UNITED STATES PATENT AND TRADEMARK OFFICE (USPTO)
OFFICE ACTION (OFFICIAL LETTER) ABOUT APPLICANT’S TRADEMARK APPLICATION
U.S. APPLICATION SERIAL NO. 88301602
MARK: THE COLLECTIVE
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CORRESPONDENT ADDRESS: |
CLICK HERE TO RESPOND TO THIS LETTER: http://www.gov.uspto.report/trademarks/teas/response_forms.jsp
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APPLICANT: The Collective (Living) Limited
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CORRESPONDENT’S REFERENCE/DOCKET NO: CORRESPONDENT E-MAIL ADDRESS: |
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OFFICE ACTION
STRICT DEADLINE TO RESPOND TO THIS NOTIFICATION: TO AVOID ABANDONMENT OF THE REQUEST FOR EXTENSION OF PROTECTION OF THE INTERNATIONAL REGISTRATION, THE USPTO MUST RECEIVE A COMPLETE RESPONSE TO THIS PROVISIONAL FULL REFUSAL NOTIFICATION WITHIN 6 MONTHS OF THE “DATE ON WHICH THE NOTIFICATION WAS SENT TO WIPO (MAILING DATE)” LOCATED ON THE WIPO COVER LETTER ACCOMPANYING THIS NOTIFICATION.
The referenced application has been reviewed by the assigned trademark examining attorney. Applicant must respond timely and completely to the issue(s) below. 15 U.S.C. §1062(b); 37 C.F.R. §§2.62(a), 2.65(a); TMEP §§711, 718.03.
SUMMARY OF ISSUES:
SECTION 2(d) REFUSAL – LIKELIHOOD OF CONFUSION
Registration of the applied-for mark is refused because of a likelihood of confusion with the marks in U.S. Registration Nos. 5486723, 5658854, 5434329, 5564247, 5264347, 5173395, 4841845, 5004457, 4959099, 4756249, 3355731, 3293393, and 5010502. Trademark Act Section 2(d), 15 U.S.C. §1052(d); see TMEP §§1207.01 et seq. See the attached registrations.
Trademark Act Section 2(d) bars registration of an applied-for mark that is so similar to a registered mark that it is likely consumers would be confused, mistaken, or deceived as to the commercial source of the goods and/or services of the parties. See 15 U.S.C. §1052(d). Likelihood of confusion is determined on a case-by-case basis by applying the factors set forth in In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 1361, 177 USPQ 563, 567 (C.C.P.A. 1973) (called the "du Pont factors"). In re i.am.symbolic, llc, 866 F.3d 1315, 1322, 123 USPQ2d 1744, 1747 (Fed. Cir. 2017). Only those factors that are "relevant and of record" need be considered. M2 Software, Inc. v. M2 Commc'ns, Inc., 450 F.3d 1378, 1382, 78 USPQ2d 1944, 1947 (Fed. Cir. 2006) (citing Shen Mfg. Co. v. Ritz Hotel Ltd., 393 F.3d 1238, 1241, 73 USPQ2d 1350, 1353 (Fed. Cir. 2004)); see In re Inn at St. John's, LLC, 126 USPQ2d 1742, 1744 (TTAB 2018).
Although not all du Pont factors may be relevant, there are generally two key considerations in any likelihood of confusion analysis: (1) the similarities between the compared marks and (2) the relatedness of the compared goods and/or services. See In re i.am.symbolic, llc, 866 F.3d at 1322, 123 USPQ2d at 1747 (quoting Herbko Int'l, Inc. v. Kappa Books, Inc., 308 F.3d 1156, 1164-65, 64 USPQ2d 1375, 1380 (Fed. Cir. 2002)); Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 1103, 192 USPQ 24, 29 (C.C.P.A. 1976) ("The fundamental inquiry mandated by [Section] 2(d) goes to the cumulative effect of differences in the essential characteristics of the goods [or services] and differences in the marks."); TMEP §1207.01.
