Response to Office Action

ROCKET

Apro, LLC

Response to Office Action

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1957 (Rev 10/2011)
OMB No. 0651-0050 (Exp 07/31/2017)

Response to Office Action


The table below presents the data as entered.

Input Field
Entered
SERIAL NUMBER 86824854
LAW OFFICE ASSIGNED LAW OFFICE 115
MARK SECTION
MARK FILE NAME http://uspto.report/TM/86824854/mark.png
LITERAL ELEMENT ROCKET
STANDARD CHARACTERS NO
USPTO-GENERATED IMAGE NO
ARGUMENT(S)

Applicant has applied to register the mark ROCKET & design, U.S. App. No. 86824854  for “Retail convenience stores” in Class 35 (“Applicant’s Mark”).  In an Office Action dated May 10, 2017, the Office continued its refusal of the registration of Applicant’s Mark under § 2(d) of the Trademark Act based on an alleged likelihood of confusion with U.S. Registration No. 4687969 for the mark ROCKET FOODS SIMPLY OUT OF THIS WORLD EST. 2075 & design, which covers “Wholesale, retail and online retail store services featuring snack foods” in Class 35 (“Registrant’s Mark”), owned by Rocket Foods Inc. (“Registrant”).

            Applicant respectfully requests that the Examining Attorney withdraw the § 2(d) refusal and approve Applicant’s Mark for publication for the reasons set forth below.

            As noted in Applicant’s Response to Office Action dated July 12, 2016, Applicant does not believe there is a likelihood of confusion between Applicant’s Mark and Registrant’s Mark given the coexistence of third-party marks incorporating the word “ROCKET” and/or a Rocket design; differences in the appearance, connotation and sound of the marks; and differences in the services covered, channels of trade, and target consumers. Nevertheless, Applicant has obtained and hereby submits for review by the Examining Attorney the enclosed U.S. Trademark Consent Agreement entered into between Applicant and Registrant (the “Consent Agreement”), wherein, for a variety of reasons, Registrant recognizes that there is no likelihood of confusion posed by the coexistence of Applicant’s Mark and Registrant’s Mark in connection with the parties’ respective services, and consents to the use and registration of Applicant’s Mark by Applicant in connection with its applied-for services. The Consent Agreement is attached as Exhibit A.

Moreover, Registrant has also filed a Section 7 Request to Amend its registration for Registrant’s Mark to delete the words “retail and” from its Class 35 identification of services. See Exhibit B. As amended, the services covered by Registrant’s Mark is “Wholesale and online retail store services featuring snack foods,” which further clarifies that Registrant does not offer its services in brick-and-mortar and retail stores. Thus, it is evident that is no overlap between the covered services or the channels of trade.

            Meanwhile, it is well-settled that the existence of a consent agreement between owners of allegedly confusingly similar marks creates a strong presumption of a lack of likelihood of confusion between the marks.  The Court of Appeals for the Federal Circuit held in Bongrain International (American) Corp. v. Delice de France Inc., 1 U.S.P.Q.2d 1775 (Fed. Cir. 1987), that consents executed between parties should be accorded substantial—even dispositive—weight, in deciding issues of likelihood of confusion:

We have often said, in trademark cases involving agreements reflecting parties’ views on the likelihood of confusion in the marketplace, that they are in a much better position to know the real life situation than bureaucrats or judges and therefore such agreements may, depending on the circumstances, carry great weight as was held in Dupont.

Id. at 1778 (emphasis added).

The agreement entered into by Delice and Bongrain, among other evidence, makes it perfectly clear that they both intend to go on using their respective marks no matter what the PTO does, and neither wishes to interfere with such use by the other. It is, therefore, contrary to the policy and purposes of the Trademark Act to remove Bongrain’s marks from the register by canceling its registrations if they may be preserved without clear violation of the statute.

Id. at 1779 (emphasis added).

            Similarly, in In re Four Seasons Hotel, Ltd., 26 U.S.P.Q.2d 1071 (Fed. Cir. 1993), the court reversed a refusal to register the mark FOUR SEASONS BILTMORE for an oceanside resort, which had been refused registration because of a perceived likelihood of confusion with the mark THE BILTMORE LOS ANGELES for a hotel.  In reversing the refusal in view of the consent which had been provided by the registrant, the Federal Circuit emphasized that the Trademark Office’s role is not “to second-guess the conclusions of those most familiar with the marketplace.”  Id. at 1071; see also Mid-States Distributing Co., Inc. v. Morrison Oil Co., 10 U.S.P.Q.2d 1860, 1862 (T.T.A.B. 1989) (confirming that “the clear message of the case law is that agreements between parties who are in a position to assess the effect of their uses should be given great weight”)

            Likewise, in In re E.I. Du Pont de Nemours & Co., 177 U.S.P.Q. 563 (C.C.P.A. 1973), the court stated:

Thus when those most familiar with use in the marketplace and most interested in precluding confusion enter agreements designed to avoid it, the scales of evidence are clearly tilted. It is at least difficult to maintain a subjective view that confusion will occur when those directly concerned say it won’t. A mere assumption that confusion is likely will rarely prevail against uncontroverted evidence from those on the firing line that it is not.

