Response to Office Action

BALANCE

Aurora Pharmaceutical Inc.

Response to Office Action

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1957 (Rev 10/2011)
OMB No. 0651-0050 (Exp 07/31/2017)

Response to Office Action


The table below presents the data as entered.

Input Field
Entered
SERIAL NUMBER 87100790
LAW OFFICE ASSIGNED LAW OFFICE 119
MARK SECTION
MARK http://uspto.report/TM/87100790/mark.png
LITERAL ELEMENT BALANCE
STANDARD CHARACTERS YES
USPTO-GENERATED IMAGE YES
MARK STATEMENT The mark consists of standard characters, without claim to any particular font style, size or color.
ARGUMENT(S)

In response to the substantive refusal, please note the following:

 

This is in response to the Office action dated October 21, 2016, in which the Examining Attorney refused registration of Applicant's mark because of a likelihood of confusion with the marks in U.S. Registration Nos. 3937988 and 3905687.

 

Based upon the arguments and amendments presented below, Applicant respectfully requests that the Examining Attorney withdraw the refusal based upon Section 2(d)  of the Act and approve its mark for publication in the Official Gazette.

 

1.  Amendment of Identification of Goods

 

Applicant requests that the identification of goods be amended as follows:

 

"Electrolyte replacement solutions", in International Class 5.

 

2.  Section 2(d) Refusal

 

As amended, there is no likelihood between Applicant's mark and the cited marks for the following reasons:

 

1. Applicant's goods and cited registrants' respective goods are not related as a ELECTROLYTE REPLACEMENT solution (emphasis added) differs from mineral supplements (which by definition are in addition thereto) in US Registration 3905687 and dietary food supplements of US Registration 3937988; and

 

2.  The cited marks are only suggestive; thus, they are entitled only to narrow trademark protection.

 

Likelihood of Confusion

 

1.  The Parties' Respective Goods are Sufficiently Different and Unrelated

 

The parties' respective goods are not related and are used for different purposes, rendering consumer confusion unlikely.  It is well settled that an Examining Attorney must not only consider the similarities of the marks, but also compare the goods and/or services to determine if they are related such that confusion as to origin is likely.  In re August Storck KG, 218 USPQ 823 (TTAB 1983).  The Examining Attorney must also consider all circumstances surrounding the sale of the goods and/or services, such as the marketing channels and the identity of the prospective purchasers.  Industrial Nucleonic Corp v. Hinde Engineering Co., 475 F.2d 1197, 177 USPQ 386 (CCPA 1973).

 

Applicant's goods, as amended, are electrolyte replacement solutions.  The cited '988 registration covers nutritional supplements and dietary food supplements which are vastly different than a electrolyte replacement solution.  Similarly, the cited '687 registration covers nutritional supplements for animals; mineral supplements for cattle -- there is no indiction that these supplements are electrolyte replacement solution.

 

Based upon the foregoing, Applicant contends that the parties' respective goods are sufficiently different and unrelated, rendering consumer confusion between the marks unlikely.

 

2.  Suggestive Marks are Entitled Only a Narrow Scope of Protection

 

Confusion between Applicant's mark and cited marks is also unlikely because the cited marks are only suggestive, which entitles them to only a limited scope of protection as opposed to if they were fanciful marks.

 

It is undisputed that the scope of protection afforded a weak mark is less than that accorded an arbitrary mark.  As stated in General Mills v. Kellogg Co., 3 USPQ2d 1442 (8th Cir. 1987), "[d]etermining that a mark is weak means that consumer confusion has been found unlikely because the mark's components are so widely used that the public can easily distinguish slight differences in the marks, even if the goods are related."

 

The Board explained the effect of this rule in In re Lar Mor International Inc., 221 USPQ 180 (TTAB 1983):  "It seems both logical and obvious to us that where a party chooses a trademark which is inherently weak, he will not enjoy the wide latitude of protection afforded the owners of strong trademarks.  Where a party chooses a weak mark, his competitors may come closer to his mark than would be the case with a strong mark without violating his rights."  221 USPQ at 182.

 

The Federal Circuit applied the same reasoning in finding no likelihood of confusion between PECAN SANDIES and PECAN SHORTIES, both for cookies.  Keebler Co. v. Murray Bakery Products, 866 F.2d. 1386 (Fed. Cir. 1989).  The Federal Circuit also found no likelihood of confusion between ROMAN and ROMANBURGER, both for food products.  Mr. Hero Sandwich Systems, Inc. v. Roman Meal Co., 781 F.2d 884 (Fed. Cir. 1986).

