Response to Office Action

SMILE DIRECT CLUB

SDC U.S. SMILEPAY SPV

Response to Office Action

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1957 (Rev 10/2011)
OMB No. 0651-0050 (Exp 09/20/2020)

Response to Office Action


The table below presents the data as entered.

Input Field
Entered
SERIAL NUMBER 88268881
LAW OFFICE ASSIGNED LAW OFFICE 117
MARK SECTION
MARK http://uspto.report/TM/88268881/mark.png
LITERAL ELEMENT SMILE DIRECT CLUB
STANDARD CHARACTERS YES
USPTO-GENERATED IMAGE YES
MARK STATEMENT The mark consists of standard characters, without claim to any particular font style, size or color.
ARGUMENT(S)
Please see the actual argument text attached within the Evidence section.
EVIDENCE SECTION
        EVIDENCE FILE NAME(S)
       ORIGINAL PDF FILE evi_15115311-20190508151858489060_._SDC_word_mark_OAR_88268881_Cl._21.pdf
       CONVERTED PDF FILE(S)
       (8 pages)
\\TICRS\EXPORT17\IMAGEOUT17\882\688\88268881\xml6\ROA0002.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\882\688\88268881\xml6\ROA0003.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\882\688\88268881\xml6\ROA0004.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\882\688\88268881\xml6\ROA0005.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\882\688\88268881\xml6\ROA0006.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\882\688\88268881\xml6\ROA0007.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\882\688\88268881\xml6\ROA0008.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\882\688\88268881\xml6\ROA0009.JPG
       ORIGINAL PDF FILE evi_15115311-20190508151858489060_._Exhibit_A_-_compiled.pdf
       CONVERTED PDF FILE(S)
       (15 pages)
\\TICRS\EXPORT17\IMAGEOUT17\882\688\88268881\xml6\ROA0010.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\882\688\88268881\xml6\ROA0011.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\882\688\88268881\xml6\ROA0012.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\882\688\88268881\xml6\ROA0013.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\882\688\88268881\xml6\ROA0014.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\882\688\88268881\xml6\ROA0015.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\882\688\88268881\xml6\ROA0016.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\882\688\88268881\xml6\ROA0017.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\882\688\88268881\xml6\ROA0018.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\882\688\88268881\xml6\ROA0019.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\882\688\88268881\xml6\ROA0020.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\882\688\88268881\xml6\ROA0021.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\882\688\88268881\xml6\ROA0022.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\882\688\88268881\xml6\ROA0023.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\882\688\88268881\xml6\ROA0024.JPG
DESCRIPTION OF EVIDENCE FILE Arguments Exhibit A thereto
GOODS AND/OR SERVICES SECTION (current)
INTERNATIONAL CLASS 021
DESCRIPTION
Insulated containers for food or beverage for domestic use; coffee mugs; water bottles
FILING BASIS Section 1(a)
        FIRST USE ANYWHERE DATE At least as early as 10/14/2016
        FIRST USE IN COMMERCE DATE At least as early as 10/14/2016
GOODS AND/OR SERVICES SECTION (proposed)
INTERNATIONAL CLASS 021
TRACKED TEXT DESCRIPTION
Insulated containers for food or beverage for domestic use; coffee mugs; water bottles; water bottles sold empty.
FINAL DESCRIPTION
Insulated containers for food or beverage for domestic use; coffee mugs; water bottles sold empty.
FILING BASIS Section 1(a)
       FIRST USE ANYWHERE DATE At least as early as 10/14/2016
       FIRST USE IN COMMERCE DATE At least as early as 10/14/2016
       STATEMENT TYPE "The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce at least as early as the filing date of the application"[for an application based on Section 1(a), Use in Commerce] OR "The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce prior either to the filing of the Amendment to Allege Use or expiration of the filing deadline for filing a Statement of Use" [for an application based on Section 1(b) Intent-to-Use]. OR "The attached specimen is a true copy of the specimen that was originally submitted with the application, amendment to allege use, or statement of use" [for an illegible specimen].
       SPECIMEN FILE NAME(S)
       ORIGINAL PDF FILE SPU0-1-15115311-20190508173302023725_._Specimen_-_Class_21.pdf
       CONVERTED PDF FILE(S)
       (1 page)
\\TICRS\EXPORT17\IMAGEOUT17\882\688\88268881\xml6\ROA0025.JPG
       SPECIMEN DESCRIPTION excerpt from Applicant's website, functioning as an electronic display associated with the goods, showing the mark in association with a picture of the goods, and containing ordering information
SIGNATURE SECTION
DECLARATION SIGNATURE /Jami A. Gekas/
SIGNATORY'S NAME Jami Gekas
SIGNATORY'S POSITION Attorney of record, IL bar member
SIGNATORY'S PHONE NUMBER 312-832-4500
DATE SIGNED 05/08/2019
RESPONSE SIGNATURE /Lisa Valenti-Jordan/
SIGNATORY'S NAME Lisa Valenti-Jordan
SIGNATORY'S POSITION Attorney of Record, WI and CA bar member
SIGNATORY'S PHONE NUMBER 414-297-5346
DATE SIGNED 05/08/2019
AUTHORIZED SIGNATORY YES
FILING INFORMATION SECTION
SUBMIT DATE Mon May 13 17:56:48 EDT 2019
TEAS STAMP USPTO/ROA-XXX.XXX.X.X-201
90513175648944422-8826888
1-620b92d7421cc5b8cf33b33
9d687f53a18afba8aabcca8f2
a06ea8a3ea4f82a3ad-N/A-N/
A-20190508173302023725



Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1957 (Rev 10/2011)
OMB No. 0651-0050 (Exp 09/20/2020)

Response to Office Action


To the Commissioner for Trademarks:

Application serial no. 88268881 SMILE DIRECT CLUB(Standard Characters, see http://uspto.report/TM/88268881/mark.png) has been amended as follows:

ARGUMENT(S)
In response to the substantive refusal(s), please note the following:

Please see the actual argument text attached within the Evidence section.

EVIDENCE
Evidence in the nature of Arguments Exhibit A thereto has been attached.
Original PDF file:
evi_15115311-20190508151858489060_._SDC_word_mark_OAR_88268881_Cl._21.pdf
Converted PDF file(s) ( 8 pages)
Evidence-1
Evidence-2
Evidence-3
Evidence-4
Evidence-5
Evidence-6
Evidence-7
Evidence-8
Original PDF file:
evi_15115311-20190508151858489060_._Exhibit_A_-_compiled.pdf
Converted PDF file(s) ( 15 pages)
Evidence-1
Evidence-2
Evidence-3
Evidence-4
Evidence-5
Evidence-6
Evidence-7
Evidence-8
Evidence-9
Evidence-10
Evidence-11
Evidence-12
Evidence-13
Evidence-14
Evidence-15

CLASSIFICATION AND LISTING OF GOODS/SERVICES
Applicant proposes to amend the following class of goods/services in the application:
Current: Class 021 for Insulated containers for food or beverage for domestic use; coffee mugs; water bottles
Original Filing Basis:
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 10/14/2016 and first used in commerce at least as early as 10/14/2016 , and is now in use in such commerce.

Proposed:
Tracked Text Description: Insulated containers for food or beverage for domestic use; coffee mugs; water bottles; water bottles sold empty.Class 021 for Insulated containers for food or beverage for domestic use; coffee mugs; water bottles sold empty.
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 10/14/2016 and first used in commerce at least as early as 10/14/2016 , and is now in use in such commerce.
Applicant hereby submits one(or more) specimen(s) for Class 021 . The specimen(s) submitted consists of excerpt from Applicant's website, functioning as an electronic display associated with the goods, showing the mark in association with a picture of the goods, and containing ordering information .
"The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce at least as early as the filing date of the application"[for an application based on Section 1(a), Use in Commerce] OR "The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce prior either to the filing of the Amendment to Allege Use or expiration of the filing deadline for filing a Statement of Use" [for an application based on Section 1(b) Intent-to-Use]. OR "The attached specimen is a true copy of the specimen that was originally submitted with the application, amendment to allege use, or statement of use" [for an illegible specimen].
Original PDF file:
SPU0-1-15115311-20190508173302023725_._Specimen_-_Class_21.pdf
Converted PDF file(s) ( 1 page)
Specimen File1

SIGNATURE(S)
Declaration Signature

DECLARATION: The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that, if the applicant submitted the application or allegation of use (AOU) unsigned, all statements in the application or AOU and this submission based on the signatory's own knowledge are true, and all statements in the application or AOU and this submission made on information and belief are believed to be true.