Applicant seeks registration for the mark THE COLLECTIVE (& design) for "Class 36: Real estate services; financial services; investment services; rental of property; rental of office space; rental of office space for co-working; leasing of office space; letting of flats and apartments; rent collection; venture capital funding services to emerging and startup businesses; charitable fundraising and financial sponsorship; hire of temporary office space; Class 37: Construction services; building services; building maintenance services; maintenance of property; cleaning of buildings; repair of buildings; refurbishment of buildings; swimming pool maintenance; laundry services; dry-cleaning services; Classs 41: Entertainment services; organising entertainment events; arranging of cultural and arts events; providing courses of training; arranging and conducting of wine tasting events for entertainment purposes; cooking instruction; organisation of language courses; martial arts instruction; drawing instructions; art exhibition services; provision of live music; organisation of comedy shows; organisation of sporting events; ticket information services for entertainment events; organising competitions; organising competitions for amusement, recreation and cultural purpose; organising sporting competitions; publication of magazines, newspapers, leaflets, catalogues, calendars, booklets, books and texts; providing electronic publications; cinema services; gymnasium club services; providing swimming facilities; education and instruction services; sports and fitness services; arranging of workshops; Class 43: Accommodation services; reservation of temporary accommodation; provision of temporary accommodation; provision of food and drink; providing accommodation for functions; provision of event facilities and meeting facilities; provision of conference and exhibition facilities; provision of temporary office accommodation; hospitality services; restaurant and bar services; self-serve restaurant services; snack-bar services."
Below is a chart with registrants’ marks and services:
U.S. Reg. No |
Mark |
Services |
5486723 |
THE COLLECTIVE (& design) |
Class 37: Building construction services; building maintenance services; maintenance of real estate property; Class 43: Accommodation services, namely, providing temporary housing accommodations and providing reservations for temporary housing accommodations; providing of food and drink; providing temporary facilities for hosting events in the nature of conferences, exhibitions, banquets and social functions; rental of meeting rooms |
5658854 |
THE COLLECTIVE ACCESS |
Fundraising services, by means of organizing, arranging and conducting fundraising programs for the benefit of schools and non-profit organizations. |
5434329 |
SAKS FIFTH AVENUE THE COLLECTIVE |
Retail department store services; On-line retail department store services. |
5564247 |
THE COLLECTIVE BEAT |
Membership club services in the nature of providing discounts to on-line women's fitness club members in the field of fitness training and athletic apparel. |
5264347 |
THE COLLECTIVE EXPERIENCE (& design) |
Entertainment in the nature of motorcycle and automobile races; Organizing sporting events, namely, motorcycle, football, automobile and basketball events; Arranging, organizing, conducting and hosting social entertainment events for sports enthusiasts; Providing information relating to sports and sporting events. |
5173395 |
THE COLLECTIVE |
Business training in the field of business, entrepreneurship, marketing, online and digital marketing, online marketing education, marketing education, digital web skills, professional development, lifestyle, productivity, personal development, business development; Educational services, namely, providing on-line training, courses and instruction in the field of business, entrepreneurship, marketing, online and digital marketing, online marketing education, marketing education, digital web skills, professional development, lifestyle, productivity, personal development, business development; Professional coaching services in the field of business, entrepreneurship, marketing, online and digital marketing, online marketing education, marketing education, digital web skills, professional development, lifestyle, productivity, personal development, business development; Providing group coaching in the field of business, entrepreneurship, marketing, online and digital marketing, online marketing education, marketing education, digital web skills, professional development, lifestyle, productivity, personal development, business development. |
4841845 |
THE COLLECTIVE |
Arranging and conducting trade shows in the field of clothing and fashion accessories. |
5004457 |
GRADEGOD THE COLLECTIVE (& design) |
Multimedia entertainment services in the nature of recording, production and post-production services in the fields of music, video, and films. |
4959099 |
THE COLLECTIVE |
Incubation services, namely, providing work space containing business equipment to freelancers, start-ups, existing businesses and non-profits; Membership club services in the nature of providing discounts to members in the field of event rental space; On-line business networking services; On-line professional networking services; Providing co-working facilities equipped with office equipment. |