 

Applicant respectfully submits that the rationale underlying those decisions applies with full force here.  When the cited marks and Applicant's mark are used to designate unrelated goods, likelihood of confusion cannot be grounded solely on the fact that the parties' respective marks share the same descriptive term BALANCE.

GOODS AND/OR SERVICES SECTION (current)
INTERNATIONAL CLASS 005
DESCRIPTION
Electrolyte replacement solutions; Nutritional drinks for animals; Nutritional supplements; Veterinary pharmaceutical compounds for equine use to treat conditions of the leg, hoof, ear, nose and throat
FILING BASIS Section 1(b)
GOODS AND/OR SERVICES SECTION (proposed)
INTERNATIONAL CLASS 005
TRACKED TEXT DESCRIPTION
Electrolyte replacement solutions; Nutritional drinks for animals; Nutritional supplements; Veterinary pharmaceutical compounds for equine use to treat conditions of the leg, hoof, ear, nose and throat
FINAL DESCRIPTION Electrolyte replacement solutions
       FIRST USE ANYWHERE DATE At least as early as 08/01/2016
       FIRST USE IN COMMERCE DATE At least as early as 08/01/2016
FILING BASIS Section 1(b)
SIGNATURE SECTION
DECLARATION SIGNATURE /JWR/
SIGNATORY'S NAME John W. Ryan
SIGNATORY'S POSITION Attorney of Record, DC bar member
SIGNATORY'S PHONE NUMBER 202-372-9092
DATE SIGNED 11/22/2016
RESPONSE SIGNATURE /JWR/
SIGNATORY'S NAME John W. Ryan
SIGNATORY'S POSITION Attorney of Record, DC bar member
SIGNATORY'S PHONE NUMBER 202-372-9092
DATE SIGNED 11/22/2016
AUTHORIZED SIGNATORY YES
FILING INFORMATION SECTION
SUBMIT DATE Tue Nov 22 11:19:19 EST 2016
TEAS STAMP USPTO/ROA-XX.XX.XXX.XXX-2
0161122111919600428-87100
790-570b5bde942f4973ebd67
8deacf5f8f3874528c65746b4
face6d6af3c894a53d43a-N/A
-N/A-20161122110731278374



Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1957 (Rev 10/2011)
OMB No. 0651-0050 (Exp 07/31/2017)

Response to Office Action


To the Commissioner for Trademarks:

Application serial no. 87100790 BALANCE(Standard Characters, see http://uspto.report/TM/87100790/mark.png) has been amended as follows:

ARGUMENT(S)
In response to the substantive refusal(s), please note the following:

In response to the substantive refusal, please note the following:

 

This is in response to the Office action dated October 21, 2016, in which the Examining Attorney refused registration of Applicant's mark because of a likelihood of confusion with the marks in U.S. Registration Nos. 3937988 and 3905687.

 

Based upon the arguments and amendments presented below, Applicant respectfully requests that the Examining Attorney withdraw the refusal based upon Section 2(d)  of the Act and approve its mark for publication in the Official Gazette.

 

1.  Amendment of Identification of Goods

 

Applicant requests that the identification of goods be amended as follows:

 

"Electrolyte replacement solutions", in International Class 5.

 

2.  Section 2(d) Refusal

 

As amended, there is no likelihood between Applicant's mark and the cited marks for the following reasons:

 

1. Applicant's goods and cited registrants' respective goods are not related as a ELECTROLYTE REPLACEMENT solution (emphasis added) differs from mineral supplements (which by definition are in addition thereto) in US Registration 3905687 and dietary food supplements of US Registration 3937988; and

 

2.  The cited marks are only suggestive; thus, they are entitled only to narrow trademark protection.

 

Likelihood of Confusion

 

1.  The Parties' Respective Goods are Sufficiently Different and Unrelated

 

The parties' respective goods are not related and are used for different purposes, rendering consumer confusion unlikely.  It is well settled that an Examining Attorney must not only consider the similarities of the marks, but also compare the goods and/or services to determine if they are related such that confusion as to origin is likely.  In re August Storck KG, 218 USPQ 823 (TTAB 1983).  The Examining Attorney must also consider all circumstances surrounding the sale of the goods and/or services, such as the marketing channels and the identity of the prospective purchasers.  Industrial Nucleonic Corp v. Hinde Engineering Co., 475 F.2d 1197, 177 USPQ 386 (CCPA 1973).

