FINRA BUSINESS CONDUCT ROUNDTABLE

Financial Industry Regulatory Authority, Inc.

Application Filed: 2015-02-12

Trademark Application Details

Status

700

Live/Registered

REGISTERED

Research	OneLook Acronym Finder
Serial Number	86533610
Registration Number	4826213
Mark Drawing Code	4000: Illustration: Drawing with word(s)/letter(s)/number(s) in Block form
Attorney Name	Aaron D. Hendelman
Attorney Docket Number	18110-TM1009
Law Office Assigned	L20
Employee Name	KUYKENDALL, LYNDSEY

Timeline

2012-11-00	Date of First Use
2015-02-12	Application Filed
2015-07-21	Published for Opposition
2015-10-06	Location: PUBLICATION AND ISSUE SECTION
2015-10-06	Status: Live/Registered
2015-10-06	Trademark Registered
2018-07-08	Transaction Date

Trademark Applicants & Owners

Owner:	FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Entity Statement	non-profit corporation
Address	1735 K STREET, N.W. Washington DE 20006
Legal Entity Type
Legal Entity State	DE

Documents

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Attorney of Record

Aaron D. Hendelman
WILSON SONSINI GOODRICH & ROSATI
650 Page Mill Road
Palo Alto CA 94304-1050

Good, Services, and Codes

International Codes:	35
U.S. Codes:	100,101,102
International Codes:	41
U.S. Codes:	100,101,107

Type Code	Type
D10000	"BUSINESS CONDUCT ROUNDTABLE"

Trademark Filing History

Description	Date	Event Coding
NEW APPLICATION ENTERED IN TRAM	2015-02-16	1 NWAP I:Incoming Correspondence
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM	2015-02-28	2 NWOS I:Incoming Correspondence
NOTICE OF PSEUDO MARK E-MAILED	2015-03-03	3 MPMK E:E-Mail
TEAS AMENDMENT OF USE RECEIVED	2015-04-24	4 EAAU I:Incoming Correspondence
USE AMENDMENT FILED	2015-04-25	5 IUAF S:
AMENDMENT TO USE PROCESSING COMPLETE	2015-04-25	6 AUPC I:Incoming Correspondence
ASSIGNED TO EXAMINER	2015-05-19	7 DOCK D:Assigned to Examiner
EXAMINERS AMENDMENT -WRITTEN	2015-05-21	8 CNEA R:Renewal
USE AMENDMENT ACCEPTED	2015-05-21	9 IUAA P:
EXAMINERS AMENDMENT E-MAILED	2015-05-21	10 GNEA F:First Action
NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED	2015-05-21	11 GNEN O:Outgoing Correspondence
EXAMINER'S AMENDMENT ENTERED	2015-05-21	12 XAEC I:Incoming Correspondence
APPROVED FOR PUB - PRINCIPAL REGISTER	2015-05-21	13 CNSA O:Outgoing Correspondence
NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED	2015-05-22	14 AAUA E:E-Mail
ASSIGNED TO LIE	2015-06-11	15 ALIE A:Allowance for Publication
LAW OFFICE PUBLICATION REVIEW COMPLETED	2015-06-11	16 PREV O:Outgoing Correspondence
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED	2015-07-01	17 NONP E:E-Mail
PUBLISHED FOR OPPOSITION	2015-07-21	18 PUBO A:Allowance for Publication
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED	2015-07-21	19 NPUB E:E-Mail
REGISTERED-PRINCIPAL REGISTER	2015-10-06	20 R.PR A:Allowance for Publication
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED	2017-01-17	21 REAP I:Incoming Correspondence
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED	2017-01-17	22 ARAA I:Incoming Correspondence
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED	2020-10-06	23 REM1 E:E-Mail
TEAS SECTION 8 & 15 RECEIVED	2021-10-05	24 E815 I:Incoming Correspondence
CASE ASSIGNED TO POST REGISTRATION PARALEGAL	2022-01-11	25 APRE A:Allowance for Publication
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.	2022-01-11	26 C15A O:Outgoing Correspondence
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED	2022-01-11	27 NA85 E:E-Mail
TEAS CHANGE OF OWNER ADDRESS RECEIVED	2024-03-14	28 COAR I:Incoming Correspondence
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED	2024-03-14	29 CHAN I:Incoming Correspondence
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED	2024-03-14	30 REAP I:Incoming Correspondence
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED	2024-03-14	31 ARAA I:Incoming Correspondence
TEAS CHANGE OF CORRESPONDENCE RECEIVED	2024-03-14	32 TCCA I:Incoming Correspondence

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