Response to Office Action

NEXTGEN

NextGen Compliance LLC

Response to Office Action

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1957 (Rev 10/2011)
OMB No. 0651-0050 (Exp 09/20/2020)

Response to Office Action


The table below presents the data as entered.

Input Field
Entered
SERIAL NUMBER 88277583
LAW OFFICE ASSIGNED LAW OFFICE 103
MARK SECTION (current)
MARK FILE NAME http://uspto.report/TM/88277583/mark.png
LITERAL ELEMENT NEXTGEN
STANDARD CHARACTERS NO
USPTO-GENERATED IMAGE NO
COLOR(S) CLAIMED
(If applicable)
The color(s) Red font and blue background is/are claimed as a feature of the mark.
DESCRIPTION OF THE MARK
(and Color Location, if applicable)
The mark consists of The mark consists of Stylized N, Stylized e, Stylized x, Stylized t, the letters e, x, and t are connected.
MARK SECTION (proposed)
MARK FILE NAME \\TICRS\EXPORT17\IMAGEOUT 17\882\775\88277583\xml4\ ROA0002.JPG
STANDARD CHARACTERS NO
USPTO-GENERATED IMAGE NO
COLOR MARK YES
COLOR(S) CLAIMED
(If applicable)
The color(s) red is/are claimed as a feature of the mark.
DESCRIPTION OF THE MARK
(and Color Location, if applicable)
The mark consists of The color(s) Red and blue are claimed as a feature of the mark. The mark consists of the stylized red word NEXTGEN on a blue background.
PIXEL COUNT ACCEPTABLE NO
PIXEL COUNT 1056 x 816
GOODS AND/OR SERVICES SECTION (current)
INTERNATIONAL CLASS 045
DESCRIPTION
a consulting firm focused on providing advice to chief compliance officers and general counsel on general compliance, risk assessment, and anti-bribery compliance programs. Specifically, for example, on anti-bribery compliance, I advise on risk mitigation, third party screening and acquisition due diligence
FILING BASIS Section 1(a)
        FIRST USE ANYWHERE DATE At least as early as 06/01/2015
        FIRST USE IN COMMERCE DATE At least as early as 06/01/2015
GOODS AND/OR SERVICES SECTION (proposed)
INTERNATIONAL CLASS 045
TRACKED TEXT DESCRIPTION
a consulting firm focused on providing advice to chief compliance officers and general counsel on general compliance, risk assessment, and anti-bribery compliance programs. Specifically, for example, on anti-bribery compliance, I advise on risk mitigation, third party screening and acquisition due diligence; Regulatory compliance consulting in the field of general compliance, risk assessment compliance, and anti-bribery compliance programs
FINAL DESCRIPTION
Regulatory compliance consulting in the field of general compliance, risk assessment compliance, and anti-bribery compliance programs
FILING BASIS Section 1(a)
       FIRST USE ANYWHERE DATE At least as early as 06/01/2015
       FIRST USE IN COMMERCE DATE At least as early as 06/01/2015
       STATEMENT TYPE "The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce at least as early as the filing date of the application"[for an application based on Section 1(a), Use in Commerce] OR "The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce prior either to the filing of the Amendment to Allege Use or expiration of the filing deadline for filing a Statement of Use" [for an application based on Section 1(b) Intent-to-Use]. OR "The attached specimen is a true copy of the specimen that was originally submitted with the application, amendment to allege use, or statement of use" [for an illegible specimen].
       SPECIMEN FILE NAME(S)
       ORIGINAL PDF FILE SPU0-50194232138-20191010133535887781_._logo10_10.2019.pdf
       CONVERTED PDF FILE(S)
       (1 page)
\\TICRS\EXPORT17\IMAGEOUT17\882\775\88277583\xml4\ROA0003.JPG
       SPECIMEN DESCRIPTION Please consider the following recommended description of the mark: The color(s) Red and blue are claimed as a feature of the mark. The mark consists of the stylized red word NEXTGEN on a blue background.
SIGNATURE SECTION
DECLARATION SIGNATURE /Ingrid Hackett/
SIGNATORY'S NAME Ingrid Hackett
SIGNATORY'S POSITION Principal
SIGNATORY'S PHONE NUMBER 4048893901
DATE SIGNED 10/10/2019
RESPONSE SIGNATURE /Sharon Zealey/
SIGNATORY'S NAME Sharon Zealey
SIGNATORY'S POSITION Owner
SIGNATORY'S PHONE NUMBER 4042892543
DATE SIGNED 10/10/2019
AUTHORIZED SIGNATORY YES
FILING INFORMATION SECTION
SUBMIT DATE Thu Oct 10 14:01:48 EDT 2019
TEAS STAMP USPTO/ROA-XX.XXX.XXX.XXX-
20191010140148625074-8827
7583-6103a2aa48f0fe6d992b
83d58e90a6e9b44e88af9a44c
4451750185a3a8cd23c-N/A-N
/A-20191010133535887781



Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1957 (Rev 10/2011)
OMB No. 0651-0050 (Exp 09/20/2020)

Response to Office Action


To the Commissioner for Trademarks:

Application serial no. 88277583 NEXTGEN (Stylized and/or with Design, see http://uspto.report/TM/88277583/mark.png) has been amended as follows:

MARK
Applicant proposes to amend the mark as follows:
Current: NEXTGEN (Stylized and/or with Design, see http://uspto.report/TM/88277583/mark.png)
Proposed: (Stylized and/or with Design, see mark)
The color(s) red is/are claimed as a feature of the mark.
The mark consists of The color(s) Red and blue are claimed as a feature of the mark. The mark consists of the stylized red word NEXTGEN on a blue background.

CLASSIFICATION AND LISTING OF GOODS/SERVICES

Applicant proposes to amend the following class of goods/services in the application:
Current: Class 045 for a consulting firm focused on providing advice to chief compliance officers and general counsel on general compliance, risk assessment, and anti-bribery compliance programs. Specifically, for example, on anti-bribery compliance, I advise on risk mitigation, third party screening and acquisition due diligence
Original Filing Basis:
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 06/01/2015 and first used in commerce at least as early as 06/01/2015 , and is now in use in such commerce.

Proposed:
Tracked Text Description: a consulting firm focused on providing advice to chief compliance officers and general counsel on general compliance, risk assessment, and anti-bribery compliance programs. Specifically, for example, on anti-bribery compliance, I advise on risk mitigation, third party screening and acquisition due diligence; Regulatory compliance consulting in the field of general compliance, risk assessment compliance, and anti-bribery compliance programsClass 045 for Regulatory compliance consulting in the field of general compliance, risk assessment compliance, and anti-bribery compliance programs
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 06/01/2015 and first used in commerce at least as early as 06/01/2015 , and is now in use in such commerce.
Applicant hereby submits one(or more) specimen(s) for Class 045 . The specimen(s) submitted consists of Please consider the following recommended description of the mark: The color(s) Red and blue are claimed as a feature of the mark. The mark consists of the stylized red word NEXTGEN on a blue background. .
"The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce at least as early as the filing date of the application"[for an application based on Section 1(a), Use in Commerce] OR "The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce prior either to the filing of the Amendment to Allege Use or expiration of the filing deadline for filing a Statement of Use" [for an application based on Section 1(b) Intent-to-Use]. OR "The attached specimen is a true copy of the specimen that was originally submitted with the application, amendment to allege use, or statement of use" [for an illegible specimen].
Original PDF file:
SPU0-50194232138-20191010133535887781_._logo10_10.2019.pdf
Converted PDF file(s) ( 1 page)
Specimen File1

SIGNATURE(S)
Declaration Signature

DECLARATION: The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that, if the applicant submitted the application or allegation of use (AOU) unsigned, all statements in the application or AOU and this submission based on the signatory's own knowledge are true, and all statements in the application or AOU and this submission made on information and belief are believed to be true.