 

Applicant's goods, as amended, are electrolyte replacement solutions.  The cited '988 registration covers nutritional supplements and dietary food supplements which are vastly different than a electrolyte replacement solution.  Similarly, the cited '687 registration covers nutritional supplements for animals; mineral supplements for cattle -- there is no indiction that these supplements are electrolyte replacement solution.

 

Based upon the foregoing, Applicant contends that the parties' respective goods are sufficiently different and unrelated, rendering consumer confusion between the marks unlikely.

 

2.  Suggestive Marks are Entitled Only a Narrow Scope of Protection

 

Confusion between Applicant's mark and cited marks is also unlikely because the cited marks are only suggestive, which entitles them to only a limited scope of protection as opposed to if they were fanciful marks.

 

It is undisputed that the scope of protection afforded a weak mark is less than that accorded an arbitrary mark.  As stated in General Mills v. Kellogg Co., 3 USPQ2d 1442 (8th Cir. 1987), "[d]etermining that a mark is weak means that consumer confusion has been found unlikely because the mark's components are so widely used that the public can easily distinguish slight differences in the marks, even if the goods are related."

 

The Board explained the effect of this rule in In re Lar Mor International Inc., 221 USPQ 180 (TTAB 1983):  "It seems both logical and obvious to us that where a party chooses a trademark which is inherently weak, he will not enjoy the wide latitude of protection afforded the owners of strong trademarks.  Where a party chooses a weak mark, his competitors may come closer to his mark than would be the case with a strong mark without violating his rights."  221 USPQ at 182.

 

The Federal Circuit applied the same reasoning in finding no likelihood of confusion between PECAN SANDIES and PECAN SHORTIES, both for cookies.  Keebler Co. v. Murray Bakery Products, 866 F.2d. 1386 (Fed. Cir. 1989).  The Federal Circuit also found no likelihood of confusion between ROMAN and ROMANBURGER, both for food products.  Mr. Hero Sandwich Systems, Inc. v. Roman Meal Co., 781 F.2d 884 (Fed. Cir. 1986).

 

Applicant respectfully submits that the rationale underlying those decisions applies with full force here.  When the cited marks and Applicant's mark are used to designate unrelated goods, likelihood of confusion cannot be grounded solely on the fact that the parties' respective marks share the same descriptive term BALANCE.



CLASSIFICATION AND LISTING OF GOODS/SERVICES
Applicant proposes to amend the following class of goods/services in the application:
Current: Class 005 for Electrolyte replacement solutions; Nutritional drinks for animals; Nutritional supplements; Veterinary pharmaceutical compounds for equine use to treat conditions of the leg, hoof, ear, nose and throat
Original Filing Basis:
Filing Basis: Section 1(b), Intent to Use: For a trademark or service mark application: As of the application filing date, the applicant had a bona fide intention, and was entitled, to use the mark in commerce on or in connection with the identified goods/services in the application. For a collective trademark, collective service mark, or collective membership mark application: As of the application filing date, the applicant had a bona fide intention, and was entitled, to exercise legitimate control over the use of the mark in commerce by members on or in connection with the identified goods/services/collective membership organization. For a certification mark application: As of the application filing date, the applicant had a bona fide intention, and was entitled, to exercise legitimate control over the use of the mark in commerce by authorized users in connection with the identified goods/services, and the applicant will not engage in the production or marketing of the goods/services to which the mark is applied, except to advertise or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant.

Proposed:
Tracked Text Description: Electrolyte replacement solutions; Nutritional drinks for animals; Nutritional supplements; Veterinary pharmaceutical compounds for equine use to treat conditions of the leg, hoof, ear, nose and throatClass 005 for Electrolyte replacement solutions
Filing Basis: Section 1(b), Intent to Use: For a trademark or service mark application: As of the application filing date, the applicant had a bona fide intention, and was entitled, to use the mark in commerce on or in connection with the identified goods/services in the application. For a collective trademark, collective service mark, or collective membership mark application: As of the application filing date, the applicant had a bona fide intention, and was entitled, to exercise legitimate control over the use of the mark in commerce by members on or in connection with the identified goods/services/collective membership organization. For a certification mark application: As of the application filing date, the applicant had a bona fide intention, and was entitled, to exercise legitimate control over the use of the mark in commerce by authorized users in connection with the identified goods/services, and the applicant will not engage in the production or marketing of the goods/services to which the mark is applied, except to advertise or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant.

