Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1478 (Rev 09/2006)
OMB No. 0651-0009 (Exp 02/28/2021)

Trademark/Service Mark Application, Principal Register

Serial Number: 88149529
Filing Date: 10/10/2018

The table below presents the data as entered.

Input Field
Entered
SERIAL NUMBER88149529
MARK INFORMATION
*MARK\\TICRS\EXPORT17\IMAGEOUT 17\881\495\88149529\xml1\ RFA0002.JPG
SPECIAL FORM YES
USPTO-GENERATED IMAGE NO
COLOR MARK NO
*DESCRIPTION OF THE MARK
(and Color Location, if applicable)
The mark consists of three overlapping ovals.
PIXEL COUNT ACCEPTABLE YES
PIXEL COUNT250 x 307
REGISTER Principal
APPLICANT INFORMATION
*OWNER OF MARKClearpool Group Inc.
*STREET17 State Street, Suite 3801
*CITYNew York
*STATE
(Required for U.S. applicants)
New York
*COUNTRYUnited States
*ZIP/POSTAL CODE
(Required for U.S. and certain international addresses)
10004
LEGAL ENTITY INFORMATION
TYPEcorporation
STATE/COUNTRY OF INCORPORATION Delaware
GOODS AND/OR SERVICES AND BASIS INFORMATION
INTERNATIONAL CLASS036 
*IDENTIFICATIONElectronic trading services. Managing the configuration of algorithms and the customization of routing protocols for electronic trading. Providing real-time and historical trade analytics and researching, planning, and executing electronic trades
FILING BASISSECTION 1(a)
       FIRST USE ANYWHERE DATEAt least as early as 01/00/2017
       FIRST USE IN COMMERCE DATEAt least as early as 01/00/2017
       SPECIMEN FILE NAME(S)\\TICRS\EXPORT17\IMAGEOUT 17\881\495\88149529\xml1\ RFA0003.JPG
       SPECIMEN DESCRIPTIONwebpage bearing the mark
INTERNATIONAL CLASS042 
*IDENTIFICATIONSoftware as a service (SAAS) services featuring software for electronic trading. Software as a service (SAAS) services featuring software to manage the configuration of algorithms and the customization of routing protocols for electronic trading. Software as a service (SAAS) services featuring software for real-time and historical trade analytics and for researching, planning, and executing electronic trades.
FILING BASISSECTION 1(a)
       FIRST USE ANYWHERE DATEAt least as early as 01/00/2017
       FIRST USE IN COMMERCE DATEAt least as early as 01/00/2017
       SPECIMEN FILE NAME(S)\\TICRS\EXPORT17\IMAGEOUT 17\881\495\88149529\xml1\ RFA0004.JPG
       \\TICRS\EXPORT17\IMAGEOUT 17\881\495\88149529\xml1\ RFA0005.JPG
       SPECIMEN DESCRIPTIONwebpages bearing the mark
ATTORNEY INFORMATION
NAME Jacqueline Zion
ATTORNEY DOCKET NUMBER T-582070-US
FIRM NAME Pearl Cohen Zedek Latzer Baratz LLP
STREET 1500 Broadway, 12th FL
CITY New York
STATE New York
COUNTRY United States
ZIP/POSTAL CODE 10036
PHONE 646-878-0800
FAX 646-878-0801
EMAIL ADDRESS tm-uspto@pearlcohen.com
AUTHORIZED TO COMMUNICATE VIA EMAIL Yes
OTHER APPOINTED ATTORNEY Todd J. Braverman and Dor Cohen Zedek
CORRESPONDENCE INFORMATION
NAME Jacqueline Zion
FIRM NAMEPearl Cohen Zedek Latzer Baratz LLP
STREET1500 Broadway, 12th FL
CITYNew York
STATENew York
COUNTRYUnited States
ZIP/POSTAL CODE10036
PHONE 646-878-0800
FAX 646-878-0801
*EMAIL ADDRESStm-uspto@pearlcohen.com; jzion@pearlcohen.com
*AUTHORIZED TO COMMUNICATE VIA EMAIL Yes
FEE INFORMATION
APPLICATION FILING OPTIONTEAS RF
NUMBER OF CLASSES2
APPLICATION FOR REGISTRATION PER CLASS275
*TOTAL FEE DUE550
*TOTAL FEE PAID550
SIGNATURE INFORMATION
SIGNATURE /JZ/
SIGNATORY'S NAME Jacqueline Zion
SIGNATORY'S POSITION Attorney (NY bar member)
SIGNATORY'S PHONE NUMBER 646-878-0800
DATE SIGNED 10/10/2018



Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1478 (Rev 09/2006)
OMB No. 0651-0009 (Exp 02/28/2021)


Trademark/Service Mark Application, Principal Register

Serial Number: 88149529
Filing Date: 10/10/2018

To the Commissioner for Trademarks:

MARK: (Stylized and/or Design, see mark)
The mark consists of three overlapping ovals.
The applicant, Clearpool Group Inc., a corporation of Delaware, having an address of
      17 State Street, Suite 3801
      New York, New York 10004
      United States

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

       International Class 036:  Electronic trading services. Managing the configuration of algorithms and the customization of routing protocols for electronic trading. Providing real-time and historical trade analytics and researching, planning, and executing electronic trades

In International Class 036, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 01/00/2017, and first used in commerce at least as early as 01/00/2017, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) webpage bearing the mark.
Specimen File1

       International Class 042:  Software as a service (SAAS) services featuring software for electronic trading. Software as a service (SAAS) services featuring software to manage the configuration of algorithms and the customization of routing protocols for electronic trading. Software as a service (SAAS) services featuring software for real-time and historical trade analytics and for researching, planning, and executing electronic trades.

In International Class 042, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 01/00/2017, and first used in commerce at least as early as 01/00/2017, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) webpages bearing the mark.
Specimen File1
Specimen File2



The applicant's current Attorney Information:
      Jacqueline Zion and Todd J. Braverman and Dor Cohen Zedek of Pearl Cohen Zedek Latzer Baratz LLP      1500 Broadway, 12th FL
      New York, New York 10036
      United States
      646-878-0800(phone)
      646-878-0801(fax)
      tm-uspto@pearlcohen.com (authorized)
The attorney docket/reference number is T-582070-US.

The applicant's current Correspondence Information:
      Jacqueline Zion
      Pearl Cohen Zedek Latzer Baratz LLP
      1500 Broadway, 12th FL
      New York, New York 10036
      646-878-0800(phone)
      646-878-0801(fax)
      tm-uspto@pearlcohen.com;jzion@pearlcohen.com (authorized)
E-mail Authorization: I authorize the USPTO to send e-mail correspondence concerning the application to the applicant, the applicant's attorney, or the applicant's domestic representative at the e-mail address provided in this application. I understand that a valid e-mail address must be maintained and that the applicant or the applicant's attorney must file the relevant subsequent application-related submissions via the Trademark Electronic Application System (TEAS). Failure to do so will result in the loss of TEAS Reduced Fee status and a requirement to submit an additional processing fee of $125 per international class of goods/services.

A fee payment in the amount of $550 has been submitted with the application, representing payment for 2 class(es).

Declaration

Declaration Signature

Signature: /JZ/   Date: 10/10/2018
Signatory's Name: Jacqueline Zion
Signatory's Position: Attorney (NY bar member)
Payment Sale Number: 88149529
Payment Accounting Date: 10/10/2018

Serial Number: 88149529
Internet Transmission Date: Wed Oct 10 12:41:26 EDT 2018
TEAS Stamp: USPTO/BAS-XX.XXX.XXX.X-20181010124126959
862-88149529-6103e028c2ab14aa83a55aa8935
bb6e9f4906a5250415a1b8abd23f9a8fac2d4-DA
-11419-20181010122747179157