TEAS RF New Application

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

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Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

Trademark/Service Mark Application, Principal Register

Serial Number: 87816616

Filing Date: 03/01/2018

To the Commissioner for Trademarks:

MARK: BARON FUNDS (stylized and/or with design, see mark)

The literal element of the mark consists of BARON FUNDS.
The applicant is not claiming color as a feature of the mark. The mark consists of a stylized design of a castle; beneath are the words BARON FUNDS in stylized font.
The applicant, Baron Capital Group, Inc., a corporation of New York, having an address of
      49th Floor, 767 Fifth Avenue
      New York, New York 10153
      United States

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

       International Class 036:  Investment management services

In International Class 036, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 02/05/2018, and first used in commerce at least as early as 02/05/2018, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) documentation used in connection with the rendering of the services.

Original PDF file:
SPE0-671515183-20180227121101369341_._Castle_Design_-_Evidence_of_Use.pdf
Converted PDF file(s) (2 pages)
Specimen File1
Specimen File2



The applicant's current Attorney Information:
      Cynthia J. Walden and Keith A. Barritt, Elizabeth E. Brenckman, Timothy A. French, Mannu Harnal, Jon Jekel, Kristen McCallion, John P. McCormick, P. Weston Musselman, Jr., Michelle O. Parsons, Russell N. Rippamonti, Debra S. Serota, Catherine H. Stockell, Jerre B. Swann, Jr., Lisa Greenwald-Swire, Robert O'Connell, Jr., Ryan Thomas, Vivian Cheng, and Nancy Ly of Fish & Richardson P.C.      PO Box 1022
      Minneapolis, Minnesota 55440-1022
      United States
      617-542-5070(phone)
      877-769-7945(fax)
      tmdoctc@fr.com (authorized)
The attorney docket/reference number is 22760-TBD.

The applicant's current Correspondence Information:

Cynthia J. Walden

Fish & Richardson P.C.

PO Box 1022

Minneapolis, Minnesota 55440-1022

617-542-5070(phone)

877-769-7945(fax)

tmdoctc@fr.com;bliss@fr.com; rthomas@fr.com (authorized) E-mail Authorization: I authorize the USPTO to send e-mail correspondence concerning the application to the applicant, the applicant's attorney, or the applicant's domestic representative at the e-mail address provided in this application. I understand that a valid e-mail address must be maintained and that the applicant or the applicant's attorney must file the relevant subsequent application-related submissions via the Trademark Electronic Application System (TEAS). Failure to do so will result in the loss of TEAS Reduced Fee status and a requirement to submit an additional processing fee of $125 per international class of goods/services.

A fee payment in the amount of $275 has been submitted with the application, representing payment for 1 class(es).

Declaration

	Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a): The signatory believes that the applicant is the owner of the trademark/service mark sought to be registered; The mark is in use in commerce on or in connection with the goods/services in the application; The specimen(s) shows the mark as used on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate. And/Or If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e): The signatory believes that the applicant is entitled to use the mark in commerce; The applicant has a bona fide intention to use the mark in commerce on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.
	To the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive.
	To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
	The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Declaration Signature

Signature: /Patrick Patalino/   Date: 03/01/2018
Signatory's Name: Patrick Patalino
Signatory's Position: Vice President, General Counsel, Secretary
Payment Sale Number: 87816616
Payment Accounting Date: 03/02/2018

Serial Number: 87816616
Internet Transmission Date: Thu Mar 01 16:00:38 EST 2018
TEAS Stamp: USPTO/BAS-XX.XXX.XX.XX-20180301160038148
821-87816616-510ac74e90a71bf2b3188485ba3
16846647b39ac51fcca1b5a0fc441708219a-DA-
2106-20180227121101369341