4756249 |
THE COLLECTIVE MUSEUM |
Museum services. |
3355731 |
THE COLLECTIVE |
Instruction in the field of music. |
3293393 |
THE COLLECTIVE SOUND (& design) |
Educational services, namely providing summer camps and after school educational programs in the fields of music for elementary, junior and senior high school children; Entertainment, namely live performances by musical bands; Production of sound and music video recordings. |
5010502 |
COLLECTIVE |
Class 9: CD-ROMS, digital video discs, digital versatile discs, downloadable audio and video recordings, DVDs, and high definition digital discs featuring gaming and operating software for arcade computer/video game apparatus; computer programs for arcade computer/video games, downloadable from communication networks; arcade video game programs; programmed-data-carrying magnetic disks, magnetic tapes, CD-ROMS, digital video discs, digital versatile discs, downloadable audio and video recordings, DVDs, and high definition digital discs featuring personal computer games; computer programs for personal computer games, downloadable from communication networks; computer game programs for mobile phones; computer game programs for mobile phones, downloadable from communication networks CD-ROMS, digital video discs, digital versatile discs, downloadable audio and video recordings, DVDs, and high definition digital discs featuring gaming and operating software for computer/video game apparatus for home-use; computer programs for computer/video games for home-use, downloadable from communication networks; video game programs for home-use; game programs for hand-held games with liquid crystal displays, downloadable from communication networks; downloadable electronic publications in the nature of newsletters and magazines in the field of computer games and video games provided by means of multi-media electronic broadcast or network transmission; Class 41: Entertainment services, namely, providing temporary use of non-downloadable computer games; non-downloadable computer games provided remotely by means of the internet; entertainment information services; publication of computer game strategy guides; publication of computer games in the nature of production of computer game software, providing on-line computer games; publication of books, magazines, newsletters, and periodicals, all relating to computer games; information and advisory services in the field of online computer games |
Comparison of the Marks
Marks are compared in their entireties for similarities in appearance, sound, connotation, and commercial impression. Stone Lion Capital Partners, LP v. Lion Capital LLP, 746 F.3d 1317, 1321, 110 USPQ2d 1157, 1160 (Fed. Cir. 2014) (quoting Palm Bay Imps., Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 1371, 73 USPQ2d 1689, 1691 (Fed. Cir. 2005)); TMEP §1207.01(b)-(b)(v). “Similarity in any one of these elements may be sufficient to find the marks confusingly similar.” In re Inn at St. John’s, LLC, 126 USPQ2d 1742, 1746 (TTAB 2018) (citing In re Davia, 110 USPQ2d 1810, 1812 (TTAB 2014)); TMEP §1207.01(b). Here, applicant’s mark, THE COLLECTIVE (& design), is composed in part of the same dominant and distinctive wording, THE COLLECTIVE, found in all of registrants’ marks. Although marks are compared in their entireties, one feature of a mark may be more significant or dominant in creating a commercial impression. See In re Detroit Athletic Co., 903 F.3d 1297, 1305, 128 USPQ2d 1047, 1050 (Fed. Cir. 2018) (citing In re Dixie Rests., 105 F.3d 1405, 1407, 41 USPQ2d 1531, 1533-34 (Fed. Cir. 1997)); TMEP §1207.01(b)(viii), (c)(ii). Greater weight is often given to this dominant feature when determining whether marks are confusingly similar. See In re Detroit Athletic Co., 903 F.3d at 1305, 128 USPQ2d at 1050 (citing In re Dixie Rests., 105 F.3d at 1407, 41 USPQ2d at 1533-34). Because the marks all share the same dominant and distinctive wording, there is a common commercial impression between applicant’s mark and the registrants’ marks. Therefore the marks are confusingly similar.
Comparison of the Services
The goods and/or services are compared to determine whether they are similar, commercially related, or travel in the same trade channels. See Coach Servs., Inc. v. Triumph Learning LLC, 668 F.3d 1356, 1369-71, 101 USPQ2d 1713, 1722-23 (Fed. Cir. 2012); Herbko Int'l, Inc. v. Kappa Books, Inc., 308 F.3d 1156, 1165, 64 USPQ2d 1375, 1381 (Fed. Cir. 2002); TMEP §§1207.01, 1207.01(a)(vi). The compared goods and/or services need not be identical or even competitive to find a likelihood of confusion. See On-line Careline Inc. v. Am. Online Inc., 229 F.3d 1080, 1086, 56 USPQ2d 1471, 1475 (Fed. Cir. 2000); Recot, Inc. v. Becton, 214 F.3d 1322, 1329, 54 USPQ2d 1894, 1898 (Fed. Cir. 2000); TMEP §1207.01(a)(i). They need only be "related in some manner and/or if the circumstances surrounding their marketing are such that they could give rise to the mistaken belief that the services emanate from the same source." Coach Servs., Inc. v. Triumph Learning LLC, 668 F.3d 1356, 1369, 101 USPQ2d 1713, 1722 (Fed. Cir. 2012) (quoting 7-Eleven Inc. v. Wechsler, 83 USPQ2d 1715, 1724 (TTAB 2007)); TMEP §1207.01(a)(i).
