TEAS RF New Application

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

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Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

Trademark/Service Mark Application, Principal Register

Serial Number: 88152709

Filing Date: 10/12/2018

To the Commissioner for Trademarks:

MARK: spikes (stylized and/or with design, see mark)

The literal element of the mark consists of spikes.
The applicant is not claiming color as a feature of the mark. The mark consists of the word "spikes" in bold lower case letters with a line break in the "s," a line break in the bottom part of the letter "p" and a line break through the "i" and "k." The line breaks through the "p", "i" and "k" line up with each other diagonally, and the bottom part of the letter "p" extends lower than the rest of the word "spikes".
The applicant, T3I Pty Ltd, a limited liability company legally organized under the laws of Australia, having an address of
      Suite 504, Level 5, 25 Bligh Street
      Sydney 2000
      Australia

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

       International Class 035:  Providing a financial volatility index
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.

       International Class 036:  Financial services, namely, the trading of options and futures on indices, exchange services featuring index options and futures contracts in the United States and overseas securities markets; calculating market volatility for trading financial products, namely, compiling and analyzing statistics, data and other sources of information for financial purposes; providing information regarding the trading of financial instruments through electronic and print media
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.



The applicant's current Attorney Information:
      Kristine M. Young and Amr O. Aly, Michael D. Adams, Richard M. Assmus, Melissa Anyetei, Joseph Mahoney, Vera Nackovic, Erick Palmer, Deborah Schavey Ruff, Guy Barcelona, Andrea Hintz, Priya Desai of Mayer Brown LLP      P.O. Box 2828
      Chicago, Illinois 60690-2828
      United States
      IPDocket@mayerbrown.com (authorized)

The applicant's current Correspondence Information:

Kristine M. Young

Mayer Brown LLP

P.O. Box 2828

Chicago, Illinois 60690-2828

IPDocket@mayerbrown.com (authorized) E-mail Authorization: I authorize the USPTO to send e-mail correspondence concerning the application to the applicant, the applicant's attorney, or the applicant's domestic representative at the e-mail address provided in this application. I understand that a valid e-mail address must be maintained and that the applicant or the applicant's attorney must file the relevant subsequent application-related submissions via the Trademark Electronic Application System (TEAS). Failure to do so will result in the loss of TEAS Reduced Fee status and a requirement to submit an additional processing fee of $125 per international class of goods/services.

A fee payment in the amount of $550 has been submitted with the application, representing payment for 2 class(es).

Declaration

	Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a): The signatory believes that the applicant is the owner of the trademark/service mark sought to be registered; The mark is in use in commerce on or in connection with the goods/services in the application; The specimen(s) shows the mark as used on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate. And/Or If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e): The signatory believes that the applicant is entitled to use the mark in commerce; The applicant has a bona fide intention to use the mark in commerce on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.
	To the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive.
	To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
	The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Declaration Signature

Signature: /Kristine M. Young/   Date: 10/12/2018
Signatory's Name: Kristine M. Young
Signatory's Position: Attorney of record, Illinois bar member
Payment Sale Number: 88152709
Payment Accounting Date: 10/12/2018

Serial Number: 88152709
Internet Transmission Date: Fri Oct 12 11:28:04 EDT 2018
TEAS Stamp: USPTO/BAS-XXX.XX.XXX.X-20181012112804642
978-88152709-61088841d8e22c6aa97eeeb67fb
79a8e6240cc5526a83691964d24455449744c3-D
A-9197-20181012111811995584