STATEMENTS FOR UNSIGNED SECTION 1(a) APPLICATION/AOU: If the applicant filed an unsigned application under 15 U.S.C. §1051(a) or AOU under 15 U.S.C. §1051(c), the signatory additionally believes that: the applicant is the owner of the mark sought to be registered; the mark is in use in commerce and was in use in commerce as of the filing date of the application or AOU on or in connection with the goods/services/collective membership organization in the application or AOU; the original specimen(s), if applicable, shows the mark in use in commerce as of the filing date of the application or AOU on or in connection with the goods/services/collective membership organization in the application or AOU; for a collective trademark, collective service mark, collective membership mark application, or certification mark application, the applicant is exercising legitimate control over the use of the mark in commerce and was exercising legitimate control over the use of the mark in commerce as of the filing date of the application or AOU; for a certification mark application, the applicant is not engaged in the production or marketing of the goods/services to which the mark is applied, except to advertise or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant. To the best of the signatory's knowledge and belief, no other persons, except, if applicable, authorized users, members, and/or concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services/collective membership organization of such other persons, to cause confusion or mistake, or to deceive.

STATEMENTS FOR UNSIGNED SECTION 1(b)/SECTION 44 APPLICATION AND FOR SECTION 66(a) COLLECTIVE/CERTIFICATION MARK APPLICATION: If the applicant filed an unsigned application under 15 U.S.C. §§ 1051(b), 1126(d), and/or 1126(e), or filed a collective/certification mark application under 15 U.S.C. §1141f(a), the signatory additionally believes that: for a trademark or service mark application, the applicant is entitled to use the mark in commerce on or in connection with the goods/services specified in the application; the applicant has a bona fide intention to use the mark in commerce and had a bona fide intention to use the mark in commerce as of the application filing date; for a collective trademark, collective service mark, collective membership mark, or certification mark application, the applicant has a bona fide intention, and is entitled, to exercise legitimate control over the use of the mark in commerce and had a bona fide intention, and was entitled, to exercise legitimate control over the use of the mark in commerce as of the application filing date; the signatory is properly authorized to execute the declaration on behalf of the applicant; for a certification mark application, the applicant will not engage in the production or marketing of the goods/services to which the mark is applied, except to advertise or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant. To the best of the signatory's knowledge and belief, no other persons, except, if applicable, authorized users, members, and/or concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services/collective membership organization of such other persons, to cause confusion or mistake, or to deceive.



Signature: /Ingrid Hackett/      Date: 10/10/2019
Signatory's Name: Ingrid Hackett
Signatory's Position: Principal
Signatory's Phone Number: 4048893901


Response Signature
Signature: /Sharon Zealey/     Date: 10/10/2019
Signatory's Name: Sharon Zealey
Signatory's Position: Owner

Signatory's Phone Number: 4042892543

The signatory has confirmed that he/she is a U.S.-licensed attorney who is an active member in good standing of the bar of the highest court of a U.S. state (including the District of Columbia and any U.S. Commonwealth or territory); and he/she is currently the owner's/holder's attorney or an associate thereof; and to the best of his/her knowledge, if prior to his/her appointment another U.S.-licensed attorney not currently associated with his/her company/firm previously represented the owner/holder in this matter: the owner/holder has revoked their power of attorney by a signed revocation or substitute power of attorney with the USPTO; the USPTO has granted that attorney's withdrawal request; the owner/holder has filed a power of attorney appointing him/her in this matter; or the owner's/holder's appointed U.S.-licensed attorney has filed a power of attorney appointing him/her as an associate attorney in this matter.

        
Serial Number: 88277583
Internet Transmission Date: Thu Oct 10 14:01:48 EDT 2019
TEAS Stamp: USPTO/ROA-XX.XXX.XXX.XXX-201910101401486
25074-88277583-6103a2aa48f0fe6d992b83d58
e90a6e9b44e88af9a44c4451750185a3a8cd23c-
N/A-N/A-20191010133535887781


Response to Office Action [image/jpeg]

Response to Office Action [image/jpeg]


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