To: | EBM Software, LLC (sherrirohlf@siegelbrill.com) |
Subject: | U.S. TRADEMARK APPLICATION NO. 87257310 - VENTURE - N/A |
Sent: | 6/19/2017 3:22:26 PM |
Sent As: | ECOM125@USPTO.GOV |
Attachments: | Attachment - 1 Attachment - 2 Attachment - 3 Attachment - 4 Attachment - 5 Attachment - 6 Attachment - 7 Attachment - 8 Attachment - 9 Attachment - 10 Attachment - 11 Attachment - 12 Attachment - 13 Attachment - 14 Attachment - 15 Attachment - 16 Attachment - 17 Attachment - 18 Attachment - 19 Attachment - 20 Attachment - 21 Attachment - 22 |
UNITED STATES PATENT AND TRADEMARK OFFICE (USPTO)
OFFICE ACTION (OFFICIAL LETTER) ABOUT APPLICANT’S TRADEMARK APPLICATION
U.S. APPLICATION SERIAL NO. 87257310
MARK: VENTURE
|
|
CORRESPONDENT ADDRESS: |
CLICK HERE TO RESPOND TO THIS LETTER: http://www.gov.uspto.report/trademarks/teas/response_forms.jsp
|
APPLICANT: EBM Software, LLC
|
|
CORRESPONDENT’S REFERENCE/DOCKET NO: CORRESPONDENT E-MAIL ADDRESS: |
|
OFFICE ACTION
TO AVOID ABANDONMENT OF APPLICANT’S TRADEMARK APPLICATION, THE USPTO MUST RECEIVE APPLICANT’S COMPLETE RESPONSE TO THIS LETTER WITHIN 6 MONTHS OF THE ISSUE/MAILING DATE BELOW. A RESPONSE TRANSMITTED THROUGH THE TRADEMARK ELECTRONIC APPLICATION SYSTEM (TEAS) MUST BE RECEIVED BEFORE MIDNIGHT EASTERN TIME OF THE LAST DAY OF THE RESPONSE PERIOD.
ISSUE/MAILING DATE: 6/19/2017
THIS IS A FINAL ACTION.
The Office has reassigned this application to the undersigned trademark examining attorney.
In a previous Office action dated March 16, 2017, the trademark examining attorney refused registration of the applied-for mark under Section 2(e)(1) of the Trademark Act. In addition, applicant was required to satisfy the following requirement: amend the identification of goods and services.
This Office action is in response to applicant’s communication filed on May 22, 2017, in which applicant amends its identification of goods and services and submits arguments and evidence in support of registration.
Based on applicant’s response, the requirement to amend the identification of goods and services has been satisfied. See TMEP §§713.02, 714.04.
The trademark examining attorney has considered the applicant’s arguments against the Section 2(e)(1) refusal and has found them unpersuasive. Therefore, for the reasons set forth below, the examining attorney maintains and now makes FINAL the Section 2(e)(1) refusal. See 37 C.F.R. §2.64(a); TMEP §714.04.
Summary of Issues Made Final that applicant must address:
· Section 2(e)(1) Refusal – Merely Descriptive
Section 2(e)(1) Refusal - Merely Descriptive
Registration is refused because the applied-for mark merely describes a feature, use, or intended user of applicant’s goods and services. Trademark Act Section 2(e)(1), 15 U.S.C. §1052(e)(1); see TMEP §§1209.01(b), 1209.03 et seq.
Applicant’s mark is VENTURE for “computer software for the extraction, aggregation, consolidation and analysis of sales and financial information through business intelligence cubes, reports, dashboards as well as planning and forecasting tools primarily focused on invoice and financial data sets for use by venture capital firms, incubators and others either in the field of financing, operating or supporting start-up companies” in International Class 9 and “cloud computing featuring software for the extraction, aggregation, consolidation and analysis of sales and financial information through business intelligence cubes, reports, dashboards as well as planning and forecasting tools primarily focused on invoice and financial data sets for use by venture capital firms, incubators and others either in the field of financing, operating or supporting start-up companies; software as a service services featuring software for the extraction, aggregation, consolidation and analysis of sales and financial information through business intelligence cubes, reports, dashboards as well as planning and forecasting tools primarily focused on invoice and financial data sets for use by venture capital firms, incubators and others either in the field of financing, operating or supporting start-up companies” in International Class 42 .
