TEAS RF New Application

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2018)

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Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2018)

Trademark/Service Mark Application, Principal Register

Serial Number: 87029995

Filing Date: 05/09/2016

To the Commissioner for Trademarks:

MARK: (Stylized and/or Design, see mark)
The mark consists of the word LUX rotated 45 degrees from the horizontal.
The applicant, Lux Capital Management, LLC, a limited liability company legally organized under the laws of Delaware, having an address of
      295 Madison Avenue
      New York, New York 10017
      United States

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

       International Class 036:  Financial services, namely investment advisory and investment management services for investment funds and investments, financial sponsorship of the formation of investment funds, and financial portfolio management of investment funds and investments for others

In International Class 036, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 05/05/2016, and first used in commerce at least as early as 05/05/2016, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) screenshots of Applicant's website.

Original PDF file:
SPE0-20721016351-20160505174818895409_._LUX_CAPITAL_SPECIMEN.pdf
Converted PDF file(s) (9 pages)
Specimen File1
Specimen File2
Specimen File3
Specimen File4
Specimen File5
Specimen File6
Specimen File7
Specimen File8
Specimen File9



The applicant's current Attorney Information:
      Joseph A. Capraro Jr. and S. James Boumil III and other attorneys associated with Customer Number 42532 of Proskauer Rose LLP      One International Place
      Boston, Massachusetts 02110
      United States
      617-526-9600(phone)
      617-526-9899(fax)
      docketingpatentboston@proskauer.com (authorized)
The attorney docket/reference number is LUX-603.

The applicant's current Correspondence Information:

Joseph A. Capraro Jr.

Proskauer Rose LLP

One International Place

Boston, Massachusetts 02110

617-526-9600(phone)

617-526-9899(fax)

docketingpatentboston@proskauer.com (authorized) E-mail Authorization: I authorize the USPTO to send e-mail correspondence concerning the application to the applicant or applicant's attorney at the e-mail address provided above. I understand that a valid e-mail address must be maintained and that the applicant or the applicant's attorney must file the relevant subsequent application-related submissions via the Trademark Electronic Application System (TEAS). Failure to do so will result in an additional processing fee of $50 per international class of goods/services.

A fee payment in the amount of $275 has been submitted with the application, representing payment for 1 class(es).

Declaration

The signatory believes that: if the applicant is filing the application under 15 U.S.C. § 1051(a), the applicant is the owner of the trademark/service mark sought to be registered; the applicant is using the mark in commerce on or in connection with the goods/services in the application; the specimen(s) shows the mark as used on or in connection with the goods/services in the application; and/or if the applicant filed an application under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e), the applicant is entitled to use the mark in commerce; the applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the goods/services in the application. The signatory believes that to the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive. The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Declaration Signature

Signature: / Josh Wolfe /   Date: 05/09/2016
Signatory's Name: Josh Wolfe
Signatory's Position: Managing Partner
RAM Sale Number: 87029995
RAM Accounting Date: 05/10/2016

Serial Number: 87029995
Internet Transmission Date: Mon May 09 16:34:15 EDT 2016
TEAS Stamp: USPTO/BAS-XXX.XXX.XXX.XX-201605091634153
11958-87029995-5506d8ab5cbe4ff6cf8a21b99
53ea8f2fb0a9534f93d63acfc5bed37866d1171a
-DA-3299-20160505174818895409