SECURITIES INDUSTRY ESSENTIALS
Financial Industry Regulatory Authority, Inc.
Trademark Registered: 2019-03-26
Trademark Application Details
REGISTERED
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| Serial Number | 86658247 |
| Registration Number | 5709979 |
| Mark Drawing Code | 4000: Illustration: Drawing with word(s)/letter(s)/number(s) in Block form |
| Attorney Name | Aaron D. Hendelman |
| Attorney Docket Number | 18110-TM1026 |
| Law Office Assigned | L20 |
| Employee Name | HELLMAN, ELI J |
Timeline
| 2015-06-10 | Application Filed |
| 2016-01-12 | Published for Opposition |
| 2018-10-01 | Date of First Use |
| 2019-02-20 | Location: PUBLICATION AND ISSUE SECTION |
| 2019-03-26 | Status: Live/Registered |
| 2019-03-26 | Trademark Registered |
| 2019-11-16 | Transaction Date |
Trademark Applicants & Owners
| Owner: |  Financial Industry Regulatory Authority, Inc. |
| Entity Statement | non-profit corporation |
| Address | 1735 K Street, NW Washington DE 20006 |
| Legal Entity Type | |
| Legal Entity State | DE |
Documents
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Attorney of Record
Good, Services, and Codes
| International Codes: | 35 |
| U.S. Codes: | 100,101,102 |
| International Codes: | 41 |
| U.S. Codes: | 100,101,107 |
| Type Code | Type |
|---|---|
| D10000 | "SECURITIES INDUSTRY" |
| D10000 | "SECURITIES INDUSTRY" |
Trademark Filing History
| Description | Date | Event Coding |
|---|---|---|
| NEW APPLICATION ENTERED IN TRAM | 2015-06-13 | 1 NWAP I:Incoming Correspondence |
| NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM | 2015-06-15 | 2 NWOS I:Incoming Correspondence |
| ASSIGNED TO EXAMINER | 2015-09-19 | 3 DOCK D:Assigned to Examiner |
| NON-FINAL ACTION WRITTEN | 2015-09-22 | 4 CNRT R:Renewal |
| NON-FINAL ACTION E-MAILED | 2015-09-22 | 5 GNRT F:First Action |
| NOTIFICATION OF NON-FINAL ACTION E-MAILED | 2015-09-22 | 6 GNRN O:Outgoing Correspondence |
| TEAS RESPONSE TO OFFICE ACTION RECEIVED | 2015-10-06 | 7 TROA I:Incoming Correspondence |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2015-10-06 | 8 CRFA I:Incoming Correspondence |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2015-10-07 | 9 TEME I:Incoming Correspondence |
| APPROVED FOR PUB - PRINCIPAL REGISTER | 2015-10-07 | 10 CNSA P: |
| ASSIGNED TO LIE | 2015-12-05 | 11 ALIE A:Allowance for Publication |
| LAW OFFICE PUBLICATION REVIEW COMPLETED | 2015-12-05 | 12 PREV O:Outgoing Correspondence |
| NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | 2015-12-24 | 13 NONP E:E-Mail |
| PUBLISHED FOR OPPOSITION | 2016-01-12 | 14 PUBO A:Allowance for Publication |
| OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | 2016-01-12 | 15 NPUB E:E-Mail |
| NOA E-MAILED - SOU REQUIRED FROM APPLICANT | 2016-03-08 | 16 NOAM E:E-Mail |
| TEAS EXTENSION RECEIVED | 2016-08-23 | 17 EEXT I:Incoming Correspondence |
| EXTENSION 1 FILED | 2016-08-23 | 18 EXT1 S: |
| EXTENSION 1 GRANTED | 2016-08-23 | 19 EX1G S: |
| NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | 2016-08-25 | 20 EXRA E:E-Mail |
| TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 2017-01-17 | 21 REAP I:Incoming Correspondence |
| ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 2017-01-17 | 22 ARAA I:Incoming Correspondence |
| TEAS EXTENSION RECEIVED | 2017-02-27 | 23 EEXT I:Incoming Correspondence |
| EXTENSION 2 FILED | 2017-02-27 | 24 EXT2 S: |
| EXTENSION 2 GRANTED | 2017-02-27 | 25 EX2G S: |
| NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | 2017-03-01 | 26 EXRA E:E-Mail |
| TEAS EXTENSION RECEIVED | 2017-08-24 | 27 EEXT I:Incoming Correspondence |
| EXTENSION 3 FILED | 2017-08-24 | 28 EXT3 S: |
| EXTENSION 3 GRANTED | 2017-08-24 | 29 EX3G S: |
| NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | 2017-08-26 | 30 EXRA E:E-Mail |
| TEAS EXTENSION RECEIVED | 2018-03-05 | 31 EEXT I:Incoming Correspondence |
| EXTENSION 4 FILED | 2018-03-05 | 32 EXT4 S: |
| EXTENSION 4 GRANTED | 2018-03-05 | 33 EX4G S: |
| NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | 2018-03-07 | 34 EXRA E:E-Mail |
| TEAS EXTENSION RECEIVED | 2018-08-29 | 35 EEXT I:Incoming Correspondence |
| CASE ASSIGNED TO INTENT TO USE PARALEGAL | 2018-09-07 | 36 AITU A:Allowance for Publication |
| EXTENSION 5 FILED | 2018-08-29 | 37 EXT5 S: |
| EXTENSION 5 GRANTED | 2018-09-07 | 38 EX5G S: |
| NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | 2018-09-08 | 39 EXRA E:E-Mail |
| TEAS STATEMENT OF USE RECEIVED | 2019-02-15 | 40 EISU I:Incoming Correspondence |
| USE AMENDMENT FILED | 2019-02-15 | 41 IUAF S: |
| STATEMENT OF USE PROCESSING COMPLETE | 2019-02-20 | 42 SUPC I:Incoming Correspondence |
| ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | 2019-02-20 | 43 CNPR P: |
| NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED | 2019-02-21 | 44 SUNA E:E-Mail |
| REGISTERED-PRINCIPAL REGISTER | 2019-03-26 | 45 R.PR A:Allowance for Publication |
| TEAS CHANGE OF OWNER ADDRESS RECEIVED | 2024-03-14 | 46 COAR I:Incoming Correspondence |
| APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | 2024-03-14 | 47 CHAN I:Incoming Correspondence |
| TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 2024-03-14 | 48 REAP I:Incoming Correspondence |
| ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 2024-03-14 | 49 ARAA I:Incoming Correspondence |
| TEAS CHANGE OF CORRESPONDENCE RECEIVED | 2024-03-14 | 50 TCCA I:Incoming Correspondence |
| COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED | 2024-03-26 | 51 REM1 E:E-Mail |
| TEAS SECTION 8 & 15 RECEIVED | 2024-06-03 | 52 E815 I:Incoming Correspondence |
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