A mark is merely descriptive if it describes an ingredient, quality, characteristic, function, feature, purpose, or use of an applicant’s goods and services. TMEP §1209.01(b); see, e.g. , In re TriVita, Inc. , 783 F.3d 872, 874, 114 USPQ2d 1574, 1575 (Fed. Cir. 2015) (quoting In re Oppedahl & Larson LLP , 373 F.3d 1171, 1173, 71 USPQ2d 1370, 1371 (Fed. Cir. 2004)); In re Steelbuilding.com , 415 F.3d 1293, 1297, 75 USPQ2d 1420, 1421 (Fed. Cir. 2005) (citing Estate of P.D. Beckwith, Inc. v. Comm’r of Patents , 252 U.S. 538, 543 (1920)).
The determination of whether a mark is merely descriptive is made in relation to an applicant’s goods and services, not in the abstract. DuoProSS Meditech Corp. v. Inviro Med. Devices, Ltd. , 695 F.3d 1247, 1254, 103 USPQ2d 1753, 1757 (Fed. Cir. 2012); In re The Chamber of Commerce of the U.S. , 675 F.3d 1297, 1300, 102 USPQ2d 1217, 1219 (Fed. Cir. 2012); TMEP §1209.01(b); see, e.g . , In re Polo Int’l Inc. , 51 USPQ2d 1061, 1062-63 (TTAB 1999) (finding DOC in DOC-CONTROL would refer to the “documents” managed by applicant’s software rather than the term “doctor” shown in a dictionary definition); In re Digital Research Inc. , 4 USPQ2d 1242, 1243-44 (TTAB 1987) (finding CONCURRENT PC-DOS and CONCURRENT DOS merely descriptive of “computer programs recorded on disk” where the relevant trade used the denomination “concurrent” as a descriptor of a particular type of operating system).
“Whether consumers could guess what the product [or service] is from consideration of the mark alone is not the test.” In re Am. Greetings Corp. , 226 USPQ 365, 366 (TTAB 1985).
Here, VENTURE merely describes a feature, use, or intended user of applicant’s goods and services.
The previously attached dictionary evidence shows that the term “VENTURE” means “a new business or activity” (Macmillan Dictionary), a “start-up” is “a small business that is just being started” (Macmillan Dictionary), and the additional attached dictionary evidence shows that an “incubator” is “an organization or place that aids the development of new business ventures especially by providing low-cost commercial space, management assistance, or shared services” (Merriam-Webster dictionary). All of these terms refer to new business or activity or business that is just being started.
Applicant’s goods and services are identified as “computer software for the extraction, aggregation, consolidation and analysis of sales and financial information through business intelligence cubes, reports, dashboards as well as planning and forecasting tools primarily focused on invoice and financial data sets for use by venture capital firms, incubators and others either in the field of financing, operating or supporting start-up companies” and “cloud computing featuring software for the extraction, aggregation, consolidation and analysis of sales and financial information through business intelligence cubes, reports, dashboards as well as planning and forecasting tools primarily focused on invoice and financial data sets for use by venture capital firms, incubators and others either in the field of financing, operating or supporting start-up companies; software as a service services featuring software for the extraction, aggregation, consolidation and analysis of sales and financial information through business intelligence cubes, reports, dashboards as well as planning and forecasting tools primarily focused on invoice and financial data sets for use by venture capital firms, incubators and others either in the field of financing, operating or supporting start-up companies” (emphasis added).
Thus, the wording VENTURE merely describes the intended user of applicant’s software and software-based services, namely, firms providing capital to new businesses (commonly referred to as venture capital firms), incubators and entities in the field of financing, operating or supporting start-up companies. Applicant itself identifies these users in its identification of goods and services.
Further, or alternatively, the wording VENTURE also describes a feature or intended use of applicant’s software and software-based services, namely, the use of said goods and services to analyze financial information and data for new businesses or new business ventures or start-ups. Again, applicant itself specifies in its identification that its goods and services are primarily focused on invoice and financial data sets for use by incubators and those in the field of providing venture capital to or financing, operating or supporting start-up companies. Thus, the wording VENTURE is also descriptive of a feature or intended use of applicant’s goods and services.
