Response to Office Action

PROFILE

Broadridge Financial Solutions, Inc.

Response to Office Action

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1957 (Rev 10/2011)
OMB No. 0651-0050 (Exp 09/20/2020)

Response to Office Action


The table below presents the data as entered.

Input Field
Entered
SERIAL NUMBER 88200905
LAW OFFICE ASSIGNED LAW OFFICE 116
MARK SECTION
MARK http://uspto.report/TM/88200905/mark.png
LITERAL ELEMENT PROFILE
STANDARD CHARACTERS YES
USPTO-GENERATED IMAGE YES
MARK STATEMENT The mark consists of standard characters, without claim to any particular font style, size or color.
GOODS AND/OR SERVICES SECTION (current)
INTERNATIONAL CLASS 042
DESCRIPTION
non-downloadable software used to facilitate electronic preparation and filing of documents with the Securities and Exchange Commission
FILING BASIS Section 1(a)
        FIRST USE ANYWHERE DATE At least as early as 01/15/2015
        FIRST USE IN COMMERCE DATE At least as early as 01/15/2015
GOODS AND/OR SERVICES SECTION (proposed)
INTERNATIONAL CLASS 042
TRACKED TEXT DESCRIPTION
non-downloadable software used to facilitate electronic preparation and filing of documents with the Securities and Exchange Commission; Providing temporary use of online, non-downloadable software used to facilitate electronic preparation and filing of documents with the Securities and Exchange Commission
FINAL DESCRIPTION
Providing temporary use of online, non-downloadable software used to facilitate electronic preparation and filing of documents with the Securities and Exchange Commission
FILING BASIS Section 1(a)
       FIRST USE ANYWHERE DATE At least as early as 01/15/2015
       FIRST USE IN COMMERCE DATE At least as early as 01/15/2015
ADDITIONAL STATEMENTS SECTION
SIGNIFICANCE OF MARK PROFILE appearing in the mark has no significance nor is it a term of art in the relevant trade or industry or as used in connection with the goods/services/collective membership organization listed in the application, or any geographical significance.
ATTORNEY SECTION (current)
NAME Daniel I. Schloss
ATTORNEY BAR MEMBERSHIP NUMBER NOT SPECIFIED
YEAR OF ADMISSION NOT SPECIFIED
U.S. STATE/ COMMONWEALTH/ TERRITORY NOT SPECIFIED
FIRM NAME GREENBERG TRAURIG, LLP
STREET 200 PARK AVENUE, 38TH FLOOR
CITY NEW YORK
STATE New York
POSTAL CODE 10166
COUNTRY US
PHONE 212-801-2256
FAX 212-805-5571
EMAIL schlossd@gtlaw.com
AUTHORIZED TO COMMUNICATE VIA EMAIL Yes
DOCKET/REFERENCE NUMBER 104424010100
ATTORNEY SECTION (proposed)
NAME Daniel I. Schloss
ATTORNEY BAR MEMBERSHIP NUMBER XXX
YEAR OF ADMISSION XXXX
U.S. STATE/ COMMONWEALTH/ TERRITORY XX
FIRM NAME GREENBERG TRAURIG, LLP
STREET 200 PARK AVENUE, 38TH FLOOR
CITY NEW YORK
STATE New York
POSTAL CODE 10166
COUNTRY United States
PHONE 212-801-2256
FAX 212-805-5571
EMAIL schlossd@gtlaw.com
AUTHORIZED TO COMMUNICATE VIA EMAIL Yes
DOCKET/REFERENCE NUMBER 104424010100
OTHER APPOINTED ATTORNEY Alan N. Sutin, Masahiro Noda, Arsha Hasan
CORRESPONDENCE SECTION (current)
NAME DANIEL I. SCHLOSS
FIRM NAME GREENBERG TRAURIG, LLP
STREET 200 PARK AVENUE, 38TH FLOOR
CITY NEW YORK
STATE New York
POSTAL CODE 10166
COUNTRY US
PHONE 212-801-2256
FAX 212-805-5571
EMAIL schlossd@gtlaw.com; nytmdkt@gtlaw.com; biancoc@gtlaw.com; akersb@gtlaw.com
AUTHORIZED TO COMMUNICATE VIA EMAIL Yes
DOCKET/REFERENCE NUMBER 104424010100
CORRESPONDENCE SECTION (proposed)
NAME Daniel I. Schloss
FIRM NAME GREENBERG TRAURIG, LLP
STREET 200 PARK AVENUE, 38TH FLOOR
CITY NEW YORK
STATE New York
POSTAL CODE 10166
COUNTRY United States
PHONE 212-801-2256
FAX 212-805-5571
EMAIL schlossd@gtlaw.com; biancoc@gtlaw.com; akersb@gtlaw.com; nytmdkt@gtlaw.com
AUTHORIZED TO COMMUNICATE VIA EMAIL Yes
DOCKET/REFERENCE NUMBER 104424010100
SIGNATURE SECTION
RESPONSE SIGNATURE /Daniel I. Schloss/
SIGNATORY'S NAME Daniel I. Schloss
SIGNATORY'S POSITION Attorney for Applicant, NY bar member
SIGNATORY'S PHONE NUMBER 212-801-2256
DATE SIGNED 09/03/2019
AUTHORIZED SIGNATORY YES
FILING INFORMATION SECTION
SUBMIT DATE Tue Sep 03 09:21:52 EDT 2019
TEAS STAMP USPTO/ROA-XX.XX.XX.XXX-20
190903092152424052-882009
05-610fb52be225fe6da49419
5555c63c6dfd57d5292f26c72
3ff7a51bbe8facbc6-N/A-N/A
-20190903091744823958



Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1957 (Rev 10/2011)
OMB No. 0651-0050 (Exp 09/20/2020)

Response to Office Action


To the Commissioner for Trademarks:

Application serial no. 88200905 PROFILE(Standard Characters, see http://uspto.report/TM/88200905/mark.png) has been amended as follows:

CLASSIFICATION AND LISTING OF GOODS/SERVICES

Applicant proposes to amend the following class of goods/services in the application:
Current: Class 042 for non-downloadable software used to facilitate electronic preparation and filing of documents with the Securities and Exchange Commission
Original Filing Basis:
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 01/15/2015 and first used in commerce at least as early as 01/15/2015 , and is now in use in such commerce.

Proposed:
Tracked Text Description: non-downloadable software used to facilitate electronic preparation and filing of documents with the Securities and Exchange Commission; Providing temporary use of online, non-downloadable software used to facilitate electronic preparation and filing of documents with the Securities and Exchange CommissionClass 042 for Providing temporary use of online, non-downloadable software used to facilitate electronic preparation and filing of documents with the Securities and Exchange Commission
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 01/15/2015 and first used in commerce at least as early as 01/15/2015 , and is now in use in such commerce.
The applicant's current attorney information: Daniel I. Schloss. Daniel I. Schloss of GREENBERG TRAURIG, LLP, is located at

      200 PARK AVENUE, 38TH FLOOR
      NEW YORK, New York 10166
      US
The docket/reference number is 104424010100.

The phone number is 212-801-2256.

The fax number is 212-805-5571.

The email address is schlossd@gtlaw.com

The applicants proposed attorney information: Daniel I. Schloss. Other appointed attorneys are Alan N. Sutin, Masahiro Noda, Arsha Hasan. Daniel I. Schloss of GREENBERG TRAURIG, LLP, is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, and the attorney(s) is located at

      200 PARK AVENUE, 38TH FLOOR
      NEW YORK, New York 10166
      United States
The docket/reference number is 104424010100.

The phone number is 212-801-2256.

The fax number is 212-805-5571.

The email address is schlossd@gtlaw.com

Daniel I. Schloss submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S. Commonwealth or territory.
The applicant's current correspondence information: DANIEL I. SCHLOSS. DANIEL I. SCHLOSS of GREENBERG TRAURIG, LLP, is located at

      200 PARK AVENUE, 38TH FLOOR
      NEW YORK, New York 10166
      US
The docket/reference number is 104424010100.

The phone number is 212-801-2256.

The fax number is 212-805-5571.

The email address is schlossd@gtlaw.com; nytmdkt@gtlaw.com; biancoc@gtlaw.com; akersb@gtlaw.com

The applicants proposed correspondence information: Daniel I. Schloss. Daniel I. Schloss of GREENBERG TRAURIG, LLP, is located at

      200 PARK AVENUE, 38TH FLOOR
      NEW YORK, New York 10166
      United States
The docket/reference number is 104424010100.

The phone number is 212-801-2256.

The fax number is 212-805-5571.

The email address is schlossd@gtlaw.com; biancoc@gtlaw.com; akersb@gtlaw.com; nytmdkt@gtlaw.com

ADDITIONAL STATEMENTS
Significance of wording, letter(s), or numeral(s)
PROFILE appearing in the mark has no significance nor is it a term of art in the relevant trade or industry or as used in connection with the goods/services/collective membership organization listed in the application, or any geographical significance.


SIGNATURE(S)
Response Signature
Signature: /Daniel I. Schloss/     Date: 09/03/2019
Signatory's Name: Daniel I. Schloss
Signatory's Position: Attorney for Applicant, NY bar member

Signatory's Phone Number: 212-801-2256

The signatory has confirmed that he/she is a U.S.-licensed attorney who is an active member in good standing of the bar of the highest court of a U.S. state (including the District of Columbia and any U.S. Commonwealth or territory); and he/she is currently the owner's/holder's attorney or an associate thereof; and to the best of his/her knowledge, if prior to his/her appointment another U.S.-licensed attorney not currently associated with his/her company/firm previously represented the owner/holder in this matter: the owner/holder has revoked their power of attorney by a signed revocation or substitute power of attorney with the USPTO; the USPTO has granted that attorney's withdrawal request; the owner/holder has filed a power of attorney appointing him/her in this matter; or the owner's/holder's appointed U.S.-licensed attorney has filed a power of attorney appointing him/her as an associate attorney in this matter.

Mailing Address:    DANIEL I. SCHLOSS
   GREENBERG TRAURIG, LLP
   
   200 PARK AVENUE, 38TH FLOOR
   NEW YORK, New York 10166
Mailing Address:    Daniel I. Schloss
   GREENBERG TRAURIG, LLP
   200 PARK AVENUE, 38TH FLOOR
   NEW YORK, New York 10166
        
Serial Number: 88200905
Internet Transmission Date: Tue Sep 03 09:21:52 EDT 2019
TEAS Stamp: USPTO/ROA-XX.XX.XX.XXX-20190903092152424
052-88200905-610fb52be225fe6da494195555c
63c6dfd57d5292f26c723ff7a51bbe8facbc6-N/
A-N/A-20190903091744823958



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