| Trademark Snap Shot Amendment & Mail Processing Stylesheet (Table presents the data on Amendment & Mail Processing Complete) |
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OVERVIEW |
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| SERIAL NUMBER | 85505790 | FILING DATE | 12/29/2011 |
| REG NUMBER | 0000000 | REG DATE | N/A |
| REGISTER | PRINCIPAL | MARK TYPE | SERVICE MARK |
| INTL REG # | N/A | INTL REG DATE | N/A |
| TM ATTORNEY | CROSS, TRACY L |
L.O. ASSIGNED | 109 |
PUB INFORMATION |
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| RUN DATE | 06/06/2012 | ||
| PUB DATE | N/A | ||
| STATUS | 661-RESPONSE AFTER NON-FINAL-ACTION-ENTERED | ||
| STATUS DATE | 06/05/2012 | ||
| LITERAL MARK ELEMENT | KKR KOHLBERG KRAVIS ROBERTS | ||
| DATE ABANDONED | N/A | DATE CANCELLED | N/A |
| SECTION 2F | NO | SECTION 2F IN PART | NO |
| SECTION 8 | NO | SECTION 8 IN PART | NO |
| SECTION 15 | NO | REPUB 12C | N/A |
| RENEWAL FILED | NO | RENEWAL DATE | N/A |
| DATE AMEND REG | N/A | ||
FILING BASIS |
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| FILED BASIS | CURRENT BASIS | AMENDED BASIS | |||
| 1 (a) | YES | 1 (a) | YES | 1 (a) | NO |
| 1 (b) | NO | 1 (b) | NO | 1 (b) | NO |
| 44D | NO | 44D | NO | 44D | NO |
| 44E | NO | 44E | NO | 44E | NO |
| 66A | NO | 66A | NO | ||
| NO BASIS | NO | NO BASIS | NO | ||
MARK DATA |
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| STANDARD CHARACTER MARK | NO |
| LITERAL MARK ELEMENT | KKR KOHLBERG KRAVIS ROBERTS |
| MARK DRAWING CODE | 3-AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/LETTER(S)/NUMBER(S) |
| COLOR DRAWING FLAG | NO |
CURRENT OWNER INFORMATION |
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| PARTY TYPE | 10-ORIGINAL APPLICANT |
| NAME | Kohlberg Kravis Roberts & Co. L.P. |
| ADDRESS | Suite 4200 9 West 57th Street New York, NY 10019 |
| ENTITY | 13-LIMITED PARTNERSHIP |
| CITIZENSHIP | Delaware |
| COMPOSED OF | KKR Management Holdings, L.P., a Delaware limited partnership |
GOODS AND SERVICES |
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| INTERNATIONAL CLASS | 036 |
| DESCRIPTION TEXT | Financial services, namely, investment management services, asset management services, investment advisory services, merchant banking services, investment banking services, and investment fund management services |
GOODS AND SERVICES CLASSIFICATION |
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| INTERNATIONAL CLASS | 036 | FIRST USE DATE | 10/03/2011 | FIRST USE IN COMMERCE DATE | 10/03/2011 | CLASS STATUS | 6-ACTIVE |
MISCELLANEOUS INFORMATION/STATEMENTS |
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| CHANGE IN REGISTRATION | NO |
| COLORS CLAIMED STATEMENT | Color is not claimed as a feature of the mark. |
| DESCRIPTION OF MARK | The mark consists of The acronym KKR together with the name Kohlberg Kravis Roberts in stylized font and format. |
| OWNER OF US REG NOS | 3653663 3653664 3653665 |
PROSECUTION HISTORY |
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| DATE | ENT CD | ENT TYPE | DESCRIPTION | ENT NUM |
| 06/05/2012 | TEME | I | TEAS/EMAIL CORRESPONDENCE ENTERED | 009 |
| 06/04/2012 | CRFA | I | CORRESPONDENCE RECEIVED IN LAW OFFICE | 008 |
| 06/04/2012 | TROA | I | TEAS RESPONSE TO OFFICE ACTION RECEIVED | 007 |
| 04/02/2012 | CNRT | F | NON-FINAL ACTION MAILED | 006 |
| 03/31/2012 | CNRT | R | NON-FINAL ACTION WRITTEN | 005 |
| 03/31/2012 | DOCK | D | ASSIGNED TO EXAMINER | 004 |
| 01/07/2012 | MDSC | O | NOTICE OF DESIGN SEARCH CODE MAILED | 003 |
| 01/06/2012 | NWOS | I | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM | 002 |
| 01/02/2012 | NWAP | I | NEW APPLICATION ENTERED IN TRAM | 001 |
CURRENT CORRESPONDENCE INFORMATION |
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| ATTORNEY | Genevieve Dorment |
| CORRESPONDENCE ADDRESS | GENEVIEVE DORMENT SIMPSON THACHER & BARTLETT LLP 425 LEXINGTON AVE NEW YORK, NY 10017-3903 |
| DOMESTIC REPRESENTATIVE | NONE |