In this case, the application use(s) broad wording to describe the services, e.g., “entertainment services” “education and instruction services,” which presumably encompasses all services of the type described, including registrant(s)’ more narrow services. See, e.g., In re Solid State Design Inc., 125 USPQ2d 1409, 1412-15 (TTAB 2018); Sw. Mgmt., Inc. v. Ocinomled, Ltd., 115 USPQ2d 1007, 1025 (TTAB 2015). Thus, applicant’s and registrant’s services are legally identical. See, e.g., In re i.am.symbolic, llc, 127 USPQ2d 1627, 1629 (TTAB 2018) (citing Tuxedo Monopoly, Inc. v.Gen. Mills Fun Grp., Inc., 648 F.2d 1335, 1336, 209 USPQ 986, 988 (C.C.P.A. 1981); Inter IKEA Sys. B.V. v. Akea, LLC, 110 USPQ2d 1734, 1745 (TTAB 2014); Baseball Am. Inc. v. Powerplay Sports Ltd., 71 USPQ2d 1844, 1847 n.9 (TTAB 2004)).
Additionally, the services of the parties have no restrictions as to nature, type, channels of trade, or classes of purchasers and are “presumed to travel in the same channels of trade to the same class of purchasers.” In re Viterra Inc., 671 F.3d 1358, 1362, 101 USPQ2d 1905, 1908 (Fed. Cir. 2012) (quoting Hewlett-Packard Co. v. Packard Press, Inc., 281 F.3d 1261, 1268, 62 USPQ2d 1001, 1005 (Fed. Cir. 2002)). Thus, applicant’s and registrants’ services are related.
Conclusion
Because the marks create the same commercial impression and the services are related, there is a likelihood of confusion as to the source of the services. Therefore, applicant’s mark is not entitled to registration under Trademark Act Section 2(d), 15 U.S.C. §1052(d); see TMEP §§1207.01 et seq.
Although applicant's mark has been refused registration, applicant may respond to the refusal(s) by submitting evidence and arguments in support of registration. However, if applicant responds to the refusal(s), applicant must also respond to the requirement(s) set forth below. In addition, applicant should note the following additional potential grounds for refusal.
In response to this Office action, applicant may present arguments in support of registration by addressing the issue of the potential conflict between applicant’s mark and the marks in the referenced applications. Applicant’s election not to submit arguments at this time in no way limits applicant’s right to address this issue later if a refusal under Section 2(d) issues.
IDENTIFICATION
General Guidelines
An application must specify, in an explicit manner, the particular goods or services on or in connection with which the applicant uses, or has a bona fide intention to use, the mark in commerce. See 15 U.S.C. §1051(a)(2), (b)(2); 37 C.F.R. §2.32(a)(6); TMEP §1402.01. Therefore, applicant should replace “and/or” or “or” with “and” in the identification of goods or services, if appropriate, or rewrite the identification with the “and/or” or “or” deleted and the goods or services specified using definite and unambiguous language.
Class Specific Issues and Suggested Amendment
The chart below lists each entry in applicant’s identification and notes if the wording is acceptable. For each indefinite and broad identification entry, additional information is provided, which explains why the entries are indefinite or too broad and/or how to clarify the wording. Below the chart is a suggested amendment to the identification which applicant may adopt. Suggested changes are displayed in bold font.
