TEAS RF New Application

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

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Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

Trademark/Service Mark Application, Principal Register

Serial Number: 88114468

Filing Date: 09/12/2018

To the Commissioner for Trademarks:

MARK: TUCKER FINANCIAL (Standard Characters, see mark)
The literal element of the mark consists of TUCKER FINANCIAL.
The mark consists of standard characters, without claim to any particular font style, size, or color.

The applicant, Tucker Advisory Group, Inc., a corporation of Colorado, having an address of
      1520 W. Canal Ct., Suite 100
      Littleton, Colorado 80120
      United States

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

       International Class 036:  Consulting services in the field of annuities; providing information in the field of annuities; insurance and annuity brokerage services; financial planning and investment advisory services

In International Class 036, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 09/07/2018, and first used in commerce at least as early as 09/07/2018, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) Webpages from applicant's website.
Specimen File1
Specimen File2
Specimen File3
Specimen File4

       International Class 041:  Educational services, namely, conducting seminars in the field of finance and annuities

In International Class 041, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 09/07/2018, and first used in commerce at least as early as 09/07/2018, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) Webpage from applicant's website.
Specimen File1


The applicant's current Attorney Information:
      Lawrence A. Swain and Kathryn T. Allen, Ari M. Bai, Paul Borovay, Corey M. Casey, Kory D. Christensen, Ana I. Christian, Brad Crawford, Rhiannon D'Agostin, Ronald M. Daignault, Elton F. Dean, III, Mark T. Deming, Brian B. Diekhoff, Derek D. Donahoe, Kate J. Doty, Gregory P. Durbin, Taryn A. Elliott, Jeffrey E. Fine, Timothy D. Fontes, Gary E. Hood, L. Hannah Ji, S. Wade Johnson, J. Morgan Kirley, Anne L. Kleindienst, Gregory M. Kratofil, Jr., Todd M. Malynn, Joshua M. McCaig, Daniel P. Mullarkey,Tara A. Nealey, Michael D. Pegues, Jay E. Pietig, Andrea M. Porterfield, Joshua Pranckun, Adam C. Rehm, Rachel A. Rice, Rebecca C. Riley-Vargas, Melvin J. Sims, Matthew J. Smith, Colby B. Springer, James M. Stipek, Lawrence A. Swain, Peter G. Thurlow, Matt Todd, Milan Vinnola, Adam S. Weiss, Jason A. Wietjes, Michael A. Williamson, Spencer R. Wood, Patrick C. Woolley, and Timothy A. Worrall. of Polsinelli PC      6201 College Blvd., Suite 500
      Overland Park, Kansas 66211
      United States
      913-234-7526(phone)
      913-273-1882(fax)
      LSwain@polsinelli.com (authorized)

The applicant's current Correspondence Information:

Lawrence A. Swain

Polsinelli PC

6201 College Blvd., Suite 500

Overland Park, Kansas 66211

913-234-7526(phone)

913-273-1882(fax)

LSwain@polsinelli.com (authorized) E-mail Authorization: I authorize the USPTO to send e-mail correspondence concerning the application to the applicant, the applicant's attorney, or the applicant's domestic representative at the e-mail address provided in this application. I understand that a valid e-mail address must be maintained and that the applicant or the applicant's attorney must file the relevant subsequent application-related submissions via the Trademark Electronic Application System (TEAS). Failure to do so will result in the loss of TEAS Reduced Fee status and a requirement to submit an additional processing fee of $125 per international class of goods/services.

A fee payment in the amount of $550 has been submitted with the application, representing payment for 2 class(es).

Declaration

	Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a): The signatory believes that the applicant is the owner of the trademark/service mark sought to be registered; The mark is in use in commerce on or in connection with the goods/services in the application; The specimen(s) shows the mark as used on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate. And/Or If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e): The signatory believes that the applicant is entitled to use the mark in commerce; The applicant has a bona fide intention to use the mark in commerce on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.
	To the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive.
	To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
	The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Declaration Signature

Signature: /LAWRENCE A. SWAIN/   Date: 09/12/2018
Signatory's Name: Lawrence A. Swain
Signatory's Position: Attorney of Record, Kansas Bar Member
Payment Sale Number: 88114468
Payment Accounting Date: 09/13/2018

Serial Number: 88114468
Internet Transmission Date: Wed Sep 12 16:52:31 EDT 2018
TEAS Stamp: USPTO/BAS-XXX.XXX.XXX.XXX-20180912165231
854774-88114468-61088b83a31a5aa5324c3865
5c848a64614a14330847ec470e1c14f624ac1d9d
1-DA-3833-20180912163914077401