REDEFINING BETA

Research Affiliates, Llc

Application Filed: 2013-06-10

Trademark Application Details

Status

700

Live/Registered

REGISTERED

Research	OneLook Acronym Finder
Serial Number	85955222
Registration Number	4494116
Mark Drawing Code	4000: Illustration: Drawing with word(s)/letter(s)/number(s) in Block form
Attorney Name	Jeffrey R. Cadwell
Attorney Docket Number	T281932.US.0
Law Office Assigned	M40
Employee Name	KELLY, AMY C

Timeline

2013-06-10	Application Filed
2013-06-10	Date of First Use
2013-12-24	Published for Opposition
2014-03-11	Location: PUBLICATION AND ISSUE SECTION
2014-03-11	Status: Live/Registered
2014-03-11	Trademark Registered
2019-05-08	Transaction Date

Trademark Applicants & Owners

Owner:	RESEARCH AFFILIATES, LLC
Address	Suite 900 620 Newport Center Drive Newport Beach CA 92660
Legal Entity Type	Limited Liability Company
Legal Entity State	CA

Documents

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Attorney of Record

Jeffrey R. Cadwell
Dorsey & Whitney LLP
Suite 1500
50 South Sixth Street
Minneapolis MN 55402-1498

Good, Services, and Codes

International Codes:	36
U.S. Codes:	100,101,102

Type Code	Type
GS0361	financial services, namely, providing financial and investment information services in the nature of a financial index; securities analysis, classification and reporting services; mutual fund investing services; compiling and managing an index-based portfolio of securities and an index-based mutual fund; Financial services, namely, providing direct asset management, hedge fund management, investment advisory services, consultation in the field of investing; research in the field of investing

Type Code

Type

GS0361

financial services, namely, providing financial and investment information services in the nature of a financial index; securities analysis, classification and reporting services; mutual fund investing services; compiling and managing an index-based portfolio of securities and an index-based mutual fund; Financial services, namely, providing direct asset management, hedge fund management, investment advisory services, consultation in the field of investing; research in the field of investing

Trademark Filing History

Description	Date	Event Coding
NEW APPLICATION ENTERED IN TRAM	2013-06-13	1 NWAP I:Incoming Correspondence
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM	2013-06-19	2 NWOS I:Incoming Correspondence
ASSIGNED TO EXAMINER	2013-09-20	3 DOCK D:Assigned to Examiner
NON-FINAL ACTION WRITTEN	2013-09-25	4 CNRT R:Renewal
NON-FINAL ACTION MAILED	2013-09-25	5 CNRT F:First Action
TEAS RESPONSE TO OFFICE ACTION RECEIVED	2013-10-18	6 TROA I:Incoming Correspondence
ASSIGNED TO LIE	2013-10-24	7 ALIE A:Allowance for Publication
CORRESPONDENCE RECEIVED IN LAW OFFICE	2013-10-25	8 CRFA I:Incoming Correspondence
TEAS/EMAIL CORRESPONDENCE ENTERED	2013-10-25	9 TEME I:Incoming Correspondence
APPROVED FOR PUB - PRINCIPAL REGISTER	2013-11-15	10 CNSA O:Outgoing Correspondence
LAW OFFICE PUBLICATION REVIEW COMPLETED	2013-11-20	11 PREV O:Outgoing Correspondence
NOTICE OF PUBLICATION	2013-12-04	12 NPUB O:Outgoing Correspondence
PUBLISHED FOR OPPOSITION	2013-12-24	13 PUBO A:Allowance for Publication
REGISTERED-PRINCIPAL REGISTER	2014-03-11	14 R.PR A:Allowance for Publication
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED	2019-05-07	15 REAP I:Incoming Correspondence
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED	2019-05-07	16 ARAA I:Incoming Correspondence
CANCELLED SEC. 8 (6-YR)	2020-10-16	17 C8.. O:Outgoing Correspondence

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