FINRA AUTOMATED DATA DELIVERY SYSTEM

Financial Industry Regulatory Authority, Inc.

Application Filed: 2011-12-12

Trademark Application Details

Status

702

Live/Registered

SECTION 8 & 15-ACCEPTED AND ACKNOWLEDGED

Research	OneLook Acronym Finder
Serial Number	85493077
Registration Number	4284929
Mark Drawing Code	4000: Illustration: Drawing with word(s)/letter(s)/number(s) in Block form
Attorney Name	Aaron D. Hendelman
Attorney Docket Number	18110-TM1008
Law Office Assigned	M80
Employee Name	SHOSHO II, ERNEST

Timeline

2011-11-17	Date of First Use
2011-12-12	Application Filed
2012-11-20	Published for Opposition
2013-02-05	Trademark Registered
2019-04-03	Location: TMO LAW OFFICE 117
2019-04-03	Status: Live/Registered
2019-04-04	Transaction Date

Trademark Applicants & Owners

Owner:	Financial Industry Regulatory Authority, Inc.
Entity Statement	non-profit corporation
Address	1735 K Street, NW Washington DE 20006
Legal Entity Type
Legal Entity State	DE

Documents

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Attorney of Record

Aaron D. Hendelman
WILSON SONSINI GOODRICH & ROSATI
650 Page Mill Road
Palo Alto CA 94304-1050

Good, Services, and Codes

International Codes:	36
U.S. Codes:	100,101,102
International Codes:	42
U.S. Codes:	100,101

Type Code	Type
D10000	"AUTOMATED DATA DELIVERY SERVICE"

Trademark Filing History

Description	Date	Event Coding
NEW APPLICATION ENTERED IN TRAM	2011-12-15	1 NWAP I:Incoming Correspondence
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM	2011-12-19	2 NWOS I:Incoming Correspondence
NOTICE OF PSEUDO MARK MAILED	2011-12-20	3 MPMK O:Outgoing Correspondence
ASSIGNED TO EXAMINER	2012-03-20	4 DOCK D:Assigned to Examiner
NON-FINAL ACTION WRITTEN	2012-03-21	5 CNRT R:Renewal
NON-FINAL ACTION E-MAILED	2012-03-21	6 GNRT F:First Action
NOTIFICATION OF NON-FINAL ACTION E-MAILED	2012-03-21	7 GNRN O:Outgoing Correspondence
TEAS RESPONSE TO OFFICE ACTION RECEIVED	2012-09-21	8 TROA I:Incoming Correspondence
ASSIGNED TO LIE	2012-10-02	9 ALIE A:Allowance for Publication
CORRESPONDENCE RECEIVED IN LAW OFFICE	2012-10-16	10 CRFA I:Incoming Correspondence
TEAS/EMAIL CORRESPONDENCE ENTERED	2012-10-16	11 TEME I:Incoming Correspondence
APPROVED FOR PUB - PRINCIPAL REGISTER	2012-10-16	12 CNSA O:Outgoing Correspondence
LAW OFFICE PUBLICATION REVIEW COMPLETED	2012-10-18	13 PREV O:Outgoing Correspondence
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED	2012-10-31	14 NONP E:E-Mail
PUBLISHED FOR OPPOSITION	2012-11-20	15 PUBO A:Allowance for Publication
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED	2012-11-20	16 NPUB E:E-Mail
REGISTERED-PRINCIPAL REGISTER	2013-02-05	17 R.PR A:Allowance for Publication
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED	2014-01-29	18 REAP I:Incoming Correspondence
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED	2014-01-29	19 ARAA I:Incoming Correspondence
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED	2017-01-17	20 REAP I:Incoming Correspondence
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED	2017-01-17	21 ARAA I:Incoming Correspondence
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED	2018-02-05	22 REM1 E:E-Mail
TEAS SECTION 8 & 15 RECEIVED	2019-03-01	23 E815 I:Incoming Correspondence
CASE ASSIGNED TO POST REGISTRATION PARALEGAL	2019-04-03	24 APRE A:Allowance for Publication
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.	2019-04-03	25 C15A O:Outgoing Correspondence
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED	2019-04-03	26 NA85 E:E-Mail
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED	2022-02-05	27 REM2 E:E-Mail
TEAS SECTION 8 & 9 RECEIVED	2023-01-23	28 E89R I:Incoming Correspondence
CASE ASSIGNED TO POST REGISTRATION PARALEGAL	2023-08-10	29 APRE A:Allowance for Publication
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED	2023-08-10	30 89AG O:Outgoing Correspondence
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)	2023-08-10	31 RNL1 Q:
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED	2023-08-10	32 NA89 E:E-Mail
TEAS CHANGE OF OWNER ADDRESS RECEIVED	2024-03-14	33 COAR I:Incoming Correspondence
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED	2024-03-14	34 CHAN I:Incoming Correspondence
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED	2024-03-14	35 REAP I:Incoming Correspondence
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED	2024-03-14	36 ARAA I:Incoming Correspondence
TEAS CHANGE OF CORRESPONDENCE RECEIVED	2024-03-14	37 TCCA I:Incoming Correspondence

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