| PTO Form 1478 (Rev 9/2006) |
| OMB No. 0651-0009 (Exp 12/31/2014) |
Trademark/Service Mark Application, Principal Register
| Serial Number: 85505790 |
| Filing Date: 12/29/2011 |
The table below presents the data as entered.
Input Field
|
Entered
|
| SERIAL NUMBER |
85505790 |
| MARK INFORMATION |
| *MARK |
\\TICRS\EXPORT11\IMAGEOUT 11\855\057\85505790\xml1\ APP0002.JPG |
| SPECIAL FORM |
YES |
| USPTO-GENERATED IMAGE |
NO |
| LITERAL ELEMENT |
KKR Kohlberg Kravis Roberts |
| COLOR MARK |
NO |
*DESCRIPTION OF THE MARK
(and Color Location, if applicable) |
The mark consists of the acronym KKR together with the name Kohlberg Kravis Roberts in stylized font and format. |
| PIXEL COUNT ACCEPTABLE |
NO |
| PIXEL COUNT |
250 x 51 |
| REGISTER |
Principal |
| APPLICANT INFORMATION |
| *OWNER OF MARK |
Kohlberg Kravis Roberts & Co. L.P. |
| INTERNAL ADDRESS |
Suite 4200 |
| *STREET |
9 West 57th Street |
| *CITY |
New York |
*STATE
(Required for U.S. applicants) |
New York |
| *COUNTRY |
United States |
*ZIP/POSTAL CODE
(Required for U.S. applicants only) |
10019 |
| LEGAL ENTITY INFORMATION |
| TYPE |
limited partnership |
| STATE/COUNTRY WHERE LEGALLY ORGANIZED |
Delaware |
| NAME(S) OF GENERAL PARTNER(S) & CITIZENSHIP/INCORPORATION |
KKR Management Holdings, L.P., a Delaware limited partnership |
| GOODS AND/OR SERVICES AND BASIS INFORMATION |
| INTERNATIONAL CLASS |
036 |
| *IDENTIFICATION |
Financial services, namely, investment management services, asset management services, investment advisory services, merchant banking
services, investment banking services, and investment fund management services. |
| FILING BASIS |
SECTION 1(a) |
| FIRST USE ANYWHERE DATE |
At least as early as 10/03/2011 |
| FIRST USE IN COMMERCE DATE |
At least as early as 10/03/2011 |
SPECIMEN
FILE NAME(S) |
\\TICRS\EXPORT11\IMAGEOUT 11\855\057\85505790\xml1\ APP0003.JPG |
| |
\\TICRS\EXPORT11\IMAGEOUT 11\855\057\85505790\xml1\ APP0004.JPG |
| |
\\TICRS\EXPORT11\IMAGEOUT 11\855\057\85505790\xml1\ APP0005.JPG |
| |
\\TICRS\EXPORT11\IMAGEOUT 11\855\057\85505790\xml1\ APP0006.JPG |
| |
\\TICRS\EXPORT11\IMAGEOUT 11\855\057\85505790\xml1\ APP0007.JPG |
| SPECIMEN DESCRIPTION |
Marketing and promotional material displayed by Applicant on its website. |
| ADDITIONAL STATEMENTS SECTION |
| PRIOR REGISTRATION(S) |
The applicant claims ownership of U.S. Registration Number(s) 3653663, 3653664, 3653665, and others. |
| ATTORNEY INFORMATION |
| NAME |
Genevieve Dorment |
| FIRM NAME |
Simpson Thacher & Bartlett LLP |
| STREET |
425 Lexington Avenue |
| CITY |
New York |
| STATE |
New York |
| COUNTRY |
United States |
| ZIP/POSTAL CODE |
10017 |
| CORRESPONDENCE INFORMATION |
| NAME |
Genevieve Dorment |
| FIRM NAME |
Simpson Thacher & Bartlett LLP |
| STREET |
425 Lexington Avenue |
| CITY |
New York |
| STATE |
New York |
| COUNTRY |
United States |
| ZIP/POSTAL CODE |
10017 |
| FEE INFORMATION |
| NUMBER OF CLASSES |
1 |
| FEE PER CLASS |
325 |
| *TOTAL FEE DUE |
325 |
| *TOTAL FEE PAID |
325 |
| SIGNATURE INFORMATION |
| SIGNATURE |
/gdorment/ |
| SIGNATORY'S NAME |
Genevieve Dorment |
| SIGNATORY'S POSITION |
Attorney of record, New York State bar member |
| DATE SIGNED |
12/29/2011 |
| PTO Form 1478 (Rev 9/2006) |
| OMB No. 0651-0009 (Exp 12/31/2014) |
Trademark/Service Mark Application, Principal Register
| Serial Number: 85505790 |
| Filing Date: 12/29/2011 |
To the Commissioner for Trademarks:
MARK: KKR Kohlberg Kravis Roberts (stylized and/or with design, see
mark)
The literal element of the mark consists of KKR Kohlberg Kravis Roberts.