Applicant has submitted a definition of “venture capital” as “a type of private equity, a form of financing that is provided by firms or funds to small, early-stage, emerging firms that are deemed to have high growth potential, or which have demonstrated high growth (in terms of number of employees, annual revenue, or both).” Assuming the examining attorney accepts applicant’s definition of “venture capital,” this definition does not affect the descriptive nature of the wording VENTURE when used on its own. Applicant erroneously focusses on the combined term “venture capital,” to the exclusion of its component parts. In fact, applicant’s definition correctly recognizes that the combined meaning of the term “venture capital” is “financing” (that is, capital) provided to “small, early-stage, emerging firms” (that is, new ventures or start-ups). Applicant’s definition therefore does not change the meaning of the individual terms “venture” and “capital”. Contrary to applicant’s argument, the term VENTURE does immediately convey the “identity” of the group to whom applicant directs its goods and services, namely, venture capital firms (firms providing capital/ financing to early-stage emerging businesses), incubators and entities in the field of financing, operating or supporting start-up companies, as identified in applicant’s statement of its goods and services.
In its response, applicant seems to focus on use of the word VENTURE in the abstract when it states that “consumers would not immediately equate the word “Venture” with a computer software product or service designed to extract, aggregate and analyze sales and financial information through business intelligence cubes, reports, dashboards, and planning/ forecasting tools primarily focused on invoice and financial data sets” and that “a consumer’s mind would not jump instinctively from the contemplation of the mark to a knowledge of the goods and services for which Applicant seeks registration.” However, determining the descriptiveness of a mark is done in relation to an applicant’s goods and/or services, the context in which the mark is being used, and the possible significance the mark would have to the average purchaser because of the manner of its use or intended use. See In re The Chamber of Commerce of the U.S., 675 F.3d 1297, 1300, 102 USPQ2d 1217, 1219 (Fed. Cir. 2012) (citing In re Bayer Aktiengesellschaft, 488 F.3d 960, 963-64, 82 USPQ2d 1828, 1831 (Fed. Cir. 2007)); TMEP §1209.01(b). Descriptiveness of a mark is not considered in the abstract. In re Bayer Aktiengesellschaft, 488 F.3d at 963-64, 82 USPQ2d at 1831.
When encountering the applied-for mark in use with applicant’s identified goods and services, it would not be a stretch for the average purchaser of applicant’s goods and services to conclude that the term VENTURE as used in the context of start-up businesses, incubators and venture capital firms refers to the intended users or a feature or use of the goods and services. Moreover, this immediate connection is possible because applicant itself has told its consumers who the intended users of its goods and services are, what the features of its goods and services are, and how its goods and services are to be used (all referencing venture capital firms, incubators and others in the field of financing, operating or supporting start-up companies).
Applicant also argues that the word VENTURE has a number of meanings, therefore it is not merely descriptive of the goods and services listed in applicant’s application. However, descriptiveness is considered in relation to the relevant goods and/or services. DuoProSS Meditech Corp. v. Inviro Med. Devices, Ltd., 695 F.3d 1247, 1254, 103 USPQ2d 1753, 1757 (Fed. Cir. 2012). “That a term may have other meanings in different contexts is not controlling.” In re Franklin Cnty. Historical Soc’y, 104 USPQ2d 1085, 1087 (TTAB 2012) (citing In re Bright-Crest, Ltd., 204 USPQ 591, 593 (TTAB 1979)); TMEP §1209.03(e). The more important consideration is the meaning of the term in the context of applicant’s goods and services, and the examining attorney has shown that the word VENTURE is descriptive when used in relation to applicant’s identified goods and services.
Applicant is correct in noting that “a term is suggestive and allowed registration if it requires imagination, thought and perception to reach a conclusion as to the nature of the goods [or services].” However, the examining attorney maintains that no such imagination, thought and/or perception is required to reach a conclusion as to the nature of applicant’s goods or services when the term VENTURE is used in relation to it. Rather, the term VENTURE immediately and directly conveys some information about applicant’s goods and services, thereby making it a descriptive term in relation to those goods and services. See Stoncor Grp., Inc. v. Specialty Coatings, Inc., 759 F.3d 1327, 1332, 111 USPQ2d 1649, 1652 (Fed. Cir. 2014) (citing DuoProSS Meditech Corp. v. Inviro Med. Devices, Ltd., 695 F.3d 1247, 1251-52, 103 USPQ2d 1753, 1755 (Fed. Cir. 2012)); TMEP §1209.01(a).
