UNITED STATES PATENT AND TRADEMARK OFFICE (USPTO)
OFFICE ACTION (OFFICIAL LETTER) ABOUT APPLICANT’S TRADEMARK APPLICATION
U.S. APPLICATION SERIAL NO. 87001468
MARK: NOBLE
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CORRESPONDENT ADDRESS: |
CLICK HERE TO RESPOND TO THIS LETTER: http://www.gov.uspto.report/trademarks/teas/response_forms.jsp
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APPLICANT: Noble Talents LLC
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CORRESPONDENT’S REFERENCE/DOCKET NO: CORRESPONDENT E-MAIL ADDRESS: |
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OFFICE ACTION
TO AVOID ABANDONMENT OF APPLICANT’S TRADEMARK APPLICATION, THE USPTO MUST RECEIVE APPLICANT’S COMPLETE RESPONSE TO THIS LETTER WITHIN 6 MONTHS OF THE ISSUE/MAILING DATE BELOW.
ISSUE/MAILING DATE: 8/3/2016
TEAS PLUS OR TEAS REDUCED FEE (TEAS RF) APPLICANTS – TO MAINTAIN LOWER FEE, ADDITIONAL REQUIREMENTS MUST BE MET, INCLUDING SUBMITTING DOCUMENTS ONLINE: Applicants who filed their application online using the lower-fee TEAS Plus or TEAS RF application form must (1) file certain documents online using TEAS, including responses to Office actions (see TMEP §§819.02(b), 820.02(b) for a complete list of these documents); (2) maintain a valid e-mail correspondence address; and (3) agree to receive correspondence from the USPTO by e-mail throughout the prosecution of the application. See 37 C.F.R. §§2.22(b), 2.23(b); TMEP §§819, 820. TEAS Plus or TEAS RF applicants who do not meet these requirements must submit an additional processing fee of $50 per international class of goods and/or services. 37 C.F.R. §§2.6(a)(1)(v), 2.22(c), 2.23(c); TMEP §§819.04, 820.04. However, in certain situations, TEAS Plus or TEAS RF applicants may respond to an Office action by authorizing an examiner’s amendment by telephone without incurring this additional fee.
Section 2(d) Likelihood of Confusion Refusal
In this case, the following factors are the most relevant: similarity of the marks, similarity and nature of the goods and/or services, and similarity of the trade channels of the goods and/or services. See In re Viterra Inc., 671 F.3d 1358, 1361-62, 101 USPQ2d 1905, 1908 (Fed. Cir. 2012); In re Dakin’s Miniatures Inc., 59 USPQ2d 1593, 1595-96 (TTAB 1999); TMEP §§1207.01 et seq.
The applicant applied for the proposed mark NOBLE for:
Class 9: Computer software and hardware for use in providing financial, banking and advisory services in connection with the exchanging, trading, updating, clearing, settlement, custody, investment and processing of securities, derivatives, digital currencies, government-issued U.S. and foreign currencies, commodities, cryptocurrencies, bitcoins, energy credits, carbon credits, pollution credits, advertising credits, and other financial and real estate assets and other real assets, including assets whose ownership interests are represented and exchanged using blockchain technology; computer software and hardware for use in providing banking services; computer software and hardware for use in providing financial services; computer software and hardware for use in providing investment consulting and analysis; computer software for financial institutions, namely, an electronic clearing and settlement network using blockchain technology for the purposes of accelerating post-trade processes and for settlement, clearing, allocation, compliance, and recordation of financial trading and financial investments for the purposes of facilitating financial trading
Class 35: Calculation, recordation, compilation and systematization of statistics, prices, rates, indexes and other data concerning securities trading, derivatives trading, digital currencies trading, trading of government-issued U.S. and foreign currencies, commodities trading, cryptocurrencies trading, bitcoin trading, energy credits trading, carbon credits trading, pollution credits trading, advertising credits trading, and the trading of other financial and real estate assets and other real assets, including assets whose ownership interests are represented and exchanged using blockchain technology; compiling information for business purposes related to securities trading, derivatives trading, digital currencies trading, trading of government-issued U.S. and foreign currencies, commodities trading, cryptocurrencies trading, bitcoin trading, energy credits trading, carbon credits trading, pollution credits trading, advertising credits trading, and the trading of other financial and real estate assets and other real assets, including assets whose ownership interests are represented and exchanged using blockchain technology
Class 36: Banking services; electronic banking via global computer network; online banking services; mobile phone banking services; bill payment services; payment processing services; currency exchange services; financial, banking and advisory services in connection with the exchanging, trading, updating, clearing, settlement, custody, investment and processing of securities, derivatives, digital currencies, government-issued U.S. and foreign currencies, commodities, cryptocurrencies, bitcoins, energy credits, carbon credits, pollution credits, advertising credits, and other financial and real estate assets and other real assets, including assets whose ownership interests are represented and exchanged using blockchain technology
Class 37: Providing access to an online databases featuring real-time investment information; electronic transmission of financial instruments, market information, quotations and orders; financial information transmission via electronic communication networks; providing access to communications networks for collection, processing, distribution and transmission of financial instruments and market information
Class 38: Transmission of financial information by electronic communications networks; peer-to-peer network computer services, namely, electronic transmission of financial data via computer terminals and electronic devices; electronic transmission of payment data for others; capture and matching of trade related data and trade tickets, transaction settlement services, netting and trade allocation services, trade and account reconciliation services, trade confirmation services, messaging services relating to post-trade activities, credit services and calculation and monitoring of credit limits and credit utilization
Class 42: Software as a service (SaaS) services for financial, banking and advisory services in connection with the exchanging, trading, updating, clearing, settlement, custody, investment and processing of securities, derivatives, digital currencies, government-issued U.S. and foreign currencies, commodities, cryptocurrencies, bitcoins, energy credits, carbon credits, pollution credits, advertising credits, and other financial and real estate assets and other real assets, including assets whose ownership interests are represented and exchanged using blockchain technology; software as a service (SaaS) services for banking services; software as a service (SaaS) services for financial and investment services; software as a service (SaaS) services for use by financial institutions, namely, an electronic clearing and settlement network using blockchain technology for the purposes of accelerating post-trade processes and for settlement, clearing, allocation, compliance, and recordation of financial trading and financial investments for the purposes of facilitating financial trading.
