LIQUIDITY CLOUD
Broadridge Fixed Income Liquidity Solutions, LLC
Mark For: LIQUIDITY CLOUD® trademark registration is intended to cover the categories of
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| Serial Number | 88247461 |
| Registration Number | 6166052 |
| Mark Literal Elements | LIQUIDITY CLOUD |
| Mark Drawing Type | 4 - STANDARD CHARACTER MARK |
| Mark Type | SERVICE MARK |
| Register | July 17, 2020 |
| Current Location | PUBLICATION AND ISSUE SECTION 2020-09-29 |
| Basis | 1(a) |
| Class Status | ACTIVE |
| Primary US Classes |
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| Primary International Class |
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| Filed Use | No |
| Current Use | Yes |
| Intent To Use | No |
| Filed ITU | Yes |
| 44D Filed | No |
| 44E Current | No |
| 66A Current | No |
| Current Basis | No |
| No Basis | No |
| Attorney Name | Daniel I. Schloss |
| Attorney Docket Number | 104424010100 |
Timeline
| 2019-01-02 | Application Filed |
| 2019-01-05 | Location: NEW APPLICATION PROCESSING |
| 2019-01-05 | Status: Live/Pending |
| 2019-01-08 | Transaction Date |
| 2020-06-01 | Date of First Use |
| 2020-06-01 | Date of Use In Commerce |
| 2020-09-29 | Location: PUBLICATION AND ISSUE SECTION |
| 2020-09-29 | Status: Registered. The registration date is used to determine when post-registration maintenance documents are due. |
| 2020-09-29 | Trademark Registered |
Trademark Parties (Applicants & Owners)
| Party: |  Broadridge Fixed Income Liquidity Solutions, LLC |
| Address | 5 Dakota Drive Lake Success, NEW YORK UNITED STATES 11042 |
| Legal Entity Type | Limited Liability Company |
| Legal Entity State | DELAWARE |
Documents
 Drawing | JPEG | 2019-01-02 |
 TEAS RF New Application | MULTI | 2019-01-02 |
| Offc Action Outgoing | MULTI | 2019-03-22 |
| XSearch Search Summary | XML | 2019-03-22 |
| Response to Office Action | MULTI | 2019-09-23 |
| Amendment and Mail Process Complete | MULTI | 2019-10-04 |
| Offc Action Outgoing | MULTI | 2019-10-16 |
| TEAS Request Reconsideration after FOA | MULTI | 2020-04-14 |
| Amendment and Mail Process Complete | MULTI | 2020-04-17 |
| Reconsideration Letter | MULTI | 2020-05-06 |
| Amendment to Allege Use | MULTI | 2020-07-17 |
| Specimen | JPEG | 2020-07-17 |
| TEAS Request Reconsideration after FOA | XML | 2020-07-17 |
| AAU Processing Complete | APPLICATION/XML,IMAGE/JPEG | 2020-07-21 |
| Amendment and Mail Process Complete | APPLICATION/XML,IMAGE/JPEG | 2020-07-21 |
| XSearch Search Summary | XML | 2020-08-17 |
| Notice of Acceptance of AAU | XML | 2020-08-18 |
| TRAM Snapshot of App at Pub for Oppostn | MULTI | 2020-08-18 |
| Publication & Issue Review Complete | MULTI | 2020-08-25 |
| Registration Certificate | 2020-09-29 |
Attorney of Record
Good, Services, and Codes
IC 042. US 100 101. G & S: platform as a service (PaaS) featuring software platforms used to monitor, initiate, track, and participate in the trading of corporate bonds through a competitive bidding protocol. FIRST USE: 20200600. FIRST USE IN COMMERCE: 20200600
| International Codes: | 42 |
| U.S. Codes: | 100,101 |
| Type Code | Type |
|---|---|
| GS0421 | Feature of software platform used to monitor, initiate, track, and participate in the trading of corporate bonds |
| GS0421 | platform as a service (PaaS) featuring software platforms used to monitor, initiate, track, and participate in the trading of corporate bonds through a competitive bidding protocol |
Trademark Filing History
| Description | Date | Proceeding Number |
|---|---|---|
| REGISTERED-SUPPLEMENTAL REGISTER | 2020-09-29 | |
| LAW OFFICE PUBLICATION REVIEW COMPLETED | 2020-08-24 | 70633 |
| NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED | 2020-08-18 | |
| USE AMENDMENT ACCEPTED | 2020-08-17 | 74304 |
| EXPARTE APPEAL TERMINATED | 2020-08-17 | 247461 |
| APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER | 2020-08-17 | |
| JURISDICTION RESTORED TO EXAMINING ATTORNEY | 2020-08-13 | 247461 |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2020-07-20 | 70633 |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2020-07-20 | 70633 |
| USE AMENDMENT FILED | 2020-07-18 | 88889 |
| AMENDMENT TO USE PROCESSING COMPLETE | 2020-07-18 | 88889 |
| TEAS REQUEST FOR RECONSIDERATION RECEIVED | 2020-07-17 | |
| TEAS AMENDMENT OF USE RECEIVED | 2020-07-17 | |
| NOTIFICATION OF ACTION DENYING REQ FOR RECON E-MAILED | 2020-05-06 | |
| ACTION DENYING REQ FOR RECON E-MAILED | 2020-05-06 | |
| ACTION CONTINUING FINAL - COMPLETED | 2020-05-06 | 74304 |
| ASSIGNED TO EXAMINER | 2020-04-28 | 74304 |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2020-04-16 | 70633 |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2020-04-16 | 70633 |
| TEAS REQUEST FOR RECONSIDERATION RECEIVED | 2020-04-14 | |
| JURISDICTION RESTORED TO EXAMINING ATTORNEY | 2020-04-14 | 247461 |
| EXPARTE APPEAL RECEIVED AT TTAB | 2020-04-14 | |
| EX PARTE APPEAL-INSTITUTED | 2020-04-14 | 247461 |
| NOTIFICATION OF FINAL REFUSAL EMAILED | 2019-10-16 | |
| FINAL REFUSAL WRITTEN | 2019-10-16 | 81111 |
| FINAL REFUSAL E-MAILED | 2019-10-16 | |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2019-10-03 | 70633 |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2019-10-03 | 70633 |
| ASSIGNED TO LIE | 2019-09-30 | 70633 |
| TEAS RESPONSE TO OFFICE ACTION RECEIVED | 2019-09-23 | |
| NOTIFICATION OF NON-FINAL ACTION E-MAILED | 2019-03-22 | 6325 |
| NON-FINAL ACTION WRITTEN | 2019-03-22 | 81111 |
| NON-FINAL ACTION E-MAILED | 2019-03-22 | 6325 |
| ASSIGNED TO EXAMINER | 2019-03-20 | 81111 |
| NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM | 2019-01-23 | |
| NEW APPLICATION ENTERED IN TRAM | 2019-01-05 |
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