The attached additional internet website evidence from Altareturn, DocDep, Navatar, and the previously attached evidence from
Wellspring, Dynamo, Pitchbook and CB Insights also illustrates that others use the term “VENTURE” to describe similar
software and software-based services as those of applicant.
Applicant argues that the evidence previously provided by the examining attorney of venture capitalists using similar software and/or software-based services is not probative because in each case “software is associated with a name/ mark that does not include the word venture.” Applicant should note that proper evidence of the descriptive usage of a term would not include usage of the term in the name or mark of an entity because such usage would show trademark or trade name usage, and not descriptive usage.
Also, contrary to applicant’s argument, this evidence does not only show that venture capital firms use software. Rather, the evidence shows that entities have developed software specifically with venture firms in mind, similar to applicant, and these entities use the term “VENTURE” in describing their software services and the intended users of these services.
Further, evidence of descriptive usage of the term VENTURE by venture capitalists in connection with similar software and/or software-based services is probative because such software is most likely to be used by firms which categorize themselves as venture capital firms or venture firms because that is the most widely recognized term for firms in the field of financing and providing other finance-related services to startups. The American Heritage Dictionary of the English Language defines “venture capital” simply as “money available for investment in startup companies and small businesses with a high potential for growth.” In fact, “venture capital firms” and “others…in the field of financing…start-up companies” form what may be perceived as a major subset of the intended users of applicant’s goods and services, as identified by applicant. Therefore, evidence of descriptive usage of the term VENTURE in connection with similar software and software based services used by venture capital firms is both relevant and probative.
Applicant also argues in its Response that the evidence provided by the examining attorney in support of the descriptiveness refusal is not sufficient. Applicant should note that the absence of widespread evidence of descriptive usage of the term VENTURE in relation to similar goods and services as applicant’s does not bar a descriptiveness refusal. The fact that an applicant may be the first or only user of a merely descriptive designation does not necessarily render a word or term incongruous or distinctive; as in this case, the evidence shows that VENTURE is merely descriptive. See In re Fat Boys Water Sports LLC, 118 USPQ2d 1511, 1514 (TTAB 2016); In re Phoseon Tech., Inc., 103 USPQ2d 1822, 1826 (TTAB 2012); TMEP §1209.03(c).
Taking all of the above into consideration, the examining attorney maintains that consumers encountering the mark VENTURE on the applicant’s goods and services are likely to perceive the mark as merely indicating a feature, use, or intended user of applicant’s software and software-based services, rather than as an indication that applicant is the source of the goods and services. Consequently, the entire mark is descriptive of the goods and services in the application, and is therefore not entitled to federal trademark protection.
In light of the above, the refusal based on Section 2(e)(1) of the Trademark Act is hereby maintained and made Final.
Supplemental Register Advisory
If applicant files an acceptable allegation of use and also amends to the Supplemental Register, the application effective filing date will be the date applicant met the minimum filing requirements under 37 C.F.R. §2.76(c) for an amendment to allege use. TMEP §§816.02, 1102.03; see 37 C.F.R. §2.75(b). In addition, the undersigned trademark examining attorney will conduct a new search of the USPTO records for conflicting marks based on the later application filing date. TMEP §§206.01, 1102.03.
(1) Use of the registration symbol ® with the registered mark in connection with the designated goods and/or services, which provides public notice of the registration and potentially deters third parties from using confusingly similar marks.
(2) Inclusion of the registered mark in the USPTO’s database of registered and pending marks, which will (a) make it easier for third parties to find it in trademark search reports, (b) provide public notice of the registration, and thus (c) potentially deter third parties from using confusingly similar marks.
(3) Use of the registration by a USPTO trademark examining attorney as a bar to registering confusingly similar marks in applications filed by third parties.
(4) Use of the registration as a basis to bring suit for trademark infringement in federal court, which, although more costly than state court, means judges with more trademark experience, often faster adjudications, and the opportunity to seek an injunction, actual damages, and attorneys’ fees and costs.
(5) Use of the registration as a filing basis for a trademark application for registration in certain foreign countries, in accordance with international treaties.
See 15 U.S.C. §§1052(d), 1091, 1094; J. Thomas McCarthy, McCarthy on Trademarks & Unfair Competition §§19:33, 19:37 (rev. 4th ed. Supp. 2017).