Class 36
Original Language |
Issue |
Suggestion |
Real estate services |
Indefinite and too broad. Specify type of real estate service. |
Real estate management services. |
financial services |
Indefinite. Specify type of financial service. |
Financial services, namely, money lending |
investment services |
Indefinite. Specify type of investment service. |
Capital investment services |
rental of property |
Indefinite. Clarify nature of service. |
Real estate service, namely, rental property management |
rental of office space |
Acceptable |
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rental of office space for co-working |
Acceptable |
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leasing of office space |
Acceptable |
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letting of flats and apartments |
Acceptable |
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rent collection |
Acceptable |
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venture capital funding services to emerging and startup businesses |
Acceptable |
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charitable fundraising and financial sponsorship |
Indefinite. Specify event or activity of sponsorship |
Charitable fundraising and financial sponsorship of {indicate specific event or activity, e.g., sporting competitions, theatrical shows, etc.} |
hire of temporary office space |
Indefinite. Clarify nature of service. |
Leasing of temporary office space |
Class 37
Original Language |
Issue |
Suggestion |
Construction services |
Indefinite. Specify type of construction service. |
Construction project management services |
building services |
Indefinite. Specify type of building service. |
Building construction services |
building maintenance services |
Acceptable |
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maintenance of property |
Acceptable |
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cleaning of buildings |
Acceptable |
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repair of buildings |
Acceptable |
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refurbishment of buildings |
Acceptable |
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swimming pool maintenance |
Acceptable |
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laundry services |
Acceptable |
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dry-cleaning services |
Acceptable |
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Class 41
Original Language |
Issue |
Suggestion |
Entertainment services |
Indefinite and too broad. Specify common name of services. |
Entertainment services, namely, {specify type of service, e.g., cheerleading, cabarets, helicopter rides, etc.} |
organising entertainment events |
Indefinite and too broad. Specify type of entertainment events. |
Organizing entertainment events in the nature of {specify type of event, e.g., social parties, music festivals, bicycle racing, etc.} |
arranging of cultural and arts events |
Acceptable |
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providing courses of training |
Indefinite. Indicate subject matter of courses |
Providing training courses in the field of {specify subject matter, e.g., sales management, strategic planning, etc.} |
arranging and conducting of wine tasting events for entertainment purposes |
Acceptable |
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cooking instruction |
Acceptable |
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organisation of language courses |
Acceptable |
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martial arts instruction |
Acceptable |
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drawing instructions |
Acceptable |
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art exhibition services |
Acceptable |
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provision of live music |
Indefinite. Specify nature of performance. |
Provision of live music concerts. |
organisation of comedy shows |
Acceptable |
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organisation of sporting events |
Indefinite. Specify type of sporting event. |
Organizing sporting events, namely, {indicate type of event, e.g., swimming meets, soccer competitions, etc.} |
ticket information services for entertainment events |
Indefinite. Clarify delivery means and field of entertainment. |
Providing ticket information services for musical and theatrical entertainment events via a website |
organising competitions |
Indefinite. Indicate type of entertainment or education competition |
Organizing educational and entertainment competitions in the field of {indicate type of entertainment or education competition, e.g., basketball, mathematics, chess, etc.} |
organising competitions for amusement, recreation and cultural purpose |
Indefinite. Specify type of competitions. |
Organising {specify type, e.g., athletic, spelling, chess, etc.} competitions for amusement, recreation and cultural purpose |
organising sporting competitions |
Acceptable |
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publication of magazines, newspapers, leaflets, catalogues, calendars, booklets, books and texts |
Acceptable |
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providing electronic publications |
Indefinite and too broad. Specify that the publications are non-downloadable, the nature of the publication, and the field. |
Providing non-downloadable electronic publications in the nature of {indicate specific nature of publication, e.g., magazines, newsletters, etc.} in the field of {indicate subject matter of publication, music, theater, etc.} |
cinema services |
Indefinite. Clarify nature of cinema service |
Cinema theater services |
gymnasium club services |
Acceptable |
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providing swimming facilities |
Acceptable |
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education and instruction services |
