Response to Office Action

ULTRAFLEX

Arrow International Investment Corp.

Response to Office Action

PTO Form 1957 (Rev 9/2005)
OMB No. 0651-0050 (Exp. 07/31/2017)

Response to Office Action


The table below presents the data as entered.

Input Field
Entered
SERIAL NUMBER 85562589
LAW OFFICE ASSIGNED LAW OFFICE 114
MARK SECTION
MARK http://tess2.gov.uspto.report/ImageAgent/ImageAgentProxy?getImage=85562589
LITERAL ELEMENT ULTRAFLEX
STANDARD CHARACTERS YES
USPTO-GENERATED IMAGE YES
MARK STATEMENT The mark consists of standard characters, without claim to any particular font style, size or color.
ARGUMENT(S)

            This is in response to the Office Action issued on May 30, 2012.

Remarks

I.          §2(d) Likelihood of Confusion

            The Examining Attorney now refuses registration under Trademark Act Section 2(d), 15 U.S.C. § 1052(d) on the ground that Applicant’s trademark ULTRAFLEX is confusingly similar to the mark identified in registration no. 3398358.  Applicant respectfully disagrees with the Examining Attorney’s assessment and submits the following arguments in support of its position.

            As the Examining Attorney is aware, a likelihood of confusion is defined as “a substantial likelihood that the public will be confused.”  Fisher Stoves, Inc. v. All Nighter Stove Works, Inc., 206 U.S.P.Q. 961 (1st Cir. 1980).  The determination of likelihood of confusion focuses on whether the relevant purchasing public would mistakenly assume that the Applicant’s goods originate from the same source as, or are associated with, the goods in the cited registrations.  See, e.g., Paula Payne Prods. Co. v. Johnson Publ’g Co., 177 U.S.P.Q. 76, 77 (C.C.P.A. 1973). 

To maintain a likelihood of confusion refusal, the Examining Attorney must demonstrate that confusion is probable and not simply possible.  Rodeo Collection, Ltd. v. West Seventh, 2 U.S.P.Q.2d 1204 (9th Cir. 1987).  Thus, the law requires “a showing that the allegedly infringing conduct carries with it a likelihood of confounding an appreciable number of reasonably prudent purchasers exercising ordinary care.”  Int’l Ass’n of Machinists and Aerospace Workers, AFL-CIO v. Winship Green Nursing Ctr., 41 U.S.P.Q.2d 1251, 1255 (1st Cir. 1996).  The determination as to whether confusion is likely is made on a case-by-case basis aided by the application of the factors set out in In re E.I. du Pont de Nemours & Co., 177 U.S.P.Q. 563 (C.C.P.A. 1973).  See, e.g., On-Line Careline Inc. v. Am. Online Inc., 56 U.S.P.Q.2d 1471, 1474 (Fed. Cir. 2000).  In any likelihood of confusion analysis, the two key considerations are the similarities between the marks and the relatedness of the goods.  In re Aztec Res. Enters., Inc., 50 U.S.P.Q.2d 1209 (T.T.A.B 1999).  Applicant submits that a thorough review of these considerations shows that a likelihood of confusion with the cited registration is not probable.

The goods used in connection with the cited registration differs from Applicant’s goods to such a degree that a likelihood of confusion is not probable.  With regard to registration no. 3398358, the goods covered by the registration are “medical devices, namely, cannulae.  These are sufficiently different from the goods claimed in association with Applicant’s mark.  Cannulae utilize a trocar during insertion, which generally occurs into a bodily cavity, duct, or vessel.  See Ex. A.  Applicant’s goods, on the other hand are “catheters”, which are generally inserted into a hollow organ of the body.  See Ex. B.  The goods offered for sale by Applicant and Registrant are to different customers through different trade channels.

Furthermore, it is also essential to consider the sophistication of the buyers.  “In every case turning on likelihood of confusion, it is the duty of the examiner, the board and this court to find, upon consideration of all the evidence, whether or not confusion appears likely.” Dupont, 476 F.2d at 1362 (emphasis in original).  “Sophisticated consumers may be expected to exercise greater care.” Pignons S.A. de Mecanique de Precision v. Polaroid Corp., 657 F.2d 482, 489, (1st Cir. 1981).  “[T]here is always less likelihood of confusion where goods are expensive and purchased after careful consideration.” Astra Pharm. Prods. v. Beckman Instruments, 718 F.2d 1201, 1206, (1st Cir. 1983).  Consumers purchasing Applicant’s and Registrant’s products are sophisticated because both Applicant’s products are expensive and require technical skill to operate and are only purchased after careful consideration by the consumers.  Given that the consumers of both Applicant’s goods and Registrant’s goods are sophisticated, the differences in the marks and the associated goods, confusion is not likely between Registrant’s and Applicant’s marks.

