Statement of Use

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1553 (Rev 09/2005)

OMB No. 0651-0054 (Exp 12/31/2020)

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Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1553 (Rev 09/2005)

OMB No. 0651-0054 (Exp 12/31/2020)

Trademark/Service Mark Statement of Use
(15 U.S.C. Section 1051(d))

To the Commissioner for Trademarks:
MARK: ICAP(Standard Characters, see http://uspto.report/TM/87068872/mark.png)
SERIAL NUMBER: 87068872



The applicant, ICAP SERVICES NORTH AMERICA LLC, having an address of
      200 Vesey Street
      New York, New York 10281
      United States
is submitting the following allegation of use information:

For International Class 035:
Current identification: Commercial intermediation services, namely, mediating broking agreements regarding the sale of financial products and instruments, namely, futures, swaps and options, compilation of business price and statistical information in the nature of compilation of observable and modeled pricing data of financial products and instruments for business purposes; compilation and provision of financial, securities, trade and quote, order, execution, index value and other financial market information for business purposes; preparation and compilation of business reports; business, market research and information services in the nature of trade support information, market reports, providing information and commentary in the field of business, historical business and market data, straight through processing feeds and trade reports; and information services relating to all the foregoing; all of the foregoing services are provided to participants in the nonretail financial market

The mark is in use in commerce on or in connection with all of the goods/services, or to indicate membership in the collective organization listed in the application or Notice of Allowance or as subsequently modified for this specific class.

The mark was first used by the applicant, or the applicant's related company, licensee, or predecessor in interest at least as early as 07/31/2001, and first used in commerce at least as early as 07/31/2001, and is now in use in such commerce. The applicant is submitting one specimen for the class showing the mark as used in commerce on or in connection with any item in the class, consisting of a(n) excerpts from Registrant's website promoting the Class 35 services..

Original PDF file:
SPN0-1-6919320630-20190212131834233254_._Class_35_ICAP.pdf
Converted PDF file(s) (1 page)
Specimen File1
Original PDF file:
SPN0-6919320630-20190212131834233254_._Classes_35_and_36_ICAP.pdf
Converted PDF file(s) (1 page)
Specimen File1


For International Class 036:
Current identification: Financial services, namely, trading of financial instruments, securities, shares, options and other derivative products; stock broking services; stocks and bond brokerage; provision of financial information; and clearing and reconciling financial transactions via a global computer network; stock and securities exchange price quotations; all of the foregoing services are provided to participants in the nonretail financial market

The mark is in use in commerce on or in connection with all of the goods/services, or to indicate membership in the collective organization listed in the application or Notice of Allowance or as subsequently modified for this specific class.

The mark was first used by the applicant, or the applicant's related company, licensee, or predecessor in interest at least as early as 07/31/2001, and first used in commerce at least as early as 07/31/2001, and is now in use in such commerce. The applicant is submitting one specimen for the class showing the mark as used in commerce on or in connection with any item in the class, consisting of a(n) excerpts from Registrant's website promoting Registrant's Class 36 services.

Original PDF file:
SPN1-6919320630-20190212131834233254_._Class_36_ICAP.pdf
Converted PDF file(s) (1 page)
Specimen File1
Original PDF file:
SPN1-6919320630-20190212131834233254_._Classes_35_and_36_ICAP.pdf
Converted PDF file(s) (1 page)
Specimen File1


For International Class 038:
Current identification: Transmission of data, messages and information by computer, electronic mail; computer communication services; telecommunication services, namely, the transmission of information and data; electronic mail services; telecommunications services for providing multiple-user access to a global computer network; providing multi-user access to an electronic database for the dissemination of securities information and the direct on-line purchase of stock via wide-area computer network; providing multi-user access to a computer database in the field of securities, stocks, shares, options and warrants, featuring real time investment information in the stocks and securities market; all the aforesaid relating to the provision of connectivity to financial markets and trading systems and the provision of data related to financial markets and trading systems; not including any services relating to the development, sale, maintenance and support of software for transmitting messages and/or data on a communication network for voice and data processing, namely, software solutions, software products and services for mobile network operators with regard to all business areas

The mark is in use in commerce on or in connection with all of the goods/services, or to indicate membership in the collective organization listed in the application or Notice of Allowance or as subsequently modified for this specific class.

The mark was first used by the applicant, or the applicant's related company, licensee, or predecessor in interest at least as early as 12/31/2009, and first used in commerce at least as early as 12/31/2009, and is now in use in such commerce. The applicant is submitting one specimen for the class showing the mark as used in commerce on or in connection with any item in the class, consisting of a(n) excerpt from Registrant's website promoting the Class 38 services; excerpts from manual provided by Registrant to customers describing the Class 38 services and bearing the mark.