Indefinite. Specify nature and subject matter of educational services. |
Education and instruction services, namely, providing classes, seminars, workshops, and tutoring in the field of {indicate field or subject matter, e.g., exercise, fitness and wellness} |
sports and fitness services |
Indefinite. Specify type of sports and fitness services. |
Sports and fitness services, namely, {specify type, e.g., physical fitness training services, physical fitness assessment, etc.} |
arranging of workshops |
Indefinite. Specify field or subject matter of workshops |
Arranging professional workshops |
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Class 43
Original Language |
Issue |
Suggestion |
Accommodation services |
Indefinite. Clarify nature of accommodation service |
Providing temporary housing accommodation services |
reservation of temporary accommodation |
Acceptable |
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provision of temporary accommodation |
Acceptable |
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provision of food and drink |
Acceptable |
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providing accommodation for functions |
Indefinite. Clarify nature of accommodation service |
Providing hotel accommodation for functions |
provision of event facilities and meeting facilities |
Indefinite. Clarify nature of event facilities |
Provision of general purpose event facilities and meeting facilities |
provision of conference and exhibition facilities |
Acceptable |
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provision of temporary office accommodation |
Indefinite and too broad. Clarify nature of accommodations |
Leasing of portable modular metal and modular non-metal structures for use as temporary office space |
hospitality services |
Indefinite. Clarify nature of hospitality services. |
Hospitality services in the nature of food and drink catering |
restaurant and bar services |
Acceptable |
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self-serve restaurant services |
Acceptable |
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snack-bar services |
Acceptable |
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Applicant may adopt the following complete identification of services, if accurate, with changes noted in bold:
Class 36: Real estate management services; Financial services, namely, money lending; Capital investment services; Real estate service, namely, rental property management; rental of office space; rental of office space for co-working; leasing of office space; letting of flats and apartments; rent collection; venture capital funding services to emerging and startup businesses; Charitable fundraising and financial sponsorship of {indicate specific event or activity, e.g., sporting competitions, theatrical shows, etc.}; Leasing of temporary office space
Class 37: Construction project management services; Building construction services; building maintenance services; maintenance of property; cleaning of buildings; repair of buildings; refurbishment of buildings; swimming pool maintenance; laundry services; dry-cleaning services
Class 41: Entertainment services, namely, {specify type of service, e.g., cheerleading, cabarets, helicopter rides, etc.}; Organizing entertainment events in the nature of {specify type of event, e.g., social parties, music festivals, bicycle racing, etc.}; arranging of cultural and arts events; Providing training courses the field of {specify subject matter, e.g., sales management, strategic planning, etc.}; arranging and conducting of wine tasting events for entertainment purposes; cooking instruction; organisation of language courses; martial arts instruction; drawing instructions; art exhibition services; Provision of live music concerts; organisation of comedy shows; Organizing sporting events, namely, {indicate type of event, e.g., swimming meets, soccer competitions, etc.}; Providing ticket information services for musical and theatrical entertainment events via a website; Organizing educational and entertainment competitions in the field of {indicate type of entertainment or education competition, e.g., basketball, mathematics, chess, etc.}; Organising {specify type, e.g., athletic, spelling, chess, etc.} competitions for amusement, recreation and cultural purpose; organising sporting competitions; publication of magazines, newspapers, leaflets, catalogues, calendars, booklets, books and texts; Providing non-downloadable electronic publications in the nature of {indicate specific nature of publication, e.g., magazines, newsletters, etc.} in the field of {indicate subject matter of publication, music, theater, etc.}; Cinema theater services; gymnasium club services; providing swimming facilities; Education and instruction services, namely, providing classes, seminars, workshops, and tutoring in the field of {indicate field or subject matter, e.g., exercise, fitness and wellness}; Sports and fitness services, namely, {specify type, e.g., physical fitness training services, physical fitness assessment, etc.}; Arranging professional workshops
Class 43: Providing temporary housing accommodation services; reservation of temporary accommodation; provision of temporary accommodation; provision of food and drink; Providing hotel accommodation for functions; Provision of general purpose event facilities and meeting facilities; provision of conference and exhibition facilities; Leasing of portable modular metal and modular non-metal structures for use as temporary office space; Hospitality services in the nature of food and drink catering; restaurant and bar services; self-serve restaurant services; snack-bar services
For assistance with identifying and classifying goods and services in trademark applications, please see the USPTO’s online searchable U.S. Acceptable Identification of Goods and Services Manual. See TMEP §1402.04.