The registrant owns the mark NOBLE for:
Class 35: market research and analysis; business management; providing business marketing information; retail store services, wholesale distributorship services, advertising and marketing and exporting services, all in relation to chemicals, fuels, petrochemicals, clean fuels, metals, minerals, ores, aluminum, alumina, agricultural, horticultural and forestry products, grains, cocoa and coffee
Class 36: Commodity trading for others.
Marks are compared in their entireties for similarities in appearance, sound, connotation, and commercial impression. Stone Lion Capital Partners, LP v. Lion Capital LLP, 746 F.3d 1317, 1321, 110 USPQ2d 1157, 1160 (Fed. Cir. 2014) (quoting Palm Bay Imps., Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F. 3d 1369, 1371, 73 USPQ2d 1689, 1691 (Fed. Cir. 2005)); TMEP §1207.01(b)-(b)(v). “Similarity in any one of these elements may be sufficient to find the marks confusingly similar.” In re Davia, 110 USPQ2d 1810, 1812 (TTAB 2014) (citing In re 1st USA Realty Prof’ls, Inc., 84 USPQ2d 1581, 1586 (TTAB 2007)); In re White Swan Ltd., 8 USPQ2d 1534, 1535 (TTAB 1988)); TMEP §1207.01(b).
Comparison of the Marks
Here, the marks are identical.
Related Goods/Services
The respective goods and/or services need only be “related in some manner and/or if the circumstances surrounding their marketing [be] such that they could give rise to the mistaken belief that [the goods and/or services] emanate from the same source.” Coach Servs., Inc. v. Triumph Learning LLC, 668 F.3d 1356, 1369, 101 USPQ2d 1713, 1722 (Fed. Cir. 2012) (quoting 7-Eleven Inc. v. Wechsler, 83 USPQ2d 1715, 1724 (TTAB 2007)); TMEP §1207.01(a)(i).
In this case, the applicant’s goods and services are highly related to the registrant’s services. Both parties provide commodity trading services for others. It is noted that the applicant’s other goods and services including software and other financial related services are highly related to the registrant’s services.
Conclusion
Because the marks are so similar and the goods/services are, at the least, highly related, there is a likelihood of confusion.
Class 9: Computer software and hardware for use in providing financial, banking and advisory services in connection with the exchanging, trading, updating, clearing, settlement, custody, investment and processing of bitcoins, energy credits, carbon credits, pollution credits, advertising credits whose ownership interests are represented and exchanged using blockchain technology; computer software for financial institutions, namely, an electronic clearing and settlement network using blockchain technology for the purposes of accelerating post-trade processes and for settlement, clearing, allocation, compliance, and recordation of financial trading and financial investments for the purposes of facilitating financial trading.
Class 35: Calculation, recordation, compilation and systematization of statistics, prices, rates, indexes and other data concerning bitcoin trading, energy credits trading, carbon credits trading, pollution credits trading, advertising credits trading, whose ownership interests are represented and exchanged using blockchain technology; compiling information for business purposes related to bitcoin trading, energy credits trading, carbon credits trading, pollution credits trading, advertising credits trading, whose ownership interests are represented and exchanged using blockchain technology.
Class 36: bill payment services; payment processing services; currency exchange services.