Response Options for Final Office Action
Applicant must respond within six months of the date of issuance of this final Office action or the application will be abandoned. 15 U.S.C. §1062(b); 37 C.F.R. §2.65(a). Applicant may respond by providing one or both of the following:
(1) A response that fully satisfies all outstanding requirements and/or resolves all outstanding refusals.
(2) An appeal to the Trademark Trial and Appeal Board, with the appeal fee of $100 per class.
37 C.F.R. §2.63(b)(1)-(2); TMEP §714.04; see 37 C.F.R. §2.6(a)(18); TBMP ch. 1200.
In certain rare circumstances, an applicant may respond by filing a petition to the Director pursuant to 37 C.F.R. §2.63(b)(2) to review procedural issues. TMEP §714.04; see 37 C.F.R. §2.146(b); TBMP §1201.05; TMEP §1704 (explaining petitionable matters). The petition fee is $100. 37 C.F.R. §2.6(a)(15).
If applicant has questions regarding this Office action, please telephone or e-mail the assigned trademark examining attorney. All relevant e-mail communications will be placed in the official application record; however, an e-mail communication will not be accepted as a response to this Office action and will not extend the deadline for filing a proper response. See 37 C.F.R. §§2.62(c), 2.191; TMEP §§304.01-.02, 709.04-.05. Further, although the trademark examining attorney may provide additional explanation pertaining to the refusal(s) and/or requirement(s) in this Office action, the trademark examining attorney may not provide legal advice or statements about applicant’s rights. See TMEP §§705.02, 709.06.
TEAS PLUS OR TEAS REDUCED FEE (TEAS RF) APPLICANTS – TO MAINTAIN LOWER FEE, ADDITIONAL REQUIREMENTS MUST BE MET, INCLUDING SUBMITTING DOCUMENTS ONLINE: Applicants who filed their application online using the lower-fee TEAS Plus or TEAS RF application form must (1) file certain documents online using TEAS, including responses to Office actions (see TMEP §§819.02(b), 820.02(b) for a complete list of these documents); (2) maintain a valid e-mail correspondence address; and (3) agree to receive correspondence from the USPTO by e-mail throughout the prosecution of the application. See 37 C.F.R. §§2.22(b), 2.23(b); TMEP §§819, 820. TEAS Plus or TEAS RF applicants who do not meet these requirements must submit an additional processing fee of $125 per class of goods and/or services. 37 C.F.R. §§2.6(a)(1)(v), 2.22(c), 2.23(c); TMEP §§819.04, 820.04. However, in certain situations, TEAS Plus or TEAS RF applicants may respond to an Office action by authorizing an examiner’s amendment by telephone or e-mail without incurring this additional fee.
/Leslie Ann Thomas-Riggs/
Leslie Ann Thomas-Riggs
Trademark Examining Attorney
USPTO, Law Office 125
(571) 272-5469
leslie.thomas-riggs@uspto.gov
TO RESPOND TO THIS LETTER: Go to http://www.gov.uspto.report/trademarks/teas/response_forms.jsp. Please wait 48-72 hours from the issue/mailing date before using the Trademark Electronic Application System (TEAS), to allow for necessary system updates of the application. For technical assistance with online forms, e-mail TEAS@uspto.gov. For questions about the Office action itself, please contact the assigned trademark examining attorney. E-mail communications will not be accepted as responses to Office actions; therefore, do not respond to this Office action by e-mail.
All informal e-mail communications relevant to this application will be placed in the official application record.
WHO MUST SIGN THE RESPONSE: It must be personally signed by an individual applicant or someone with legal authority to bind an applicant (i.e., a corporate officer, a general partner, all joint applicants). If an applicant is represented by an attorney, the attorney must sign the response.
PERIODICALLY CHECK THE STATUS OF THE APPLICATION: To ensure that applicant does not miss crucial deadlines or official notices, check the status of the application every three to four months using the Trademark Status and Document Retrieval (TSDR) system at http://tsdr.gov.uspto.report/. Please keep a copy of the TSDR status screen. If the status shows no change for more than six months, contact the Trademark Assistance Center by e-mail at TrademarkAssistanceCenter@uspto.gov or call 1-800-786-9199. For more information on checking status, see http://www.gov.uspto.report/trademarks/process/status/.
TO UPDATE CORRESPONDENCE/E-MAIL ADDRESS: Use the TEAS form at http://www.gov.uspto.report/trademarks/teas/correspondence.jsp.