Trademark/Service Mark Application, Principal Register
Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1478 (Rev 09/2006)
OMB No. 0651-0009 (Exp 02/28/2021)
Trademark/Service Mark Application, Principal Register
TEAS Plus Application
Serial Number:88137882
Filing Date:10/01/2018
NOTE: Data fields with the * are mandatory under TEAS Plus. The wording "(if applicable)" appears where the field is only mandatory under the facts of the particular
application.
The mark consists of standard characters, without claim to any particular font style, size, or color.
REGISTER
Principal
APPLICANT INFORMATION
*OWNER OF MARK
Liquidnet Holdings, Inc.
*STREET
498 Seventh Avenue - 15th Floor
*CITY
New York
*STATE
(Required for U.S. applicants)
New York
*COUNTRY
United States
*ZIP/POSTAL CODE
(Required for U.S. and certain international addresses)
10018
WEBSITE ADDRESS
www.liquidnet.com
LEGAL ENTITY INFORMATION
*TYPE
CORPORATION
* STATE/COUNTRY OF INCORPORATION
Delaware
GOODS AND/OR SERVICES AND BASIS INFORMATION
*INTERNATIONAL CLASS
036
*IDENTIFICATION
Automated securities brokerage; Brokerage services for stocks and bonds; Financial services, namely, the trading of financial instruments,
securities, shares, options and other derivative products; Investment by electronic means; Securities trade execution services
Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1478 (Rev 09/2006)
OMB No. 0651-0009 (Exp 02/28/2021)
Trademark/Service Mark Application, Principal Register
TEAS Plus Application
Serial Number:88137882
Filing Date:10/01/2018
To the Commissioner for Trademarks:
MARK: Discovery (Standard Characters, see mark)
The mark in your application is Discovery.
The applicant, Liquidnet Holdings, Inc., a corporation of Delaware, having an address of
498 Seventh Avenue - 15th Floor
New York, New York 10018
United States
requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C.
Section 1051 et seq.), as amended, for the following:
For specific filing basis information for each item, you must view the display within the Input Table.
International Class 036: Automated securities brokerage; Brokerage services for stocks and bonds; Financial services, namely, the trading of financial
instruments, securities, shares, options and other derivative products; Investment by electronic means; Securities trade execution services
Use in Commerce: The applicant is using the mark in commerce on or in connection with the identified goods/services. The applicant attaches, or will later submit, one specimen as a JPG/PDF image file
showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, regardless of whether the mark itself is in the standard character format or is a
stylized or design mark. The specimen image file may be in color, and the image must be in color if color is being claimed as a feature of the mark.
In International Class 036, the mark was first used by the applicant or the applicant's related company or licensee predecessor in interest at least as early as 01/24/2018, and first used in commerce
at least as early as 01/24/2018, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the
class of listed goods/services, consisting of a(n) Product brochure regarding Discovery trader intelligence product.
For informational purposes only, applicant's website address is: www.liquidnet.com
The applicant's current Attorney Information:
Thomas Scully of Liquidnet Holdings, Inc.
Legal Department
498 Seventh Avenue - 15th Floor
New York, New York 10018
United States
646-674-2000(phone)
tscully@liquidnet.com (authorized)
The applicant's current Correspondence Information:
Thomas Scully
Liquidnet Holdings, Inc.
Legal Department
498 Seventh Avenue - 15th Floor
New York, New York 10018
646-674-2000(phone)
tscully@liquidnet.com (authorized) E-mail Authorization: I authorize the USPTO to send e-mail correspondence concerning the application to the applicant or the applicant's attorney, or the applicant's domestic representative at
the e-mail address provided in this application. I understand that a valid e-mail address must be maintained and that the applicant or the applicant's attorney must file the relevant subsequent
application-related submissions via the Trademark Electronic Application System (TEAS). Failure to do so will result in the loss of TEAS Plus status and a requirement to submit an additional
processing fee of $125 per international class of goods/services.
A fee payment in the amount of $225 has been submitted with the application, representing payment for 1 class(es).
Declaration
Declaration Signature
Signature: /Thomas P. Scully/ Date: 10/01/2018
Signatory's Name: Thomas Scully
Signatory's Position: Attorney of Record, New York bar member
Signatory's Phone Number: 646-674-2000
Payment Sale Number: 88137882
Payment Accounting Date: 10/01/2018
Serial Number: 88137882
Internet Transmission Date: Mon Oct 01 10:00:16 EDT 2018
TEAS Stamp: USPTO/FTK-XXX.XXX.XX.XXX-201810011000163
92443-88137882-61055f485eb0275bf3295cd81
82cd484742715b741367d9c87a8ca7afd0b13c50
-CC-14863-20181001093404475482