SIGNATURE
The following statements must be verified: That applicant has a bona fide intention to use the mark in commerce and had a bona fide intention to use the mark in commerce as of the application filing date; that applicant believes applicant is entitled to use the mark in commerce on or in connection with the goods or services specified in the application; that applicant believes applicant is the owner of the mark; that the mark is in use in commerce and was in use in commerce as of the application filing date; that to the best of the signatory’s knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive; that the specimen shows the mark as used on or in connection with the goods or services as of the application filing date; and that the facts set forth in the application are true. 37 C.F.R. §§2.33(b), (c), 2.34(a)(1)(i), (a)(2), (a)(3)(i), (a)(4)(ii), 2.59(a). For more information about this, see the Verified statement webpage.
To provide these verified statements. After opening the correct TEAS response form, answer “yes” to wizard question #10, and follow the instructions within the form for signing. In this case, the TEAS online form will require two signatures: one in the “Declaration Signature” section and one in the “Response Signature” section.
FOREIGN REGISTRATION – Refusal and Information Requirement
REFUSAL – APPLICANT IS NOT THE OWNER OF THE FOREIGN REGISTRATION
Registration is refused under Trademark Act Section 44(e) because the applicant was not the owner of the foreign registration on the filing date of the U.S. application. See 15 U.S.C. §1126(e); TMEP §1005.
In an application filed under Section 44(e), the applicant must be the owner of the foreign registration on the filing date of the U.S. application. TMEP §1005; see 37 C.F.R. §2.34(a)(3); In re De Luxe, N.V., 990 F.2d 607, 609, 26 USPQ2d 1475, 1477 (Fed. Cir. 1993); In re Tong Yang Cement Corp., 19 USPQ2d 1689, 1690-91 (TTAB 1991). However, in this case, the foreign registration specifies an owner other than the U.S. applicant. Specifically, the U.S. application sets forth the owner as The Collective (Living) Limited, while the foreign registration sets forth the owner as Woodcote Enterprises Ltd.
If applicant can prove the foreign registration was assigned to applicant on or before the filing date of the U.S. application, the Section 44(e) basis can remain in the application. See TMEP §1005. Applicant may establish ownership of the foreign registration by submitting (1) a copy of an assignment document, (2) certification from the foreign trademark office that reflects applicant’s ownership of the foreign registration and the date of the assignment, or (3) a printout from the intellectual property’s office website that the foreign registration was assigned to applicant on or before the filing date of the U.S. application. See TMEP §§1005, 1006.
If applicant did not own the foreign registration on or before the filing date of the U.S. application, applicant may delete the Section 44(e) basis and rely solely on Section 1(b) as the basis for registration. See TMEP §806.04.
INFORMATION REQUIRED TO ESTABLISH OWNERSHIP OF FOREIGN APPLICATION
Applicant’s submission of a foreign registration that specifies an owner different from that of the U.S. applicant raises a question regarding the applicant’s ownership of the underlying foreign application. See TMEP §1005. In an application filed under Section 44(d), an applicant must be the owner of the foreign application on the filing date of the U.S. application. TMEP §1005; see In re De Luxe, N.V., 990 F.2d at 609, 26 USPQ2d at 1477; In re Tong Yang Cement Corp., 19 USPQ2d at 1690-91. Accordingly, applicant must establish ownership of the foreign application on the date of filing in the United States to retain the priority filing date. TMEP §1005; see 37 C.F.R. §2.61(b).
Applicant may establish ownership of the foreign application by submitting (1) a copy of an assignment document, (2) certification from the foreign trademark office that reflects applicant’s ownership of the foreign application and the date of the assignment, or (3) a printout from the intellectual property’s office website that shows the foreign application was assigned to applicant on or before the filing date of the U.S. application. See TMEP §§1005, 1006.
If applicant cannot establish ownership of the foreign application, applicant will not be entitled to the Section 44(d) priority filing date and the priority claim will be deleted. TMEP §1005.
