Application

AES

Society of Financial Examiners

Trademark/Service Mark Application, Principal Register

PTO Form 1478 (Rev 9/2006)
OMB No. 0651-0009 (Exp 12/31/2014)

Trademark/Service Mark Application, Principal Register

Serial Number: 86216378
Filing Date: 03/10/2014

The table below presents the data as entered.

Input Field
Entered
SERIAL NUMBER 86216378
MARK INFORMATION
*MARK AES
STANDARD CHARACTERS YES
USPTO-GENERATED IMAGE YES
LITERAL ELEMENT AES
MARK STATEMENT The mark consists of standard characters, without claim to any particular font, style, size, or color.
REGISTER Principal
APPLICANT INFORMATION
*OWNER OF MARK Society of Financial Examiners
*STREET 12100 Sunset Hills Road, Suite 130
*CITY Reston
*STATE
(Required for U.S. applicants)
Virginia
*COUNTRY United States
*ZIP/POSTAL CODE
(Required for U.S. applicants only)
20190
LEGAL ENTITY INFORMATION
TYPE corporation
STATE/COUNTRY OF INCORPORATION District of Columbia
GOODS AND/OR SERVICES AND BASIS INFORMATION
INTERNATIONAL CLASS 041 
*IDENTIFICATION Educational services, namely providing courses in the field of financial examining
FILING BASIS SECTION 1(a)
       FIRST USE ANYWHERE DATE At least as early as 07/11/1995
       FIRST USE IN COMMERCE DATE At least as early as 07/11/1995
       SPECIMEN FILE NAME(S)
       ORIGINAL PDF FILE SPE0-672022554-140528659_._AES_Class_41.pdf
       CONVERTED PDF FILE(S)
       (3 pages)
\\TICRS\EXPORT16\IMAGEOUT16\862\163\86216378\xml1\APP0003.JPG
        \\TICRS\EXPORT16\IMAGEOUT16\862\163\86216378\xml1\APP0004.JPG
        \\TICRS\EXPORT16\IMAGEOUT16\862\163\86216378\xml1\APP0005.JPG
       SPECIMEN DESCRIPTION Applicant's promotional material
INTERNATIONAL CLASS 042 
*IDENTIFICATION Association services, namely promoting the interests of financial examiners
FILING BASIS SECTION 1(a)
       FIRST USE ANYWHERE DATE At least as early as 07/11/1995
       FIRST USE IN COMMERCE DATE At least as early as 07/11/1995
       SPECIMEN FILE NAME(S)
       ORIGINAL PDF FILE SPE0-672022554-140528659_._AES_Class_42.pdf
       CONVERTED PDF FILE(S)
       (4 pages)
\\TICRS\EXPORT16\IMAGEOUT16\862\163\86216378\xml1\APP0006.JPG
        \\TICRS\EXPORT16\IMAGEOUT16\862\163\86216378\xml1\APP0007.JPG
        \\TICRS\EXPORT16\IMAGEOUT16\862\163\86216378\xml1\APP0008.JPG
        \\TICRS\EXPORT16\IMAGEOUT16\862\163\86216378\xml1\APP0009.JPG
       SPECIMEN DESCRIPTION screenshot from Applicant's website; application form
ATTORNEY INFORMATION
NAME Laura Goldbard George
ATTORNEY DOCKET NUMBER 003998/
FIRM NAME Stroock & Stroock & Lavan LLP
STREET 180 Maiden Lane, 38th Floor
CITY New York
STATE New York
COUNTRY United States
ZIP/POSTAL CODE 10038-4982
PHONE 212-806-5400
FAX 212-806-6006
EMAIL ADDRESS tm@stroock.com
AUTHORIZED TO COMMUNICATE VIA EMAIL Yes
OTHER APPOINTED ATTORNEY Steven B. Pokotilow, Matthew W. Siegal, Ian G. DiBernardo, Brian M. Rothery, Angie M. Hankins, Joseph Diamante, Pierre R. Yanney, Irah H. Donner and Charles E. Cantine
CORRESPONDENCE INFORMATION
NAME Laura Goldbard George
FIRM NAME Stroock & Stroock & Lavan LLP
STREET 180 Maiden Lane, 38th Floor
CITY New York
STATE New York
COUNTRY United States
ZIP/POSTAL CODE 10038-4982
PHONE 212-806-5400
FAX 212-806-6006
EMAIL ADDRESS tm@stroock.com;lgoldbard@stroock.com; afisher@stroock.com
AUTHORIZED TO COMMUNICATE VIA EMAIL Yes
FEE INFORMATION
NUMBER OF CLASSES 2
FEE PER CLASS 325
*TOTAL FEE DUE 650
*TOTAL FEE PAID 650
SIGNATURE INFORMATION
SIGNATURE /laura goldbard george/
SIGNATORY'S NAME Laura Goldbard George
SIGNATORY'S POSITION Attorney of record, New York bar member
DATE SIGNED 03/10/2014



