401(K) ROADMAP FUNDS

Legg Mason & Co., LLC

Application Filed: 2014-08-11

Trademark Application Details

Status

700

Live/Registered

REGISTERED

Research	OneLook Acronym Finder
Serial Number	86363053
Registration Number	4761901
Mark Drawing Code	4000: Illustration: Drawing with word(s)/letter(s)/number(s) in Block form
Attorney Name	Jordan A. Arnot
Attorney Docket Number	LM - 401(K)
Law Office Assigned	L30
Employee Name	CARLSEN, EMILY K

Timeline

2014-08-11	Application Filed
2014-11-14	Date of First Use
2015-01-20	Published for Opposition
2015-05-15	Location: PUBLICATION AND ISSUE SECTION
2015-06-23	Status: Live/Registered
2015-06-23	Trademark Registered
2018-07-08	Transaction Date

Trademark Applicants & Owners

Owner:	Legg Mason & Co., LLC
Address	100 International Drive Baltimore MD 21201
Legal Entity Type	Limited Liability Company
Legal Entity State	MD

Documents

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Attorney of Record

JORDAN A. ARNOT
Partridge & Garcia P.C.
321 N Clark Street, Suite 720
Chicago IL 60654-5011

Good, Services, and Codes

International Codes:	36
U.S. Codes:	100,101,102

Type Code	Type
D10000	"401(K)" AND "FUNDS"

Trademark Filing History

Description	Date	Event Coding
NEW APPLICATION ENTERED IN TRAM	2014-08-14	1 NWAP I:Incoming Correspondence
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM	2014-08-20	2 NWOS I:Incoming Correspondence
ASSIGNED TO EXAMINER	2014-11-25	3 DOCK D:Assigned to Examiner
NON-FINAL ACTION WRITTEN	2014-12-02	4 CNRT R:Renewal
NON-FINAL ACTION E-MAILED	2014-12-02	5 GNRT F:First Action
NOTIFICATION OF NON-FINAL ACTION E-MAILED	2014-12-02	6 GNRN O:Outgoing Correspondence
EXAMINERS AMENDMENT -WRITTEN	2014-12-03	7 CNEA R:Renewal
EXAMINERS AMENDMENT E-MAILED	2014-12-03	8 GNEA O:Outgoing Correspondence
NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED	2014-12-03	9 GNEN O:Outgoing Correspondence
EXAMINER'S AMENDMENT ENTERED	2014-12-03	10 XAEC I:Incoming Correspondence
APPROVED FOR PUB - PRINCIPAL REGISTER	2014-12-03	11 CNSA P:
ASSIGNED TO LIE	2014-12-16	12 ALIE A:Allowance for Publication
LAW OFFICE PUBLICATION REVIEW COMPLETED	2014-12-16	13 PREV O:Outgoing Correspondence
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED	2014-12-31	14 NONP E:E-Mail
PUBLISHED FOR OPPOSITION	2015-01-20	15 PUBO A:Allowance for Publication
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED	2015-01-20	16 NPUB E:E-Mail
NOA E-MAILED - SOU REQUIRED FROM APPLICANT	2015-03-17	17 NOAM E:E-Mail
TEAS CHANGE OF CORRESPONDENCE RECEIVED	2015-03-18	18 TCCA I:Incoming Correspondence
TEAS STATEMENT OF USE RECEIVED	2015-03-18	19 EISU I:Incoming Correspondence
CASE ASSIGNED TO INTENT TO USE PARALEGAL	2015-04-23	20 AITU A:Allowance for Publication
USE AMENDMENT FILED	2015-03-18	21 IUAF S:
STATEMENT OF USE PROCESSING COMPLETE	2015-04-24	22 SUPC I:Incoming Correspondence
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED	2015-05-15	23 CNPR P:
NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED	2015-05-16	24 SUNA E:E-Mail
REGISTERED-PRINCIPAL REGISTER	2015-06-23	25 R.PR A:Allowance for Publication
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED	2020-06-23	26 REM1 E:E-Mail
TEAS SECTION 8 & 15 RECEIVED	2021-06-09	27 E815 I:Incoming Correspondence
CASE ASSIGNED TO POST REGISTRATION PARALEGAL	2021-09-23	28 APRE A:Allowance for Publication
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.	2021-09-24	29 C15A O:Outgoing Correspondence
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED	2021-09-24	30 NA85 E:E-Mail
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED	2022-01-21	31 REAP I:Incoming Correspondence
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED	2022-01-21	32 ARAA I:Incoming Correspondence
TEAS CHANGE OF CORRESPONDENCE RECEIVED	2022-01-21	33 TCCA I:Incoming Correspondence
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED	2022-03-15	34 REAP I:Incoming Correspondence
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED	2022-03-15	35 ARAA I:Incoming Correspondence
TEAS CHANGE OF CORRESPONDENCE RECEIVED	2022-03-15	36 TCCA I:Incoming Correspondence

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