Original PDF file:
SPN2-6919320630-20190212131834233254_._Class_38_ICAP.pdf
Converted PDF file(s) (1 page)
Specimen File1
Original PDF file:
SPN2-1-6919320630-20190212131834233254_._Class_38_ICAP__second_.pdf
Converted PDF file(s) (41 pages)
Specimen File1
Specimen File2
Specimen File3
Specimen File4
Specimen File5
Specimen File6
Specimen File7
Specimen File8
Specimen File9
Specimen File10
Specimen File11
Specimen File12
Specimen File13
Specimen File14
Specimen File15
Specimen File16
Specimen File17
Specimen File18
Specimen File19
Specimen File20
Specimen File21
Specimen File22
Specimen File23
Specimen File24
Specimen File25
Specimen File26
Specimen File27
Specimen File28
Specimen File29
Specimen File30
Specimen File31
Specimen File32
Specimen File33
Specimen File34
Specimen File35
Specimen File36
Specimen File37
Specimen File38
Specimen File39
Specimen File40
Specimen File41


For International Class 042:
Current identification: Design and development of computer software; computer programming; computer consultancy services; design and development of computer software; computer programming; all of the foregoing services relating to financial trading systems and provision of connectivity to financial markets, trading exchanges and platforms and to the provision of data related to financial markets and trading systems and to the provision of post-trade services in the financial markets, capture and matching of trade related data and trade tickets, transaction settlement services, netting and trade allocation services, trade and account reconciliation services, trade confirmation services, messaging services relating to post-trade activities, credit services and calculation and monitoring of credit limits and credit utilisation; design and development of software for testing trading strategies against live and historic market data and for development of proprietary trading strategies; updating of computer programs for third parties; computer systems analysis; rental of computer programs and computer database servers; software as a service ("SAAS") featuring software for use in financial services, financial trading services, broking services, stock exchange services, equities exchange services, trade matching services and investment exchange services, and providing temporary use of on-line, non-downloadable software for use in financial services, financial trading services, broking services, stock exchange services, equities exchange services, trade matching services and investment exchange services

The mark is in use in commerce on or in connection with all of the goods/services, or to indicate membership in the collective organization listed in the application or Notice of Allowance or as subsequently modified for this specific class.

The mark was first used by the applicant, or the applicant's related company, licensee, or predecessor in interest at least as early as 07/31/2001, and first used in commerce at least as early as 07/31/2001, and is now in use in such commerce. The applicant is submitting one specimen for the class showing the mark as used in commerce on or in connection with any item in the class, consisting of a(n) excerpt from Registrant's website promoting the Class 42 services.

Original PDF file:
SPN3-6919320630-20190212131834233254_._Class_42_ICAP.pdf
Converted PDF file(s) (1 page)
Specimen File1


The applicant is not filing a Request to Divide with this Allegation of Use form. The applicant's current Correspondence Information: JEANNE HAMBURG of  NORRIS MCLAUGHLIN & MARCUS, P.A.
      8TH FLOOR
      875 THIRD AVENUE
      NEW YORK, New York 10022
      United States
The docket/reference number is 123968-5.
The applicant's proposed Correspondence Information: JEANNE HAMBURG of  Norris McLaughlin, P.A.
      8TH FLOOR
      875 THIRD AVENUE
      NEW YORK, New York 10022
      United States
The docket/reference number is 123968-5.

The phone number is 212-808-0700.

The fax number is 212-808-0844.

The email address is jhamburg@norris-law.com;csevilla@norris-law.com;tmdept@norris-law.com.

A fee payment in the amount of $400 will be submitted with the form, representing payment for the allegation of use for 4 classes.


Declaration

	The signatory believes that the applicant is the owner of the mark sought to be registered. For a trademark or service mark application, the mark is in use in commerce on or in connection with all the goods/services in the application or notice of allowance, or as subsequently modified. For a collective trademark, collective service mark, collective membership mark application, the applicant is exercising legitimate control over the use of the mark in commerce by members on or in connection with all the goods/services/collective membership organization in the application or notice of allowance, or as subsequently modified. For a certification mark application, the applicant is exercising legitimate control over the use of the mark in commerce by authorized users on or in connection with the all goods/services in the application or notice of allowance, or as subsequently modified, and the applicant is not engaged in the production or marketing of the goods/services to which the mark is applied, except to advertise or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant.
	The specimen(s) shows the mark as used on or in connection with the goods/services/collective membership organization in commerce.
	To the best of the signatory's knowledge and belief, no other persons, except, if applicable, authorized users, members, and/or concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services/collective membership organization of such other persons, to cause confusion or mistake, or to deceive.
	To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
	The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Signature: /jeanne hamburg/      Date Signed: 02/12/2019
Signatory's Name: Jeanne Hamburg
Signatory's Position: Attorney of record, New York bar member
Signatory's Phone: 212-808-0700

RAM Sale Number: 87068872
RAM Accounting Date: 02/13/2019

Serial Number: 87068872
Internet Transmission Date: Tue Feb 12 13:51:30 EST 2019
TEAS Stamp: USPTO/SOU-XX.XXX.XXX.XX-2019021213513006
6263-87068872-620a912559e91a58bbaa1e1177
032295288d1f94d062ddd57894b281e514c12-DA
-96-20190212131834233254