Response to Office Action

SUNWORKS

Sunworks, Inc.

Response to Office Action

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1957 (Rev 10/2011)
OMB No. 0651-0050 (Exp 07/31/2017)

Response to Office Action


The table below presents the data as entered.

Input Field
Entered
SERIAL NUMBER 87136931
LAW OFFICE ASSIGNED LAW OFFICE 117
MARK SECTION
MARK FILE NAME http://uspto.report/TM/87136931/mark.png
LITERAL ELEMENT SUNWORKS
STANDARD CHARACTERS NO
USPTO-GENERATED IMAGE NO
ARGUMENT(S)

In the Office Action issued November 26, 2016, the Examining Attorney stated the following issues regarding the present application: insufficient fee paid for number of identified classes and potential Section 2(d) Refusal – Likelihood of Confusion.

Insufficient Fees

Applicant herewith submits the fees for the additional identified classes.

Potential Section 2(d) Refusal – Likelihood of Confusion

The Examining Attorney has stated that she may refuse registration under Trademark Act Section 2(d) because of a likelihood of confusion with the mark in pending U.S. Application Nos. 86/733401 owned by Sunworks United Inc.

According to the Annual Report for the fiscal year ended December 31, 2015, filed with the U.S. Securities and Exchange Commission, Sunworks United, Inc. is a wholly-owned subsidiary of Sunworks, Inc. (see evidence).

In light of the evidence, Applicant respectfully asserts the ‘401 Application and the present application are owned by the same source and there is no likelihood of confusion.

In view of the foregoing remarks, Applicant respectfully submits that its SUNWORKS mark is entitled to registration and requests that it be promptly allowed for publication.

If the Examining Attorney requires any changes to the application that could be made by Examiner’s Amendment, Applicant respectfully requests that she telephone the undersigned attorney at: (801) 533- 9800. The Commissioner for Trademarks is authorized to charge any additional fees associated with this response to Deposit Account No. 23-3178.

EVIDENCE SECTION
        EVIDENCE FILE NAME(S)
       ORIGINAL PDF FILE evi_20918088130-20170515175046470681_._20585-13_evidence.pdf
       CONVERTED PDF FILE(S)
       (3 pages)
\\TICRS\EXPORT17\IMAGEOUT17\871\369\87136931\xml4\ROA0002.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\871\369\87136931\xml4\ROA0003.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\871\369\87136931\xml4\ROA0004.JPG
DESCRIPTION OF EVIDENCE FILE Copy of Annual Report filed with the U.S. SEC
PAYMENT SECTION
NUMBER OF CLASSES 7
APPLICATION FOR REGISTRATION PER CLASS 275
TOTAL FEES DUE 1925
SIGNATURE SECTION
RESPONSE SIGNATURE /John C. Stringham, 40831/
SIGNATORY'S NAME John C. Stringham
SIGNATORY'S POSITION Attorney of record, Utah bar member
SIGNATORY'S PHONE NUMBER 801-533-9800
DATE SIGNED 05/16/2017
AUTHORIZED SIGNATORY YES
FILING INFORMATION SECTION
SUBMIT DATE Tue May 16 16:42:16 EDT 2017
TEAS STAMP USPTO/ROA-XXX.XXX.XX.XXX-
20170516164216688912-8713
6931-590401a3fa32e38ad55b
7cb2c0cfd346bdb0df113e125
aff7577507a87f0ed2484-CC-
3381-20170516163749592412



Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1957 (Rev 10/2011)
OMB No. 0651-0050 (Exp 07/31/2017)

Response to Office Action


To the Commissioner for Trademarks:

Application serial no. 87136931 SUNWORKS (Stylized and/or with Design, see http://uspto.report/TM/87136931/mark.png) has been amended as follows:

ARGUMENT(S)
In response to the substantive refusal(s), please note the following:

In the Office Action issued November 26, 2016, the Examining Attorney stated the following issues regarding the present application: insufficient fee paid for number of identified classes and potential Section 2(d) Refusal – Likelihood of Confusion.

Insufficient Fees

Applicant herewith submits the fees for the additional identified classes.

Potential Section 2(d) Refusal – Likelihood of Confusion

The Examining Attorney has stated that she may refuse registration under Trademark Act Section 2(d) because of a likelihood of confusion with the mark in pending U.S. Application Nos. 86/733401 owned by Sunworks United Inc.

According to the Annual Report for the fiscal year ended December 31, 2015, filed with the U.S. Securities and Exchange Commission, Sunworks United, Inc. is a wholly-owned subsidiary of Sunworks, Inc. (see evidence).

In light of the evidence, Applicant respectfully asserts the ‘401 Application and the present application are owned by the same source and there is no likelihood of confusion.

In view of the foregoing remarks, Applicant respectfully submits that its SUNWORKS mark is entitled to registration and requests that it be promptly allowed for publication.

If the Examining Attorney requires any changes to the application that could be made by Examiner’s Amendment, Applicant respectfully requests that she telephone the undersigned attorney at: (801) 533- 9800. The Commissioner for Trademarks is authorized to charge any additional fees associated with this response to Deposit Account No. 23-3178.



EVIDENCE
Evidence in the nature of Copy of Annual Report filed with the U.S. SEC has been attached.
Original PDF file:
evi_20918088130-20170515175046470681_._20585-13_evidence.pdf
Converted PDF file(s) ( 3 pages)
Evidence-1
Evidence-2
Evidence-3

FEE(S)
Fee(s) in the amount of $1925 is being submitted.

SIGNATURE(S)
Response Signature
Signature: /John C. Stringham, 40831/     Date: 05/16/2017
Signatory's Name: John C. Stringham
Signatory's Position: Attorney of record, Utah bar member

Signatory's Phone Number: 801-533-9800

The signatory has confirmed that he/she is an attorney who is a member in good standing of the bar of the highest court of a U.S. state, which includes the District of Columbia, Puerto Rico, and other federal territories and possessions; and he/she is currently the owner's/holder's attorney or an associate thereof; and to the best of his/her knowledge, if prior to his/her appointment another U.S. attorney or a Canadian attorney/agent not currently associated with his/her company/firm previously represented the owner/holder in this matter: (1) the owner/holder has filed or is concurrently filing a signed revocation of or substitute power of attorney with the USPTO; (2) the USPTO has granted the request of the prior representative to withdraw; (3) the owner/holder has filed a power of attorney appointing him/her in this matter; or (4) the owner's/holder's appointed U.S. attorney or Canadian attorney/agent has filed a power of attorney appointing him/her as an associate attorney in this matter.

        
RAM Sale Number: 87136931
RAM Accounting Date: 05/17/2017
        
Serial Number: 87136931
Internet Transmission Date: Tue May 16 16:42:16 EDT 2017
TEAS Stamp: USPTO/ROA-XXX.XXX.XX.XXX-201705161642166
88912-87136931-590401a3fa32e38ad55b7cb2c
0cfd346bdb0df113e125aff7577507a87f0ed248
4-CC-3381-20170516163749592412


Response to Office Action [image/jpeg]

Response to Office Action [image/jpeg]

Response to Office Action [image/jpeg]

Response to Office Action [image/jpeg]


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