In International Class 005, the mark was first used at least as early as 08/01/2016 . and first used in commerce at least as early as 08/01/2016 .

SIGNATURE(S)
Declaration Signature

DECLARATION: The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that, if the applicant submitted the application or allegation of use (AOU) unsigned, all statements in the application or AOU and this submission based on the signatory's own knowledge are true, and all statements in the application or AOU and this submission made on information and belief are believed to be true.

STATEMENTS FOR UNSIGNED SECTION 1(a) APPLICATION/AOU: If the applicant filed an unsigned application under 15 U.S.C. §1051(a) or AOU under 15 U.S.C. §1051(c), the signatory additionally believes that: the applicant is the owner of the mark sought to be registered; the mark is in use in commerce and was in use in commerce as of the filing date of the application or AOU on or in connection with the goods/services/collective membership organization in the application or AOU; the original specimen(s), if applicable, shows the mark in use in commerce as of the filing date of the application or AOU on or in connection with the goods/services/collective membership organization in the application or AOU; for a collective trademark, collective service mark, collective membership mark application, or certification mark application, the applicant is exercising legitimate control over the use of the mark in commerce and was exercising legitimate control over the use of the mark in commerce as of the filing date of the application or AOU; for a certification mark application, the applicant is not engaged in the production or marketing of the goods/services to which the mark is applied, except to advertise or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant. To the best of the signatory's knowledge and belief, no other persons, except, if applicable, authorized users, members, and/or concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services/collective membership organization of such other persons, to cause confusion or mistake, or to deceive.

STATEMENTS FOR UNSIGNED SECTION 1(b)/SECTION 44 APPLICATION AND FOR SECTION 66(a) COLLECTIVE/CERTIFICATION MARK APPLICATION: If the applicant filed an unsigned application under 15 U.S.C. §§ 1051(b), 1126(d), and/or 1126(e), or filed a collective/certification mark application under 15 U.S.C. §1141f(a), the signatory additionally believes that: for a trademark or service mark application, the applicant is entitled to use the mark in commerce on or in connection with the goods/services specified in the application; the applicant has a bona fide intention to use the mark in commerce and had a bona fide intention to use the mark in commerce as of the application filing date; for a collective trademark, collective service mark, collective membership mark, or certification mark application, the applicant has a bona fide intention, and is entitled, to exercise legitimate control over the use of the mark in commerce and had a bona fide intention, and was entitled, to exercise legitimate control over the use of the mark in commerce as of the application filing date; the signatory is properly authorized to execute the declaration on behalf of the applicant; for a certification mark application, the applicant will not engage in the production or marketing of the goods/services to which the mark is applied, except to advertise or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant. To the best of the signatory's knowledge and belief, no other persons, except, if applicable, authorized users, members, and/or concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services/collective membership organization of such other persons, to cause confusion or mistake, or to deceive.



Signature: /JWR/      Date: 11/22/2016
Signatory's Name: John W. Ryan
Signatory's Position: Attorney of Record, DC bar member
Signatory's Phone Number: 202-372-9092


Response Signature
Signature: /JWR/     Date: 11/22/2016
Signatory's Name: John W. Ryan
Signatory's Position: Attorney of Record, DC bar member

Signatory's Phone Number: 202-372-9092

The signatory has confirmed that he/she is an attorney who is a member in good standing of the bar of the highest court of a U.S. state, which includes the District of Columbia, Puerto Rico, and other federal territories and possessions; and he/she is currently the owner's/holder's attorney or an associate thereof; and to the best of his/her knowledge, if prior to his/her appointment another U.S. attorney or a Canadian attorney/agent not currently associated with his/her company/firm previously represented the owner/holder in this matter: (1) the owner/holder has filed or is concurrently filing a signed revocation of or substitute power of attorney with the USPTO; (2) the USPTO has granted the request of the prior representative to withdraw; (3) the owner/holder has filed a power of attorney appointing him/her in this matter; or (4) the owner's/holder's appointed U.S. attorney or Canadian attorney/agent has filed a power of attorney appointing him/her as an associate attorney in this matter.

        
Serial Number: 87100790
Internet Transmission Date: Tue Nov 22 11:19:19 EST 2016
TEAS Stamp: USPTO/ROA-XX.XX.XXX.XXX-2016112211191960
0428-87100790-570b5bde942f4973ebd678deac
f5f8f3874528c65746b4face6d6af3c894a53d43
a-N/A-N/A-20161122110731278374



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