Application

PTO Form 1478 (Rev 9/2006)

OMB No. 0651-0009 (Exp 12/31/2014)

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PTO Form 1478 (Rev 9/2006)

OMB No. 0651-0009 (Exp 12/31/2014)

Trademark/Service Mark Application, Principal Register

Serial Number: 86214944

Filing Date: 03/07/2014

To the Commissioner for Trademarks:

MARK: ARK ETF Trust (Standard Characters, see mark)
The literal element of the mark consists of ARK ETF Trust.
The mark consists of standard characters, without claim to any particular font, style, size, or color.

The applicant, Ark Investment Management LLC, a limited liability company legally organized under the laws of Delaware, having an address of
      1209 Orange Street
      Wilmington, Delaware 19801
      United States


requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

       International Class 036:  investment advisory and investment management services; operation and management of investment funds, exchange-traded funds, and separately managed accounts for others
Intent to Use: The applicant has a bona fide intention to use or use through the applicant's related company or licensee the mark in commerce on or in connection with the identified goods and/or services. (15 U.S.C. Section 1051(b)).


The applicant's current Attorney Information:
      Glenn A. Gundersen and Hal Borden, Jacob Bishop, Henry Huffnagle, Christine Hernandez, Erin Reimer of Dechert LLP

      Cira Centre
      2929 Arch Street
      Philadelphia, Pennsylvania 19104-2808
      United States

The applicant's current Correspondence Information:

Glenn A. Gundersen

Dechert LLP

Cira Centre       2929 Arch Street

Philadelphia, Pennsylvania 19104-2808

trademarks@dechert.com (authorized)

A fee payment in the amount of $325 has been submitted with the application, representing payment for 1 class(es).

Declaration

The undersigned, being hereby warned that willful false statements and the like so made are punishable by fine or imprisonment, or both, under 18 U.S.C. Section 1001, and that such willful false statements, and the like, may jeopardize the validity of the application or any resulting registration, declares that he/she is properly authorized to execute this application on behalf of the applicant; he/she believes the applicant to be the owner of the trademark/service mark sought to be registered, or, if the application is being filed under 15 U.S.C. Section 1051(b), he/she believes applicant to be entitled to use such mark in commerce; to the best of his/her knowledge and belief no other person, firm, corporation, or association has the right to use the mark in commerce, either in the identical form thereof or in such near resemblance thereto as to be likely, when used on or in connection with the goods/services of such other person, to cause confusion, or to cause mistake, or to deceive; and that all statements made of his/her own knowledge are true; and that all statements made on information and belief are believed to be true.

Declaration Signature

Signature: Not Provided    Date: Not Provided
Signatory's Name: Not Provided
Signatory's Position: Not Provided
RAM Sale Number: 86214944
RAM Accounting Date: 03/10/2014

Serial Number: 86214944
Internet Transmission Date: Fri Mar 07 17:01:03 EST 2014
TEAS Stamp: USPTO/BAS-XXX.XXX.XXX.X-2014030717010324
5368-86214944-50023d5ca332c855d3fb1efecf
6a9a58d464623221c366bc13c2829de78d73f598
-DA-4312-20140307165616970102