ARK ETF TRUST
Ark Investment Management LLC
Mark For: ARK ETF TRUST® trademark registration is intended to cover the categories of
| Research |
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| Serial Number | 86214944 |
| Registration Number | 5360245 |
| Mark Literal Elements | ARK ETF TRUST |
| Mark Drawing Type | 4 - STANDARD CHARACTER MARK |
| Mark Type | SERVICE MARK |
| Register | PRINCIPAL |
| Current Location | PUBLICATION AND ISSUE SECTION 2017-11-16 |
| Basis | 1(a) |
| Class Status | ACTIVE |
| Primary US Classes |
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| Primary International Class |
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| Filed Use | No |
| Current Use | Yes |
| Intent To Use | No |
| Filed ITU | Yes |
| 44D Filed | No |
| 44E Current | No |
| 66A Current | No |
| Current Basis | No |
| No Basis | No |
| Attorney Name | Glenn A. Gundersen |
| Law Office Assigned | L50 |
| Employee Name | BUTTON, JENNIFER JO |
Timeline
| 2014-03-07 | Application Filed |
| 2014-09-00 | Date of First Use |
| 2014-09-01 | Date of First Use |
| 2014-09-01 | Date of Use In Commerce |
| 2015-03-03 | Published |
| 2015-03-03 | Published for Opposition |
| 2017-11-16 | Location: PUBLICATION AND ISSUE SECTION |
| 2017-12-19 | Status: Live/Registered |
| 2017-12-19 | Status: Registered. The registration date is used to determine when post-registration maintenance documents are due. |
| 2017-12-19 | Trademark Registered |
| 2018-07-08 | Transaction Date |
| 2022-12-19 | Maintenance Early File Date |
| 2023-12-19 | Maintenance On Time Date |
| 2024-06-19 | Maintenance Late Fee Date |
Trademark Parties (Applicants & Owners)
| Party: |  Ark Investment Management LLC |
| Address | 1209 Orange Street Wilmington, DELAWARE UNITED STATES 19801 |
| Legal Entity Type | Limited Liability Company |
| Legal Entity State | DELAWARE |
Documents
Application
DrawingAttorney of Record
Good, Services, and Codes
IC 036. US 100 101 102. G & S: investment advisory and investment management services; operation and management of investment funds, exchange-traded funds, and separately managed investment accounts for others. FIRST USE: 20140900. FIRST USE IN COMMERCE: 20140900
| International Codes: | 36 |
| U.S. Codes: | 100,101,102 |
| Type Code | Type |
|---|---|
| D10000 | "ETF TRUST" |
Assignments
| Description | Date |
|---|---|
 Trademark Assignment 7147-0564 [6 Pages] | 2020-12-28 |
Trademark Filing History
| Description | Date | Proceeding Number |
|---|---|---|
| REGISTERED-PRINCIPAL REGISTER | 2017-12-19 | |
| NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED | 2017-11-17 | |
| ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | 2017-11-16 | |
| STATEMENT OF USE PROCESSING COMPLETE | 2017-11-01 | 69302 |
| USE AMENDMENT FILED | 2017-10-25 | 69302 |
| TEAS STATEMENT OF USE RECEIVED | 2017-10-25 | |
| NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | 2017-04-28 | |
| TEAS EXTENSION RECEIVED | 2017-04-26 | |
| EXTENSION 4 GRANTED | 2017-04-26 | 98765 |
| EXTENSION 4 FILED | 2017-04-26 | 98765 |
| NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | 2016-11-05 | |
| EXTENSION 3 GRANTED | 2016-11-04 | 69302 |
| TEAS EXTENSION RECEIVED | 2016-10-24 | |
| EXTENSION 3 FILED | 2016-10-24 | 69302 |
| NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | 2016-06-07 | |
| EXTENSION 2 GRANTED | 2016-06-06 | 69302 |
| CASE ASSIGNED TO INTENT TO USE PARALEGAL | 2016-05-26 | 69302 |
| TEAS EXTENSION RECEIVED | 2016-04-28 | |
| EXTENSION 2 FILED | 2016-04-28 | 69302 |
| NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | 2015-10-30 | |
| TEAS EXTENSION RECEIVED | 2015-10-28 | |
| EXTENSION 1 GRANTED | 2015-10-28 | 98765 |
| EXTENSION 1 FILED | 2015-10-28 | 98765 |
| NOA E-MAILED - SOU REQUIRED FROM APPLICANT | 2015-04-28 | |
| PUBLISHED FOR OPPOSITION | 2015-03-03 | |
| OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | 2015-03-03 | |
| NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | 2015-02-11 | |
| LAW OFFICE PUBLICATION REVIEW COMPLETED | 2015-01-28 | 66121 |
| ASSIGNED TO LIE | 2015-01-17 | 66121 |
| APPROVED FOR PUB - PRINCIPAL REGISTER | 2014-12-29 | |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2014-12-17 | 88889 |
| TEAS RESPONSE TO OFFICE ACTION RECEIVED | 2014-12-16 | |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2014-12-16 | 88889 |
| NOTIFICATION OF NON-FINAL ACTION E-MAILED | 2014-06-16 | 6325 |
| NON-FINAL ACTION WRITTEN | 2014-06-16 | 81139 |
| NON-FINAL ACTION E-MAILED | 2014-06-16 | 6325 |
| ASSIGNED TO EXAMINER | 2014-06-11 | 81139 |
| NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM | 2014-03-21 | |
| NEW APPLICATION ENTERED IN TRAM | 2014-03-11 |
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