WHO IS PERMITTED TO RESPOND TO THIS PROVISIONAL FULL REFUSAL: Any response to this provisional refusal must be personally signed by an individual applicant, all joint applicants, or someone with legal authority to bind a juristic applicant (e.g., a corporate officer or general partner). 37 C.F.R. §§2.62(b), 2.193(e)(2)(ii); TMEP §712.01. If applicant hires a qualified U.S. attorney to respond on his or her behalf, then the attorney must sign the response. 37 C.F.R. §§2.193(e)(2)(i), 11.18(a); TMEP §§611.03(b), 712.01. Qualified U.S. attorneys include those in good standing with a bar of the highest court of any U.S. state, the District of Columbia, Puerto Rico, and other U.S. commonwealths or U.S. territories. See 37 C.F.R. §§2.17(a), 2.62(b), 11.1, 11.14(a); TMEP §§602, 712.01. Additionally, for all responses, the proper signatory must personally sign the document or personally enter his or her electronic signature on the electronic filing. See 37 C.F.R. §2.193(a); TMEP §§611.01(b), 611.02. The name of the signatory must also be printed or typed immediately below or adjacent to the signature, or identified elsewhere in the filing. 37 C.F.R. §2.193(d); TMEP §611.01(b).
In general, foreign attorneys are not permitted to represent applicants before the USPTO (e.g., file written communications, authorize an amendment to an application, or submit legal arguments in response to a requirement or refusal). See 37 C.F.R. §11.14(c), (e); TMEP §§602.03-.03(b), 608.01.
DESIGNATION OF DOMESTIC REPRESENTATIVE: The USPTO encourages applicants who do not reside in the United States to designate a domestic representative upon whom any notice or process may be served. TMEP §610; see 15 U.S.C. §§1051(e), 1141h(d); 37 C.F.R. §2.24(a)(1)-(2). Such designations may be filed online at http://www.gov.uspto.report/trademarks/teas/correspondence.jsp.
RESPONSE GUIDELINES
For this application to proceed, applicant must explicitly address each refusal and/or requirement in this Office action. For a refusal, applicant may provide written arguments and evidence against the refusal, and may have other response options if specified above. For a requirement, applicant should set forth the changes or statements. Please see “Responding to Office Actions” and the informational video “Response to Office Action” for more information and tips on responding.
ASSISTANCE
Please call or email the assigned trademark examining attorney with questions about this Office action. Although the trademark examining attorney cannot provide legal advice or statements about applicant’s rights, the trademark examining attorney can provide applicant with additional explanation about the refusal(s) and/or requirement(s) in this Office action. See TMEP §§705.02, 709.06. Although the USPTO does not accept emails as responses to Office actions, emails can be used for informal communications and will be included in the application record. See 37 C.F.R. §§2.62(c), 2.191; TMEP §§304.01-.02, 709.04-.05.
/Loretta Beck/
Loretta Beck
Staff Attorney
Law Office 100
571-272-9245
Informal inquiries: loretta.beck@uspto.gov
TO RESPOND TO THIS LETTER: Go to http://www.gov.uspto.report/trademarks/teas/response_forms.jsp. Please wait 48-72 hours from the issue/mailing date before using the Trademark Electronic Application System (TEAS), to allow for necessary system updates of the application. For technical assistance with online forms, e-mail TEAS@uspto.gov. For questions about the Office action itself, please contact the assigned trademark examining attorney. E-mail communications will not be accepted as responses to Office actions; therefore, do not respond to this Office action by e-mail.
All informal e-mail communications relevant to this application will be placed in the official application record.
WHO MUST SIGN THE RESPONSE: It must be personally signed by an individual applicant or someone with legal authority to bind an applicant (i.e., a corporate officer, a general partner, all joint applicants). If an applicant is represented by an attorney, the attorney must sign the response.
PERIODICALLY CHECK THE STATUS OF THE APPLICATION: To ensure that applicant does not miss crucial deadlines or official notices, check the status of the application every three to four months using the Trademark Status and Document Retrieval (TSDR) system at http://tsdr.gov.uspto.report/. Please keep a copy of the TSDR status screen. If the status shows no change for more than six months, contact the Trademark Assistance Center by e-mail at TrademarkAssistanceCenter@uspto.gov or call 1-800-786-9199. For more information on checking status, see http://www.gov.uspto.report/trademarks/process/status/.
TO UPDATE CORRESPONDENCE/E-MAIL ADDRESS: Use the TEAS form at http://www.gov.uspto.report/trademarks/teas/correspondence.jsp.