Id. at 568 (emphasis added).

            In this case,  Applicant and Registrant, the parties with the most knowledge about their own respective businesses, have acknowledged the distinct commercial impressions generated by the marks, the differences in the services of the parties, and the differences in the channels of trade and target consumers for the parties’ respective services.  See Consent Agreement ¶¶ 2(a) and (b). The parties have also agreed to continue to keep separate their channels of trade (i.e., online sales as opposed to brick-and-mortar stores). See Consent Agreement ¶¶ 2(c) and (d).  Furthermore, the parties agree—based on their analyses of their own marks, businesses, and target markets—that there is no likelihood of confusion between their marks.  See Consent Agreement ¶ 2.  Thus, the Consent Agreement fully meets the requirements set out in Bongrain and the other cases cited above and the Examining Attorney should be free of any question or doubt as to the parties’ beliefs about the absence of a likelihood of confusion, as well as the possibility for future confusion.

Additionally, § 1207.01(d)(viii) of the TMEP clearly states the evidentiary weight of a consent agreement in overcoming a 2(d) likelihood of confusion rejection:

…[E]xamining attorneys should give substantial weight to a proper consent agreement. When an applicant and registrant have entered into a credible consent agreement and, on balance, the other factors do not dictate a finding of likelihood of confusion, an examining attorney should not interpose his or her own judgment that confusion is likely.

Accordingly, in view of the differences between the Applicant’s Mark and Registrant’s Mark when considered in their entireties, as well as the differences in the parties’ respective services and channels of trade, particularly in light of Registrant’s Section 7 Request to Amend its covered services, and the Consent Agreement between the parties, Applicant submits that there is no likelihood of confusion posed between Applicant’s Mark and Registrant’s Mark.

Finally, Applicant notes that in conjunction with this Response, it has submitted an additional processing fee of $125 in order to comply with the requirement that it file a change of owner’s address through the Trademark Electronic Application System (TEAS).

Conclusion

            For all of the foregoing reasons, Applicant respectfully requests that the Examining Attorney withdraw the § 2(d) refusal, and approve the application for publication.

EVIDENCE SECTION
        EVIDENCE FILE NAME(S)
       ORIGINAL PDF FILE evi_20447350-20170516195703999815_._ROCKET_exhibits_A_and_B.pdf
       CONVERTED PDF FILE(S)
       (11 pages)
\\TICRS\EXPORT17\IMAGEOUT17\868\248\86824854\xml6\ROA0002.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\868\248\86824854\xml6\ROA0003.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\868\248\86824854\xml6\ROA0004.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\868\248\86824854\xml6\ROA0005.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\868\248\86824854\xml6\ROA0006.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\868\248\86824854\xml6\ROA0007.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\868\248\86824854\xml6\ROA0008.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\868\248\86824854\xml6\ROA0009.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\868\248\86824854\xml6\ROA0010.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\868\248\86824854\xml6\ROA0011.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\868\248\86824854\xml6\ROA0012.JPG
DESCRIPTION OF EVIDENCE FILE Exhibit A: Consent Agreement Exhibit B: Registrant's Section 7 Request to Amend
PAYMENT SECTION
NUMBER OF CLASSES 1
FEE FOR FAILURE TO SATISFY TEAS PLUS OR TEAS RF REQUIREMENTS 125
TOTAL FEES DUE 125
SIGNATURE SECTION
RESPONSE SIGNATURE /diana s. bae/
SIGNATORY'S NAME Diana S. Bae
SIGNATORY'S POSITION Attorney for Applicant, Associate at Arent Fox LLP, MD bar member
SIGNATORY'S PHONE NUMBER 202.350.3695
DATE SIGNED 05/16/2017
AUTHORIZED SIGNATORY YES
FILING INFORMATION SECTION
SUBMIT DATE Tue May 16 20:05:58 EDT 2017
TEAS STAMP USPTO/ROA-XXX.X.XX.XX-201
70516200558166241-8682485
4-59026232ea58680732febf3
6c653afa38a1617992fb8be06
9b66a6a4e3275b8-CC-6066-2
0170516195703999815



Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1957 (Rev 10/2011)
OMB No. 0651-0050 (Exp 07/31/2017)

Response to Office Action


To the Commissioner for Trademarks:

Application serial no. 86824854 ROCKET (Stylized and/or with Design, see http://uspto.report/TM/86824854/mark.png) has been amended as follows:

ARGUMENT(S)
In response to the substantive refusal(s), please note the following:

Applicant has applied to register the mark ROCKET & design, U.S. App. No. 86824854  for “Retail convenience stores” in Class 35 (“Applicant’s Mark”).  In an Office Action dated May 10, 2017, the Office continued its refusal of the registration of Applicant’s Mark under § 2(d) of the Trademark Act based on an alleged likelihood of confusion with U.S. Registration No. 4687969 for the mark ROCKET FOODS SIMPLY OUT OF THIS WORLD EST. 2075 & design, which covers “Wholesale, retail and online retail store services featuring snack foods” in Class 35 (“Registrant’s Mark”), owned by Rocket Foods Inc. (“Registrant”).

            Applicant respectfully requests that the Examining Attorney withdraw the § 2(d) refusal and approve Applicant’s Mark for publication for the reasons set forth below.

            As noted in Applicant’s Response to Office Action dated July 12, 2016, Applicant does not believe there is a likelihood of confusion between Applicant’s Mark and Registrant’s Mark given the coexistence of third-party marks incorporating the word “ROCKET” and/or a Rocket design; differences in the appearance, connotation and sound of the marks; and differences in the services covered, channels of trade, and target consumers. Nevertheless, Applicant has obtained and hereby submits for review by the Examining Attorney the enclosed U.S. Trademark Consent Agreement entered into between Applicant and Registrant (the “Consent Agreement”), wherein, for a variety of reasons, Registrant recognizes that there is no likelihood of confusion posed by the coexistence of Applicant’s Mark and Registrant’s Mark in connection with the parties’ respective services, and consents to the use and registration of Applicant’s Mark by Applicant in connection with its applied-for services. The Consent Agreement is attached as Exhibit A.

Moreover, Registrant has also filed a Section 7 Request to Amend its registration for Registrant’s Mark to delete the words “retail and” from its Class 35 identification of services. See Exhibit B. As amended, the services covered by Registrant’s Mark is “Wholesale and online retail store services featuring snack foods,” which further clarifies that Registrant does not offer its services in brick-and-mortar and retail stores. Thus, it is evident that is no overlap between the covered services or the channels of trade.

            Meanwhile, it is well-settled that the existence of a consent agreement between owners of allegedly confusingly similar marks creates a strong presumption of a lack of likelihood of confusion between the marks.  The Court of Appeals for the Federal Circuit held in Bongrain International (American) Corp. v. Delice de France Inc., 1 U.S.P.Q.2d 1775 (Fed. Cir. 1987), that consents executed between parties should be accorded substantial—even dispositive—weight, in deciding issues of likelihood of confusion:

We have often said, in trademark cases involving agreements reflecting parties’ views on the likelihood of confusion in the marketplace, that they are in a much better position to know the real life situation than bureaucrats or judges and therefore such agreements may, depending on the circumstances, carry great weight as was held in Dupont.

Id. at 1778 (emphasis added).

The agreement entered into by Delice and Bongrain, among other evidence, makes it perfectly clear that they both intend to go on using their respective marks no matter what the PTO does, and neither wishes to interfere with such use by the other. It is, therefore, contrary to the policy and purposes of the Trademark Act to remove Bongrain’s marks from the register by canceling its registrations if they may be preserved without clear violation of the statute.

Id. at 1779 (emphasis added).

            Similarly, in In re Four Seasons Hotel, Ltd., 26 U.S.P.Q.2d 1071 (Fed. Cir. 1993), the court reversed a refusal to register the mark FOUR SEASONS BILTMORE for an oceanside resort, which had been refused registration because of a perceived likelihood of confusion with the mark THE BILTMORE LOS ANGELES for a hotel.  In reversing the refusal in view of the consent which had been provided by the registrant, the Federal Circuit emphasized that the Trademark Office’s role is not “to second-guess the conclusions of those most familiar with the marketplace.”  Id. at 1071; see also Mid-States Distributing Co., Inc. v. Morrison Oil Co., 10 U.S.P.Q.2d 1860, 1862 (T.T.A.B. 1989) (confirming that “the clear message of the case law is that agreements between parties who are in a position to assess the effect of their uses should be given great weight”)

            Likewise, in In re E.I. Du Pont de Nemours & Co., 177 U.S.P.Q. 563 (C.C.P.A. 1973), the court stated:

Thus when those most familiar with use in the marketplace and most interested in precluding confusion enter agreements designed to avoid it, the scales of evidence are clearly tilted. It is at least difficult to maintain a subjective view that confusion will occur when those directly concerned say it won’t. A mere assumption that confusion is likely will rarely prevail against uncontroverted evidence from those on the firing line that it is not.

