To: | ETF Managers Group LLC (rachel@santarlaslaw.com) |
Subject: | U.S. TRADEMARK APPLICATION NO. 88177806 - RISE - 1024/1/6 |
Sent: | 2/14/2019 8:18:37 PM |
Sent As: | ECOM107@USPTO.GOV |
Attachments: |
UNITED STATES PATENT AND TRADEMARK OFFICE (USPTO)
OFFICE ACTION (OFFICIAL LETTER) ABOUT APPLICANT’S TRADEMARK APPLICATION
U.S. APPLICATION SERIAL NO. 88177806
MARK: RISE
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CORRESPONDENT ADDRESS: |
GENERAL TRADEMARK INFORMATION: http://www.gov.uspto.report/trademarks/index.jsp
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APPLICANT: ETF Managers Group LLC
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CORRESPONDENT’S REFERENCE/DOCKET NO: CORRESPONDENT E-MAIL ADDRESS: |
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EXAMINER’S AMENDMENT
ISSUE/MAILING DATE: 2/14/2019
DATABASE SEARCH: The trademark examining attorney has searched the USPTO’s database of registered and pending marks and has found no conflicting marks that would bar registration under Trademark Act Section 2(d). TMEP §704.02; see 15 U.S.C. §1052(d).
APPLICATION HAS BEEN AMENDED: In accordance with the authorization granted by applicant’s attorney, Rachel C. Santarlas, on February 13, 2019, the trademark examining attorney has amended the application as indicated below. Please advise the undersigned immediately of any objections. Otherwise, no response is necessary. TMEP §707. Any amendments to the identification of goods and/or services may clarify or limit the goods and/or services, but may not add to or broaden the scope of the goods and/or services. 37 C.F.R. §2.71(a); see TMEP §§1402.06 et seq.
The identification of services is amended to read as follows: “Providing exchange-traded fund services in the nature of exchange traded funds brokerage and investment; Management of exchange-traded funds that track select groups of securities; Operation, creation and management of exchange-traded funds; Exchange-traded fund consultation services, advisory services, investment services, planning services, development services, research services and analysis services; Providing financial information; Providing financial information in the field of finance, financial investments and exchange-traded funds; Providing information, commentary and advice in the field of finance, financial investments, financial valuations and exchange-traded funds; Providing financial information via a website; Providing investors with financial information; Financial information; Providing financial brokerage and investment services with respect to securities and other financial instruments and products, namely, exchange-traded funds; Providing financial services with respect to securities and other financial instruments and products, namely, providing financial market news and commentary; Financial evaluation, tracking, analysis, consultancy, advisory and research services relating to securities and other financial instruments; Information, advisory, consultancy and research services relating to finance and investments; Management of portfolios of transferable securities; Financial planning and investment advisory services; Investment management in the fields of exchange-traded funds; Issuance and provision of financial products and investment products in the nature of exchange-traded funds; Creation, management, issuance and provision of securities portfolios.” See TMEP §§1402.01, 1402.01(e).
/Elizabeth N. Kajubi/
Examining Attorney
Law Office 107
(571) 272-2727
elizabeth.kajubi@uspto.gov
PERIODICALLY CHECK THE STATUS OF THE APPLICATION: To ensure that applicant does not miss crucial deadlines or official notices, check the status of the application every three to four months using the Trademark Status and Document Retrieval (TSDR) system at http://tsdr.gov.uspto.report/. Please keep a copy of the TSDR status screen. If the status shows no change for more than six months, contact the Trademark Assistance Center by e-mail at TrademarkAssistanceCenter@uspto.gov or call 1-800-786-9199. For more information on checking status, see http://www.gov.uspto.report/trademarks/process/status/.
TO UPDATE CORRESPONDENCE/E-MAIL ADDRESS: Use the Trademark Electronic Application System (TEAS) form at http://www.gov.uspto.report/trademarks/teas/correspondence.jsp.