The applicant is not claiming color as a feature of the mark. The mark consists of the acronym KKR together with the name Kohlberg Kravis Roberts in stylized font and format.
The applicant, Kohlberg Kravis Roberts & Co. L.P., a limited partnership legally organized under the laws of Delaware, comprising of KKR Management Holdings, L.P., a Delaware limited partnership,
having an address of
Suite 4200,
9 West 57th Street
New York, New York 10019
United States
requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C.
Section 1051 et seq.), as amended, for the following:
International Class 036: Financial services, namely, investment management services, asset management services, investment advisory services, merchant
banking services, investment banking services, and investment fund management services.
In International Class 036, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 10/03/2011, and first used in
commerce at least as early as 10/03/2011, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any
item in the class of listed goods and/or services, consisting of a(n) Marketing and promotional material displayed by Applicant on its website..
Specimen File1
Specimen File2
Specimen File3
Specimen File4
Specimen File5
The applicant claims ownership of U.S. Registration Number(s) 3653663, 3653664, 3653665, and others.
The applicant's current Attorney Information:
Genevieve Dorment of Simpson Thacher & Bartlett LLP
425 Lexington Avenue
New York, New York 10017
United States
| The applicant's current Correspondence Information: |
| Genevieve Dorment |
| Simpson Thacher & Bartlett LLP |
| 425 Lexington Avenue |
| New York, New York 10017 |
A fee payment in the amount of $325 has been submitted with the application, representing payment for 1 class(es).
Declaration
The undersigned, being hereby warned that willful false statements and the like so made are punishable by fine or imprisonment, or both, under 18 U.S.C. Section 1001, and that such willful false
statements, and the like, may jeopardize the validity of the application or any resulting registration, declares that he/she is properly authorized to execute this application on behalf of the
applicant; he/she believes the applicant to be the owner of the trademark/service mark sought to be registered, or, if the application is being filed under 15 U.S.C. Section 1051(b), he/she believes
applicant to be entitled to use such mark in commerce; to the best of his/her knowledge and belief no other person, firm, corporation, or association has the right to use the mark in commerce, either
in the identical form thereof or in such near resemblance thereto as to be likely, when used on or in connection with the goods/services of such other person, to cause confusion, or to cause mistake,
or to deceive; and that all statements made of his/her own knowledge are true; and that all statements made on information and belief are believed to be true.
Declaration Signature
Signature: /gdorment/ Date: 12/29/2011
Signatory's Name: Genevieve Dorment
Signatory's Position: Attorney of record, New York State bar member
RAM Sale Number: 1953
RAM Accounting Date: 12/30/2011
Serial Number: 85505790
Internet Transmission Date: Thu Dec 29 15:49:24 EST 2011
TEAS Stamp: USPTO/BAS-XX.XXX.XXX.XXX-201112291549241
33945-85505790-490f365aec08487f8fa36f2ec
e34f726e3-CC-1953-20111229153300837648