Id. at 568 (emphasis added).

            In this case,  Applicant and Registrant, the parties with the most knowledge about their own respective businesses, have acknowledged the distinct commercial impressions generated by the marks, the differences in the services of the parties, and the differences in the channels of trade and target consumers for the parties’ respective services.  See Consent Agreement ¶¶ 2(a) and (b). The parties have also agreed to continue to keep separate their channels of trade (i.e., online sales as opposed to brick-and-mortar stores). See Consent Agreement ¶¶ 2(c) and (d).  Furthermore, the parties agree—based on their analyses of their own marks, businesses, and target markets—that there is no likelihood of confusion between their marks.  See Consent Agreement ¶ 2.  Thus, the Consent Agreement fully meets the requirements set out in Bongrain and the other cases cited above and the Examining Attorney should be free of any question or doubt as to the parties’ beliefs about the absence of a likelihood of confusion, as well as the possibility for future confusion.

Additionally, § 1207.01(d)(viii) of the TMEP clearly states the evidentiary weight of a consent agreement in overcoming a 2(d) likelihood of confusion rejection:

…[E]xamining attorneys should give substantial weight to a proper consent agreement. When an applicant and registrant have entered into a credible consent agreement and, on balance, the other factors do not dictate a finding of likelihood of confusion, an examining attorney should not interpose his or her own judgment that confusion is likely.

Accordingly, in view of the differences between the Applicant’s Mark and Registrant’s Mark when considered in their entireties, as well as the differences in the parties’ respective services and channels of trade, particularly in light of Registrant’s Section 7 Request to Amend its covered services, and the Consent Agreement between the parties, Applicant submits that there is no likelihood of confusion posed between Applicant’s Mark and Registrant’s Mark.

Finally, Applicant notes that in conjunction with this Response, it has submitted an additional processing fee of $125 in order to comply with the requirement that it file a change of owner’s address through the Trademark Electronic Application System (TEAS).

Conclusion

            For all of the foregoing reasons, Applicant respectfully requests that the Examining Attorney withdraw the § 2(d) refusal, and approve the application for publication.



EVIDENCE
Evidence in the nature of Exhibit A: Consent Agreement Exhibit B: Registrant's Section 7 Request to Amend has been attached.
Original PDF file:
evi_20447350-20170516195703999815_._ROCKET_exhibits_A_and_B.pdf
Converted PDF file(s) ( 11 pages)
Evidence-1
Evidence-2
Evidence-3
Evidence-4
Evidence-5
Evidence-6
Evidence-7
Evidence-8
Evidence-9
Evidence-10
Evidence-11

FEE(S)
Fee(s) in the amount of $125 is being submitted.

SIGNATURE(S)
Response Signature
Signature: /diana s. bae/     Date: 05/16/2017
Signatory's Name: Diana S. Bae
Signatory's Position: Attorney for Applicant, Associate at Arent Fox LLP, MD bar member

Signatory's Phone Number: 202.350.3695

The signatory has confirmed that he/she is an attorney who is a member in good standing of the bar of the highest court of a U.S. state, which includes the District of Columbia, Puerto Rico, and other federal territories and possessions; and he/she is currently the owner's/holder's attorney or an associate thereof; and to the best of his/her knowledge, if prior to his/her appointment another U.S. attorney or a Canadian attorney/agent not currently associated with his/her company/firm previously represented the owner/holder in this matter: (1) the owner/holder has filed or is concurrently filing a signed revocation of or substitute power of attorney with the USPTO; (2) the USPTO has granted the request of the prior representative to withdraw; (3) the owner/holder has filed a power of attorney appointing him/her in this matter; or (4) the owner's/holder's appointed U.S. attorney or Canadian attorney/agent has filed a power of attorney appointing him/her as an associate attorney in this matter.

        
RAM Sale Number: 86824854
RAM Accounting Date: 05/17/2017
        
Serial Number: 86824854
Internet Transmission Date: Tue May 16 20:05:58 EDT 2017
TEAS Stamp: USPTO/ROA-XXX.X.XX.XX-201705162005581662
41-86824854-59026232ea58680732febf36c653
afa38a1617992fb8be069b66a6a4e3275b8-CC-6
066-20170516195703999815


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