Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1478 (Rev 09/2006)
OMB No. 0651-0009 (Exp 02/28/2021)

Trademark/Service Mark Application, Principal Register

Serial Number: 88159507
Filing Date: 10/17/2018

The table below presents the data as entered.

Input Field
Entered
SERIAL NUMBER88159507
MARK INFORMATION
*MARKRATE HIKE REFUGE
STANDARD CHARACTERS YES
USPTO-GENERATED IMAGE YES
LITERAL ELEMENTRATE HIKE REFUGE
MARK STATEMENTThe mark consists of standard characters, without claim to any particular font style, size, or color.
REGISTER Principal
APPLICANT INFORMATION
*OWNER OF MARKStash Financial, Inc.
*STREET19 West 22nd Street, 12th Floor
*CITYNew York
*STATE
(Required for U.S. applicants)
New York
*COUNTRYUnited States
*ZIP/POSTAL CODE
(Required for U.S. and certain international addresses)
10010
LEGAL ENTITY INFORMATION
TYPEcorporation
STATE/COUNTRY OF INCORPORATION Delaware
GOODS AND/OR SERVICES AND BASIS INFORMATION
INTERNATIONAL CLASS042 
*IDENTIFICATIONPlatform as a service (PAAS) featuring computer software platforms for financial services, namely, providing an online platform for accessing, reviewing, selecting and allocating funds to investments, exchange-traded funds, equity securities and/or fixed-income instruments
FILING BASISSECTION 1(a)
       FIRST USE ANYWHERE DATEAt least as early as 04/02/2018
       FIRST USE IN COMMERCE DATEAt least as early as 04/02/2018
       SPECIMEN FILE NAME(S)\\TICRS\EXPORT17\IMAGEOUT 17\881\595\88159507\xml1\ RFA0003.JPG
       SPECIMEN DESCRIPTIONpromotional material
ATTORNEY INFORMATION
NAME Michael J. Bevilacqua, Esquire
ATTORNEY DOCKET NUMBER 2214.094.121
FIRM NAME Wilmer Cutler Pickering Hale and Dorr LLP
STREET 60 State Street
CITY Boston
STATE Massachusetts
COUNTRY United States
ZIP/POSTAL CODE 02109
PHONE 617-526-6448
FAX 617-526-5000
EMAIL ADDRESS whiptrademark@wilmerhale.com
AUTHORIZED TO COMMUNICATE VIA EMAIL Yes
OTHER APPOINTED ATTORNEY Barbara A. Barakat, Esquire, Donald R. Steinberg, Esquire and John V. Hobgood, Esquire
CORRESPONDENCE INFORMATION
NAME Michael J. Bevilacqua, Esquire
FIRM NAMEWilmer Cutler Pickering Hale and Dorr LLP
STREET60 State Street
CITYBoston
STATEMassachusetts
COUNTRYUnited States
ZIP/POSTAL CODE02109
PHONE 617-526-6448
FAX 617-526-5000
*EMAIL ADDRESSwhiptrademark@wilmerhale.com; michael.bevilacqua@wilmerhale.com
*AUTHORIZED TO COMMUNICATE VIA EMAIL Yes
FEE INFORMATION
APPLICATION FILING OPTIONTEAS RF
NUMBER OF CLASSES1
APPLICATION FOR REGISTRATION PER CLASS275
*TOTAL FEE DUE275
*TOTAL FEE PAID275
SIGNATURE INFORMATION
SIGNATURE /meredith smith/
SIGNATORY'S NAME Meredith Smith
SIGNATORY'S POSITION Vice President, Head of Legal and Compliance
SIGNATORY'S PHONE NUMBER 000-000-0000
DATE SIGNED 10/17/2018



Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1478 (Rev 09/2006)
OMB No. 0651-0009 (Exp 02/28/2021)


Trademark/Service Mark Application, Principal Register

Serial Number: 88159507
Filing Date: 10/17/2018

To the Commissioner for Trademarks:

MARK: RATE HIKE REFUGE (Standard Characters, see mark)
The literal element of the mark consists of RATE HIKE REFUGE.
The mark consists of standard characters, without claim to any particular font style, size, or color.

The applicant, Stash Financial, Inc., a corporation of Delaware, having an address of
      19 West 22nd Street, 12th Floor
      New York, New York 10010
      United States

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

       International Class 042:  Platform as a service (PAAS) featuring computer software platforms for financial services, namely, providing an online platform for accessing, reviewing, selecting and allocating funds to investments, exchange-traded funds, equity securities and/or fixed-income instruments

In International Class 042, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 04/02/2018, and first used in commerce at least as early as 04/02/2018, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) promotional material.
Specimen File1


The applicant's current Attorney Information:
      Michael J. Bevilacqua, Esquire and Barbara A. Barakat, Esquire, Donald R. Steinberg, Esquire and John V. Hobgood, Esquire of Wilmer Cutler Pickering Hale and Dorr LLP      60 State Street
      Boston, Massachusetts 02109
      United States
      617-526-6448(phone)
      617-526-5000(fax)
      whiptrademark@wilmerhale.com (authorized)
The attorney docket/reference number is 2214.094.121.
The applicant's current Correspondence Information:
      Michael J. Bevilacqua, Esquire
      Wilmer Cutler Pickering Hale and Dorr LLP
      60 State Street
      Boston, Massachusetts 02109
      617-526-6448(phone)
      617-526-5000(fax)
      whiptrademark@wilmerhale.com;michael.bevilacqua@wilmerhale.com (authorized)
E-mail Authorization: I authorize the USPTO to send e-mail correspondence concerning the application to the applicant, the applicant's attorney, or the applicant's domestic representative at the e-mail address provided in this application. I understand that a valid e-mail address must be maintained and that the applicant or the applicant's attorney must file the relevant subsequent application-related submissions via the Trademark Electronic Application System (TEAS). Failure to do so will result in the loss of TEAS Reduced Fee status and a requirement to submit an additional processing fee of $125 per international class of goods/services.

A fee payment in the amount of $275 has been submitted with the application, representing payment for 1 class(es).

Declaration

Declaration Signature

Signature: /meredith smith/   Date: 10/17/2018
Signatory's Name: Meredith Smith
Signatory's Position: Vice President, Head of Legal and Compliance
Payment Sale Number: 88159507
Payment Accounting Date: 10/18/2018

Serial Number: 88159507
Internet Transmission Date: Wed Oct 17 23:44:45 EDT 2018
TEAS Stamp: USPTO/BAS-XX.XXX.XXX.XX-2018101723444580
0491-88159507-610b9a9287378d6b0acd75bc32
a99131987847ea67e8d8ba3979f4836d2377236b
-CC-7787-20181016001613379695