Class 37: Electronic transmission of financial instruments, market information, quotations and orders; financial information transmission via electronic communication networks; providing access to communications networks for collection, processing, distribution and transmission of financial instruments and market information
Class 38: Transmission of financial information by electronic communications networks; peer-to-peer network computer services, namely, electronic transmission of financial data via computer terminals and electronic devices; electronic transmission of payment data for others; capture and matching of trade related data and trade tickets, transaction settlement services, netting and trade allocation services, trade and account reconciliation services, trade confirmation services, messaging services relating to post-trade activities, credit services and calculation and monitoring of credit limits and credit utilization
Class 42: Software as a service (SaaS) services for use in providing financial, banking and advisory services in connection with the exchanging, trading, updating, clearing, settlement, custody, investment and processing of bitcoins, energy credits, carbon credits, pollution credits, advertising credits whose ownership interests are represented and exchanged using blockchain technology; software as a service (SaaS) services for use by financial institutions, namely, an electronic clearing and settlement network using blockchain technology for the purposes of accelerating post-trade processes and for settlement, clearing, allocation, compliance, and recordation of financial trading and financial investments for the purposes of facilitating financial trading.
(1) Deleting the goods and/or services to which the refusal pertains;
(2) Filing a request to divide out the goods and/or services that have not been refused registration, so that the mark may proceed toward publication for opposition for those goods or services to which the refusal does not pertain. See 37 C.F.R. §2.87. See generally TMEP §§1110 et seq. (regarding the requirements for filing a request to divide). If applicant files a request to divide, then to avoid abandonment, applicant must also file a timely response to all outstanding issues in this Office action, including the refusal. 37 C.F.R. §2.87(e).; or
(3) Amending the basis for the goods and/or services identified in the refusal, if appropriate. TMEP §806.03(h). (The basis cannot be changed for applications filed under Trademark Act Section 66(a). TMEP §1904.01(a).)
Identification of Goods and Services
Class 9: Computer software and hardware for use in providing financial, banking and advisory services in connection with the exchanging, trading, updating, clearing, settlement, custody, investment and processing of securities, derivatives, digital currencies, government-issued U.S. and foreign currencies, commodities, cryptocurrencies, bitcoins, energy credits, carbon credits, pollution credits, advertising credits, and other financial and real estate assets and other real assets, including assets whose ownership interests are represented and exchanged using blockchain technology; computer software and hardware for use in providing banking services, namely, {specify function of software more specifically, e.g. to allow customers to access account information and transact bank business}; computer software and hardware for use in providing financial services, namely, {specify function of software more specifically, e.g. to accommodate multiple types of payment and debt transactions}; computer software and hardware for use in providing investment consulting and analysis; computer software for financial institutions, namely, an electronic clearing and settlement network using blockchain technology for the purposes of accelerating post-trade processes and for settlement, clearing, allocation, compliance, and recordation of financial trading and financial investments for the purposes of facilitating financial trading.
Class 36: Banking services; electronic banking via global computer network; online banking services; mobile phone banking services; bill payment services; payment processing services in the field of {specify field, e.g. credit card, tax payments, insurance payments}; currency exchange services; financial, banking and advisory services in connection with the exchanging, trading, updating, clearing, settlement, custody, investment and processing of securities, derivatives, digital currencies, government-issued U.S. and foreign currencies, commodities, cryptocurrencies, bitcoins, energy credits, carbon credits, pollution credits, advertising credits, and other financial and real estate assets and other real assets, including assets whose ownership interests are represented and exchanged using blockchain technology.
Class 37: abandon in its entirety.
Class 38: Transmission of financial information by electronic communications networks; peer-to-peer network computer services, namely, electronic transmission of financial data via computer terminals and electronic devices; electronic transmission of payment data for others; electronic data transmission services in the fields of capture and matching of trade related data and trade tickets, transaction settlement services, netting and trade allocation services, trade and account reconciliation services, trade confirmation services, messaging services relating to post-trade activities, credit services and calculation and monitoring of credit limits and credit utilization; providing access to an online databases featuring real-time investment information; electronic transmission of financial instruments, market information, quotations and orders; financial information transmission via electronic communication networks; providing access to communications networks for collection, processing, distribution and transmission of financial instruments and market information.
Class 42: Software as a service (SaaS) services for financial, banking and advisory services in connection with the exchanging, trading, updating, clearing, settlement, custody, investment and processing of securities, derivatives, digital currencies, government-issued U.S. and foreign currencies, commodities, cryptocurrencies, bitcoins, energy credits, carbon credits, pollution credits, advertising credits, and other financial and real estate assets and other real assets, including assets whose ownership interests are represented and exchanged using blockchain technology; software as a service (SaaS) services for banking services, namely, {specify function of software more specifically, e.g. to allow customers to access account information and transact bank business}; software as a service (SaaS) services for financial and investment services, namely, {specify function of software more specifically, e.g. to accommodate multiple types of payment and debt transactions}; software as a service (SaaS) services for use by financial institutions, namely, an electronic clearing and settlement network using blockchain technology for the purposes of accelerating post-trade processes and for settlement, clearing, allocation, compliance, and recordation of financial trading and financial investments for the purposes of facilitating financial trading.
For assistance with identifying and classifying goods and services in trademark applications, please see the USPTO’s online searchable U.S. Acceptable Identification of Goods and Services Manual. See TMEP §1402.04.
/Amy E. Thomas/
Law Office 110
U.S. Patent & Trademark Office
571-272-9171
amy.thomas@uspto.gov
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