Finally, it is well recognized that when a mark is commonly used on numerous types of goods by unrelated companies, it may be reasonable to infer that purchasers have been conditioned to expect different sources for specifically different goods even though such goods might be deemed sufficiently related to be attributable to a single source under an uncommonly used mark.  Compare Amstar Corp. v. Domino's Pizza Inc., 615 F.2d 252, 259-60, (5th Cir. 1980) (no confusion likely between DOMINO for sugar and DOMINO for pizza services in presence of third party use), cert. denied, 449 U.S. 899, (1980); In re Mucky Duck Mustard Co., 6 U.S.P.Q.2d 1467 (T.T.A.B. 1988) (confusion likely between restaurant services and a mustard sold under MUCKY DUCK mark with no presence of third party use).  The ability of purchasers to distinguish between goods through trademarks commonly used by different third parties reflects what happens in a real world setting. Matsushita Elec. Indus. Co., Ltd. v. Nat’l Steel Constr. Co., 442 F.2d 1383, 1385 (Fed. Cir. 1971). 

In this case, there are numerous third-party registrations containing the word “ULTRAFLEX”.  These registrations create a crowded marketplace of “ULTRAFLEX” formative marks, which indicates that even minor differences between the marks can be sufficient to avoid confusion.  Applicant points out the following third-party registrations containing the word “ULTRAFLEX”:

 

Mark

Reg. No.

Goods

Owner

ULTRA-FLEX

3150843

IC010: Dental instruments, namely bendable shaft electo-surgical electrodes

Jaco, LLC

ULTRA-FLEX

1985330

IC010: Anesthesia breathing circuit with the ability to compress or expand the length of the circuit, for delivery of gases to a patient

King Systems Corporation

ULTRAFLEX

3398358

IC010: Medical devices, namely, cannulae

Medtronic, Inc.

ULTRAFLEX

2970884

IC010: Medical instruments and apparatuses, namely, infusion sets for the subcutaneous administration of insulin

Roche Diagnostics GmbH

ULTRAFLEX

1701606

IC010: Dynamic splints for anatomical joints

Ultraflex Systems, Inc.

 

In light of the differences in the goods sold in association with Applicant’s and Registrant’s marks, the sophistication of the consumers of Applicant’s and Registrant’s products and the crowded marketplace, Applicant requests that the Examining Attorney withdraw the refusal and allow Applicant’s mark ULTRAFLEX to be registered.

II.        Conclusion

For all the aforementioned reasons, applicant respectfully requests the Examining Attorney to withdraw the refusal under Section 2(d) of the Trademark Act.  If further clarification is needed or if a telephone conference would be useful in resolving any issues pending in this application, Applicant requests that the examiner contacts the undersigned.

EVIDENCE SECTION
        EVIDENCE FILE NAME(S)
       ORIGINAL PDF FILE evi_430231141-111015588_._Evidence.pdf
       CONVERTED PDF FILE(S)
       (4 pages)
\\TICRS\EXPORT16\IMAGEOUT16\855\625\85562589\xml4\ROA0002.JPG
        \\TICRS\EXPORT16\IMAGEOUT16\855\625\85562589\xml4\ROA0003.JPG
        \\TICRS\EXPORT16\IMAGEOUT16\855\625\85562589\xml4\ROA0004.JPG
        \\TICRS\EXPORT16\IMAGEOUT16\855\625\85562589\xml4\ROA0005.JPG
DESCRIPTION OF EVIDENCE FILE Exhibits to Response to Office Action
SIGNATURE SECTION
RESPONSE SIGNATURE /KLS/
SIGNATORY'S NAME Kelu L. Sullivan
SIGNATORY'S POSITION Attorney of Record/DC Bar Member
SIGNATORY'S PHONE NUMBER 202-861-1532
DATE SIGNED 11/29/2012
AUTHORIZED SIGNATORY YES
FILING INFORMATION SECTION
SUBMIT DATE Thu Nov 29 11:58:28 EST 2012
TEAS STAMP USPTO/ROA-X.XX.XXX.XXX-20
121129115828976035-855625
89-490456ce4d720fba7d913d
183a56dc27d57-N/A-N/A-201
21129114537796507



PTO Form 1957 (Rev 9/2005)
OMB No. 0651-0050 (Exp. 07/31/2017)

Response to Office Action


To the Commissioner for Trademarks:

Application serial no. 85562589 ULTRAFLEX(Standard Characters, see http://tess2.gov.uspto.report/ImageAgent/ImageAgentProxy?getImage=85562589) has been amended as follows:

ARGUMENT(S)
In response to the substantive refusal(s), please note the following:

            This is in response to the Office Action issued on May 30, 2012.