PTO Form 1478 (Rev 9/2006)
OMB No. 0651-0009 (Exp 12/31/2014)


Trademark/Service Mark Application, Principal Register

Serial Number: 86216378
Filing Date: 03/10/2014

To the Commissioner for Trademarks:

MARK: AES (Standard Characters, see mark)
The literal element of the mark consists of AES.
The mark consists of standard characters, without claim to any particular font, style, size, or color.

The applicant, Society of Financial Examiners, a corporation of District of Columbia, having an address of
      12100 Sunset Hills Road, Suite 130
      Reston, Virginia 20190
      United States


requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

       International Class 041:  Educational services, namely providing courses in the field of financial examining

In International Class 041, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 07/11/1995, and first used in commerce at least as early as 07/11/1995, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods and/or services, consisting of a(n) Applicant's promotional material.

Original PDF file:
SPE0-672022554-140528659_._AES_Class_41.pdf
Converted PDF file(s) (3 pages)
Specimen File1
Specimen File2
Specimen File3

       International Class 042:  Association services, namely promoting the interests of financial examiners

In International Class 042, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 07/11/1995, and first used in commerce at least as early as 07/11/1995, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods and/or services, consisting of a(n) screenshot from Applicant's website; application form.

Original PDF file:
SPE0-672022554-140528659_._AES_Class_42.pdf
Converted PDF file(s) (4 pages)
Specimen File1
Specimen File2
Specimen File3
Specimen File4


The applicant's current Attorney Information:
      Laura Goldbard George and Steven B. Pokotilow, Matthew W. Siegal, Ian G. DiBernardo, Brian M. Rothery, Angie M. Hankins, Joseph Diamante, Pierre R. Yanney, Irah H. Donner and Charles E. Cantine of Stroock & Stroock & Lavan LLP
      180 Maiden Lane, 38th Floor
      New York, New York 10038-4982
      United States
The attorney docket/reference number is 003998/.
The applicant's current Correspondence Information:
      Laura Goldbard George
      Stroock & Stroock & Lavan LLP
      180 Maiden Lane, 38th Floor
      New York, New York 10038-4982
      212-806-5400(phone)
      212-806-6006(fax)
      tm@stroock.com;lgoldbard@stroock.com; afisher@stroock.com (authorized)

A fee payment in the amount of $650 has been submitted with the application, representing payment for 2 class(es).

Declaration

The undersigned, being hereby warned that willful false statements and the like so made are punishable by fine or imprisonment, or both, under 18 U.S.C. Section 1001, and that such willful false statements, and the like, may jeopardize the validity of the application or any resulting registration, declares that he/she is properly authorized to execute this application on behalf of the applicant; he/she believes the applicant to be the owner of the trademark/service mark sought to be registered, or, if the application is being filed under 15 U.S.C. Section 1051(b), he/she believes applicant to be entitled to use such mark in commerce; to the best of his/her knowledge and belief no other person, firm, corporation, or association has the right to use the mark in commerce, either in the identical form thereof or in such near resemblance thereto as to be likely, when used on or in connection with the goods/services of such other person, to cause confusion, or to cause mistake, or to deceive; and that all statements made of his/her own knowledge are true; and that all statements made on information and belief are believed to be true.

Declaration Signature

Signature: /laura goldbard george/   Date: 03/10/2014
Signatory's Name: Laura Goldbard George
Signatory's Position: Attorney of record, New York bar member
RAM Sale Number: 86216378
RAM Accounting Date: 03/11/2014

Serial Number: 86216378
Internet Transmission Date: Mon Mar 10 14:53:22 EDT 2014
TEAS Stamp: USPTO/BAS-XX.XXX.XXX.X-20140310145322492
793-86216378-5003c2cd4d1e74fe82d9c1e9f5b
a8abb5e2f6da869577f66386519e2aa7cd2ac2af
-DA-1372-20140310140528659831

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