Response to Office Action

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1957 (Rev 10/2011)

OMB No. 0651-0050 (Exp 09/20/2020)

---

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1957 (Rev 10/2011)

OMB No. 0651-0050 (Exp 09/20/2020)

Response to Office Action

To the Commissioner for Trademarks:

Application serial no. 87847054 CITADEL(Standard Characters, see http://uspto.report/TM/87847054/mark.png) has been amended as follows:

CLASSIFICATION AND LISTING OF GOODS/SERVICES
Applicant proposes to amend the following class of goods/services in the application:
Current: Class 036 for Financial services, namely, providing investment management services, investment portfolio management services, investment brokerage services and investment of funds for others; multi-asset class market making in the nature of purchasing, selling and trading of securities and other non-securities financial products otherwise than on an exchange that allows others to access off-exchange liquidity; institutional sales and trading in the nature of the selling, purchasing and trading of securities on behalf of institutional clients, securities trade execution services, principal trading in the nature of trading in securities and other non-securities financial products; multi-asset class market making services in the nature of stock exchange quotations and selling, purchasing, and trading of securities otherwise than on an exchange, principal strategic investments in the nature of investing in exchanges for securities, derivatives and other financial instruments, broker-dealers, and other service providers operating in the financial services industry; hedging of risks related to energy assets and products for customers, including but not limited to, power and gas producers, utilities and merchant businesses
Original Filing Basis:
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 08/31/1994 and first used in commerce at least as early as 08/31/1994 , and is now in use in such commerce.

Proposed:
Tracked Text Description: Financial services, namely, providing investment management services, investment portfolio management services, investment brokerage services and investment of funds for others; multi-asset class market making in the nature of purchasing, selling and trading of securities and other non-securities financial products otherwise than on an exchange that allows others to access off-exchange liquidity; multi-asset class market making, namely, dealing in securities and other non-securities financial products otherwise than on an exchange that allows others to access off-exchange liquidity; institutional sales and trading in the nature of the selling, purchasing and trading of securities on behalf of institutional clients, securities trade execution services, principal trading in the nature of trading in securities and other non-securities financial products; institutional sales and trading, namely, dealing in securities on behalf of institutional clients, securities trade execution services, principal trading in the nature of trading in securities and other non-securities financial products; multi-asset class market making services in the nature of stock exchange quotations and selling, purchasing, and trading of securities otherwise than on an exchange, principal strategic investments in the nature of investing in exchanges for securities, derivatives and other financial instruments, broker-dealers, and other service providers operating in the financial services industry; multi-asset class market making services in the nature of stock exchange quotations as well as dealing in securities other than on an exchange, principal strategic investments in the nature of investing in exchanges for securities, derivatives and other financial instruments, broker-dealers, and other service providers operating in the financial services industry; hedging of risks related to energy assets and products for customers, including but not limited to, power and gas producers, utilities and merchant businessesClass 036 for Financial services, namely, providing investment management services, investment portfolio management services, investment brokerage services and investment of funds for others; multi-asset class market making, namely, dealing in securities and other non-securities financial products otherwise than on an exchange that allows others to access off-exchange liquidity; institutional sales and trading, namely, dealing in securities on behalf of institutional clients, securities trade execution services, principal trading in the nature of trading in securities and other non-securities financial products; multi-asset class market making services in the nature of stock exchange quotations as well as dealing in securities other than on an exchange, principal strategic investments in the nature of investing in exchanges for securities, derivatives and other financial instruments, broker-dealers, and other service providers operating in the financial services industry; hedging of risks related to energy assets and products for customers, including but not limited to, power and gas producers, utilities and merchant businesses
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 08/31/1994 and first used in commerce at least as early as 08/31/1994 , and is now in use in such commerce.
SIGNATURE(S)
Response Signature
Signature: /Ryan Glover/     Date: 01/08/2019
Signatory's Name: Ryan Glover
Signatory's Position: Attorney of Record, IL Bar Member

Signatory's Phone Number: 312-558-5600

The signatory has confirmed that he/she is an attorney who is a member in good standing of the bar of the highest court of a U.S. state, which includes the District of Columbia, Puerto Rico, and other federal territories and possessions; and he/she is currently the owner's/holder's attorney or an associate thereof; and to the best of his/her knowledge, if prior to his/her appointment another U.S. attorney or a Canadian attorney/agent not currently associated with his/her company/firm previously represented the owner/holder in this matter: (1) the owner/holder has filed or is concurrently filing a signed revocation of or substitute power of attorney with the USPTO; (2) the USPTO has granted the request of the prior representative to withdraw; (3) the owner/holder has filed a power of attorney appointing him/her in this matter; or (4) the owner's/holder's appointed U.S. attorney or Canadian attorney/agent has filed a power of attorney appointing him/her as an associate attorney in this matter.

        
Serial Number: 87847054
Internet Transmission Date: Tue Jan 08 10:47:52 EST 2019
TEAS Stamp: USPTO/ROA-XX.XX.XXX.XXX-2019010810475299
8819-87847054-620165ad04b7332fdc81cf6bf7
2bf16d9beb34d9bbdce8236db67576199d185336
-N/A-N/A-20190108104545699811