Remarks

I.          §2(d) Likelihood of Confusion

            The Examining Attorney now refuses registration under Trademark Act Section 2(d), 15 U.S.C. § 1052(d) on the ground that Applicant’s trademark ULTRAFLEX is confusingly similar to the mark identified in registration no. 3398358.  Applicant respectfully disagrees with the Examining Attorney’s assessment and submits the following arguments in support of its position.

            As the Examining Attorney is aware, a likelihood of confusion is defined as “a substantial likelihood that the public will be confused.”  Fisher Stoves, Inc. v. All Nighter Stove Works, Inc., 206 U.S.P.Q. 961 (1st Cir. 1980).  The determination of likelihood of confusion focuses on whether the relevant purchasing public would mistakenly assume that the Applicant’s goods originate from the same source as, or are associated with, the goods in the cited registrations.  See, e.g., Paula Payne Prods. Co. v. Johnson Publ’g Co., 177 U.S.P.Q. 76, 77 (C.C.P.A. 1973). 

To maintain a likelihood of confusion refusal, the Examining Attorney must demonstrate that confusion is probable and not simply possible.  Rodeo Collection, Ltd. v. West Seventh, 2 U.S.P.Q.2d 1204 (9th Cir. 1987).  Thus, the law requires “a showing that the allegedly infringing conduct carries with it a likelihood of confounding an appreciable number of reasonably prudent purchasers exercising ordinary care.”  Int’l Ass’n of Machinists and Aerospace Workers, AFL-CIO v. Winship Green Nursing Ctr., 41 U.S.P.Q.2d 1251, 1255 (1st Cir. 1996).  The determination as to whether confusion is likely is made on a case-by-case basis aided by the application of the factors set out in In re E.I. du Pont de Nemours & Co., 177 U.S.P.Q. 563 (C.C.P.A. 1973).  See, e.g., On-Line Careline Inc. v. Am. Online Inc., 56 U.S.P.Q.2d 1471, 1474 (Fed. Cir. 2000).  In any likelihood of confusion analysis, the two key considerations are the similarities between the marks and the relatedness of the goods.  In re Aztec Res. Enters., Inc., 50 U.S.P.Q.2d 1209 (T.T.A.B 1999).  Applicant submits that a thorough review of these considerations shows that a likelihood of confusion with the cited registration is not probable.

The goods used in connection with the cited registration differs from Applicant’s goods to such a degree that a likelihood of confusion is not probable.  With regard to registration no. 3398358, the goods covered by the registration are “medical devices, namely, cannulae.  These are sufficiently different from the goods claimed in association with Applicant’s mark.  Cannulae utilize a trocar during insertion, which generally occurs into a bodily cavity, duct, or vessel.  See Ex. A.  Applicant’s goods, on the other hand are “catheters”, which are generally inserted into a hollow organ of the body.  See Ex. B.  The goods offered for sale by Applicant and Registrant are to different customers through different trade channels.

Furthermore, it is also essential to consider the sophistication of the buyers.  “In every case turning on likelihood of confusion, it is the duty of the examiner, the board and this court to find, upon consideration of all the evidence, whether or not confusion appears likely.” Dupont, 476 F.2d at 1362 (emphasis in original).  “Sophisticated consumers may be expected to exercise greater care.” Pignons S.A. de Mecanique de Precision v. Polaroid Corp., 657 F.2d 482, 489, (1st Cir. 1981).  “[T]here is always less likelihood of confusion where goods are expensive and purchased after careful consideration.” Astra Pharm. Prods. v. Beckman Instruments, 718 F.2d 1201, 1206, (1st Cir. 1983).  Consumers purchasing Applicant’s and Registrant’s products are sophisticated because both Applicant’s products are expensive and require technical skill to operate and are only purchased after careful consideration by the consumers.  Given that the consumers of both Applicant’s goods and Registrant’s goods are sophisticated, the differences in the marks and the associated goods, confusion is not likely between Registrant’s and Applicant’s marks.