STATEMENTS FOR UNSIGNED SECTION 1(a) APPLICATION/AOU: If the applicant filed an unsigned application under 15 U.S.C. §1051(a) or AOU under 15 U.S.C. §1051(c), the signatory additionally believes that: the applicant is the owner of the mark sought to be registered; the mark is in use in commerce and was in use in commerce as of the filing date of the application or AOU on or in connection with the goods/services/collective membership organization in the application or AOU; the original specimen(s), if applicable, shows the mark in use in commerce as of the filing date of the application or AOU on or in connection with the goods/services/collective membership organization in the application or AOU; for a collective trademark, collective service mark, collective membership mark application, or certification mark application, the applicant is exercising legitimate control over the use of the mark in commerce and was exercising legitimate control over the use of the mark in commerce as of the filing date of the application or AOU; for a certification mark application, the applicant is not engaged in the production or marketing of the goods/services to which the mark is applied, except to advertise or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant. To the best of the signatory's knowledge and belief, no other persons, except, if applicable, authorized users, members, and/or concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services/collective membership organization of such other persons, to cause confusion or mistake, or to deceive.

STATEMENTS FOR UNSIGNED SECTION 1(b)/SECTION 44 APPLICATION AND FOR SECTION 66(a) COLLECTIVE/CERTIFICATION MARK APPLICATION: If the applicant filed an unsigned application under 15 U.S.C. §§ 1051(b), 1126(d), and/or 1126(e), or filed a collective/certification mark application under 15 U.S.C. §1141f(a), the signatory additionally believes that: for a trademark or service mark application, the applicant is entitled to use the mark in commerce on or in connection with the goods/services specified in the application; the applicant has a bona fide intention to use the mark in commerce and had a bona fide intention to use the mark in commerce as of the application filing date; for a collective trademark, collective service mark, collective membership mark, or certification mark application, the applicant has a bona fide intention, and is entitled, to exercise legitimate control over the use of the mark in commerce and had a bona fide intention, and was entitled, to exercise legitimate control over the use of the mark in commerce as of the application filing date; the signatory is properly authorized to execute the declaration on behalf of the applicant; for a certification mark application, the applicant will not engage in the production or marketing of the goods/services to which the mark is applied, except to advertise or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant. To the best of the signatory's knowledge and belief, no other persons, except, if applicable, authorized users, members, and/or concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services/collective membership organization of such other persons, to cause confusion or mistake, or to deceive.



Signature: /Jami A. Gekas/      Date: 05/08/2019
Signatory's Name: Jami Gekas
Signatory's Position: Attorney of record, IL bar member
Signatory's Phone Number: 312-832-4500


Response Signature
Signature: /Lisa Valenti-Jordan/     Date: 05/08/2019
Signatory's Name: Lisa Valenti-Jordan
Signatory's Position: Attorney of Record, WI and CA bar member

Signatory's Phone Number: 414-297-5346

The signatory has confirmed that he/she is an attorney who is a member in good standing of the bar of the highest court of a U.S. state, which includes the District of Columbia, Puerto Rico, and other federal territories and possessions; and he/she is currently the owner's/holder's attorney or an associate thereof; and to the best of his/her knowledge, if prior to his/her appointment another U.S. attorney or a Canadian attorney/agent not currently associated with his/her company/firm previously represented the owner/holder in this matter: (1) the owner/holder has filed or is concurrently filing a signed revocation of or substitute power of attorney with the USPTO; (2) the USPTO has granted the request of the prior representative to withdraw; (3) the owner/holder has filed a power of attorney appointing him/her in this matter; or (4) the owner's/holder's appointed U.S. attorney or Canadian attorney/agent has filed a power of attorney appointing him/her as an associate attorney in this matter.

        
Serial Number: 88268881
Internet Transmission Date: Mon May 13 17:56:48 EDT 2019
TEAS Stamp: USPTO/ROA-XXX.XXX.X.X-201905131756489444
22-88268881-620b92d7421cc5b8cf33b339d687
f53a18afba8aabcca8f2a06ea8a3ea4f82a3ad-N
/A-N/A-20190508173302023725


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