215174904
651538-88303970-620b0e21031ea9bcf7704486
2b7728f842897e186d1366eec59564848137b74e
-CC-4895-20190215154150318077