TEAS RF New Application

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2018)

---

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2018)

Trademark/Service Mark Application, Principal Register

Serial Number: 87670374

Filing Date: 11/02/2017

To the Commissioner for Trademarks:

MARK: DRAGON CAPITAL (stylized and/or with design, see mark)

The literal element of the mark consists of DRAGON CAPITAL.
The applicant is not claiming color as a feature of the mark. The mark consists of the words DRAGON CAPITAL alongside an image of a dragon.
The applicant, Dragon Capital Group Limited, a company organized under the laws of British Virgin Islands, having an address of
      Vistra Corporate Services Centre
      Wickhams Cay II
      Road Town, Tortola VG1110
      British Virgin Islands

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

       International Class 036:  Investment services, namely, asset acquisition, consultation, development and management services; corporate financial consultancy services including assisting enterprises to establish an optimal structure of debt/capital, assisting the mobilization of capital and debts through appropriate financial leverages; capital investment services, namely, providing transactions, trading and brokerage of securities and derivatives of securities markets; financial investment services, namely, administering the issuance, underwriting and distribution of securities; financial consultancy services including financial management consultancy; financial exchange services, namely, transacting and acting as agent for the exchange of monetary market financial products; financial analysis and evaluation; investment brokerage; mutual funds and capital investment.

In International Class 036, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 11/00/2016, and first used in commerce at least as early as 11/00/2016, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) website pages showing mark and describing services.

Original PDF file:
SPE0-1982325810-20171101161202202652_._DRAGON_CAPITAL_and_Design_TM_-_Specimen.pdf
Converted PDF file(s) (13 pages)
Specimen File1
Specimen File2
Specimen File3
Specimen File4
Specimen File5
Specimen File6
Specimen File7
Specimen File8
Specimen File9
Specimen File10
Specimen File11
Specimen File12
Specimen File13



Disclaimer
No claim is made to the exclusive right to use CAPITAL apart from the mark as shown.

Claim of Active Prior Registration(s)
The applicant claims ownership of active prior U.S. Registration Number(s) 3696721.

For informational purposes only, applicant's website address is: www.dragoncapital.com

The applicant's current Attorney Information:
      Rollin A. Ransom and Julia M. Chester; Dusan Clark of Sidley Austin LLP
      Suite 4000
      555 W. Fifth St.
      Los Angeles, California 90013
      United States
      213-896-6047(phone)
      213-896-6600(fax)
      rransom@sidley.com (authorized)

The applicant's current Correspondence Information:

Rollin A. Ransom

Sidley Austin LLP

Suite 4000       555 W. Fifth St.

Los Angeles, California 90013

213-896-6047(phone)

213-896-6600(fax)

rransom@sidley.com;rallemand@sidley.com; jchester@sidley.com; dadocket@sidley.com (authorized) E-mail Authorization: I authorize the USPTO to send e-mail correspondence concerning the application to the applicant, the applicant's attorney, or the applicant's domestic representative at the e-mail address provided in this application. I understand that a valid e-mail address must be maintained and that the applicant or the applicant's attorney must file the relevant subsequent application-related submissions via the Trademark Electronic Application System (TEAS). Failure to do so will result in the loss of TEAS Reduced Fee status and a requirement to submit an additional processing fee of $125 per international class of goods/services.

A fee payment in the amount of $275 has been submitted with the application, representing payment for 1 class(es).

Declaration

	Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a): The signatory believes that the applicant is the owner of the trademark/service mark sought to be registered; The mark is in use in commerce on or in connection with the goods/services in the application; The specimen(s) shows the mark as used on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate. And/Or If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e): The signatory believes that the applicant is entitled to use the mark in commerce; The applicant has a bona fide intention to use the mark in commerce on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.
	To the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive.
	To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
	The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Declaration Signature

Signature: /Beat Schuerch/   Date: 11/03/2017
Signatory's Name: Beat Schuerch
Signatory's Position: Chief Operating Officer
Payment Sale Number: 87670374
Payment Accounting Date: 11/03/2017

Serial Number: 87670374
Internet Transmission Date: Thu Nov 02 23:49:44 EDT 2017
TEAS Stamp: USPTO/BAS-XXX.XXX.XX.XX-2017110223494402
5805-87670374-5107e239ac090d040c45b22cc1
fc25299676586fdd21f6cd7a7353cab9e29a26-D
A-6756-20171101161202202652