Finally, it is well recognized that when a mark is commonly used on numerous types of goods by unrelated companies, it may be reasonable to infer that purchasers have been conditioned to expect different sources for specifically different goods even though such goods might be deemed sufficiently related to be attributable to a single source under an uncommonly used mark.  Compare Amstar Corp. v. Domino's Pizza Inc., 615 F.2d 252, 259-60, (5th Cir. 1980) (no confusion likely between DOMINO for sugar and DOMINO for pizza services in presence of third party use), cert. denied, 449 U.S. 899, (1980); In re Mucky Duck Mustard Co., 6 U.S.P.Q.2d 1467 (T.T.A.B. 1988) (confusion likely between restaurant services and a mustard sold under MUCKY DUCK mark with no presence of third party use).  The ability of purchasers to distinguish between goods through trademarks commonly used by different third parties reflects what happens in a real world setting. Matsushita Elec. Indus. Co., Ltd. v. Nat’l Steel Constr. Co., 442 F.2d 1383, 1385 (Fed. Cir. 1971). 

In this case, there are numerous third-party registrations containing the word “ULTRAFLEX”.  These registrations create a crowded marketplace of “ULTRAFLEX” formative marks, which indicates that even minor differences between the marks can be sufficient to avoid confusion.  Applicant points out the following third-party registrations containing the word “ULTRAFLEX”:

 

Mark

Reg. No.

Goods

Owner

ULTRA-FLEX

3150843

IC010: Dental instruments, namely bendable shaft electo-surgical electrodes

Jaco, LLC

ULTRA-FLEX

1985330

IC010: Anesthesia breathing circuit with the ability to compress or expand the length of the circuit, for delivery of gases to a patient

King Systems Corporation

ULTRAFLEX

3398358

IC010: Medical devices, namely, cannulae

Medtronic, Inc.

ULTRAFLEX

2970884

IC010: Medical instruments and apparatuses, namely, infusion sets for the subcutaneous administration of insulin

Roche Diagnostics GmbH

ULTRAFLEX

1701606

IC010: Dynamic splints for anatomical joints

Ultraflex Systems, Inc.

 

In light of the differences in the goods sold in association with Applicant’s and Registrant’s marks, the sophistication of the consumers of Applicant’s and Registrant’s products and the crowded marketplace, Applicant requests that the Examining Attorney withdraw the refusal and allow Applicant’s mark ULTRAFLEX to be registered.

II.        Conclusion

For all the aforementioned reasons, applicant respectfully requests the Examining Attorney to withdraw the refusal under Section 2(d) of the Trademark Act.  If further clarification is needed or if a telephone conference would be useful in resolving any issues pending in this application, Applicant requests that the examiner contacts the undersigned.



EVIDENCE
Evidence in the nature of Exhibits to Response to Office Action has been attached.
Original PDF file:
evi_430231141-111015588_._Evidence.pdf
Converted PDF file(s) ( 4 pages)
Evidence-1
Evidence-2
Evidence-3
Evidence-4

SIGNATURE(S)
Response Signature
Signature: /KLS/     Date: 11/29/2012
Signatory's Name: Kelu L. Sullivan
Signatory's Position: Attorney of Record/DC Bar Member

Signatory's Phone Number: 202-861-1532

The signatory has confirmed that he/she is an attorney who is a member in good standing of the bar of the highest court of a U.S. state, which includes the District of Columbia, Puerto Rico, and other federal territories and possessions; and he/she is currently the applicant's attorney or an associate thereof; and to the best of his/her knowledge, if prior to his/her appointment another U.S. attorney or a Canadian attorney/agent not currently associated with his/her company/firm previously represented the applicant in this matter: (1) the applicant has filed or is concurrently filing a signed revocation of or substitute power of attorney with the USPTO; (2) the USPTO has granted the request of the prior representative to withdraw; (3) the applicant has filed a power of attorney appointing him/her in this matter; or (4) the applicant's appointed U.S. attorney or Canadian attorney/agent has filed a power of attorney appointing him/her as an associate attorney in this matter.

        
Serial Number: 85562589
Internet Transmission Date: Thu Nov 29 11:58:28 EST 2012
TEAS Stamp: USPTO/ROA-X.XX.XXX.XXX-20121129115828976
035-85562589-490456ce4d720fba7d913d183a5
6dc27d57-N/A-N/A-20121129114537796507


Response to Office Action [image/jpeg]

Response to Office Action [image/jpeg]

Response to Office Action [image/jpeg]

Response to Office Action [image/jpeg]


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